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Insider linked to PIMCO (NYSE: PDI) files Form 3 showing no fund ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PIMCO Dynamic Income Fund insider files initial ownership report showing no holdings. An individual associated with the fund’s advisor, Pacific Investment Management Company LLC (PIMCO), filed a Form 3 stating that no securities of PIMCO Dynamic Income Fund are beneficially owned.

PIMCO is identified as the investment advisor to the fund, and the reporting person is a member of PIMCO’s Executive Committee, reflecting an affiliation with the advisor rather than reported ownership of fund shares.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Chang Stephen Koon Bong

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026
3. Issuer Name and Ticker or Trading Symbol
PIMCO Dynamic Income Fund [ PDI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Stephen Koon Bong Chang 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filing for PIMCO Dynamic Income Fund (PDI) show?

The Form 3 filing states that the reporting person has no beneficial ownership of PIMCO Dynamic Income Fund securities. It also notes that PIMCO serves as the fund’s investment advisor and the reporting person is a member of PIMCO’s Executive Committee.

Who is the reporting person in the PIMCO Dynamic Income Fund (PDI) Form 3?

The reporting person is Stephen Koon Bong Chang, who is identified as having an “other” relationship to the issuer. The filing explains that he is a member of PIMCO’s Executive Committee, and PIMCO is the investment advisor of PIMCO Dynamic Income Fund.

Does the Form 3 show any PIMCO Dynamic Income Fund (PDI) shares owned by the insider?

No, the Form 3 explicitly states that no securities are beneficially owned by the reporting person. Both the non-derivative and derivative securities tables are effectively empty, confirming there are no reported holdings in PIMCO Dynamic Income Fund.

What is PIMCO’s role in relation to PIMCO Dynamic Income Fund (PDI) in this Form 3?

The filing states that Pacific Investment Management Company LLC (PIMCO) is the investment advisor to PIMCO Dynamic Income Fund. It also notes that the reporting person serves on PIMCO’s Executive Committee, indicating an advisory affiliation rather than disclosed share ownership.

Is the reporting person a director or 10% owner of PIMCO Dynamic Income Fund (PDI)?

The Form 3 does not mark the reporting person as a director, officer, or 10% owner of the fund. Instead, the relationship box is checked as “Other (see remarks),” with remarks clarifying that he is a member of PIMCO’s Executive Committee.
PIMCO Dynamic Income

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