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Mohit Mittal reports 2,207.71 PIMCO Dynamic Income Fund (PDI) shares on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Mohit Mittal filed an initial ownership report for PIMCO Dynamic Income Fund (PDI). The filing shows he beneficially owns 2,207.71 common shares, held in direct form. He is identified as a member of PIMCO's Executive Committee, and PIMCO serves as the fund's investment advisor.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
MITTAL MOHIT

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026
3. Issuer Name and Ticker or Trading Symbol
PIMCO Dynamic Income Fund [ PDI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
COMMON SHARES 2,207.71 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.
/s/ Ryan Leshaw, Attorney-in-Fact for Mohit Mittal 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Mohit Mittal’s Form 3 disclose for PIMCO Dynamic Income Fund (PDI)?

The Form 3 discloses that Mohit Mittal beneficially owns 2,207.71 common shares of PIMCO Dynamic Income Fund. These shares are reported as held directly, providing a baseline of his ownership position in the closed-end fund.

Is Mohit Mittal’s ownership in PIMCO Dynamic Income Fund (PDI) direct or indirect?

The filing shows Mohit Mittal’s 2,207.71 common shares of PIMCO Dynamic Income Fund are held in direct ownership form. No indirect ownership entities or special indirect ownership structures are described in the provided disclosure section.

What is Mohit Mittal’s relationship to PIMCO Dynamic Income Fund (PDI)?

The filing notes that PIMCO is the investment advisor of PIMCO Dynamic Income Fund, and Mohit Mittal is a member of PIMCO’s Executive Committee. His relationship to the fund is therefore through his senior role at the advisor.

Does this PDI Form 3 show any recent stock transactions by Mohit Mittal?

The Form 3 functions as an initial statement of beneficial ownership and lists 2,207.71 common shares held directly after the reported date. It does not detail specific purchase or sale transactions, only the ownership amount as of that point.

Why is a Form 3 filed for PIMCO Dynamic Income Fund (PDI)?

Form 3 is filed when someone becomes a reporting person for a company or fund. In this case, it establishes Mohit Mittal’s starting ownership position of 2,207.71 common shares in PIMCO Dynamic Income Fund for ongoing Section 16 reporting.

Does the PDI Form 3 mention any derivative securities held by Mohit Mittal?

The provided Form 3 data show no derivative securities listed for Mohit Mittal. The derivative securities table is present structurally, but no options, warrants, or other derivatives are reported with underlying shares or exercise terms.
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