Mohit Mittal reports 2,207.71 PIMCO Dynamic Income Fund (PDI) shares on Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Mohit Mittal filed an initial ownership report for PIMCO Dynamic Income Fund (PDI). The filing shows he beneficially owns 2,207.71 common shares, held in direct form. He is identified as a member of PIMCO's Executive Committee, and PIMCO serves as the fund's investment advisor.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
MITTAL MOHIT
Role
Insider
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | COMMON SHARES | -- | -- | -- |
Holdings After Transaction:
COMMON SHARES — 2,207.71 shares (Direct)
Footnotes (1)
FAQ
What does Mohit Mittal’s Form 3 disclose for PIMCO Dynamic Income Fund (PDI)?
The Form 3 discloses that Mohit Mittal beneficially owns 2,207.71 common shares of PIMCO Dynamic Income Fund. These shares are reported as held directly, providing a baseline of his ownership position in the closed-end fund.
Is Mohit Mittal’s ownership in PIMCO Dynamic Income Fund (PDI) direct or indirect?
The filing shows Mohit Mittal’s 2,207.71 common shares of PIMCO Dynamic Income Fund are held in direct ownership form. No indirect ownership entities or special indirect ownership structures are described in the provided disclosure section.
What is Mohit Mittal’s relationship to PIMCO Dynamic Income Fund (PDI)?
The filing notes that PIMCO is the investment advisor of PIMCO Dynamic Income Fund, and Mohit Mittal is a member of PIMCO’s Executive Committee. His relationship to the fund is therefore through his senior role at the advisor.
Does this PDI Form 3 show any recent stock transactions by Mohit Mittal?
The Form 3 functions as an initial statement of beneficial ownership and lists 2,207.71 common shares held directly after the reported date. It does not detail specific purchase or sale transactions, only the ownership amount as of that point.
Why is a Form 3 filed for PIMCO Dynamic Income Fund (PDI)?
Form 3 is filed when someone becomes a reporting person for a company or fund. In this case, it establishes Mohit Mittal’s starting ownership position of 2,207.71 common shares in PIMCO Dynamic Income Fund for ongoing Section 16 reporting.
Does the PDI Form 3 mention any derivative securities held by Mohit Mittal?
The provided Form 3 data show no derivative securities listed for Mohit Mittal. The derivative securities table is present structurally, but no options, warrants, or other derivatives are reported with underlying shares or exercise terms.