Palladyne AI files Rule 144 notice for 15,149 shares

Palladyne AI Corp. filed a Rule 144 notice reporting 15,149 shares of Common Stock related to restricted share units vesting.

Rhea-AI Filing Summary

Palladyne AI Corp. filed a Rule 144 notice reporting 15,149 shares of Common Stock related to restricted share units vesting. The filing also discloses 12,945 shares sold during the past three months and a monetary figure of $97,734.75 tied to those sales. Dates shown include 03/29/2026 (vesting) and 03/30/2026 (filing/issuer data).

Insights

Securities Counsel

Rule 144 notice: transfer of restricted shares upon vesting; routine disclosure.

Rule 144 filings record transfers or proposed sales of restricted or control securities. This filing lists 15,149 shares tied to restricted share units vesting on 03/29/2026, indicating an eligibility step toward resale under resale conditions.

Cash‑flow treatment and any resale timing are not detailed in the excerpt; subsequent sale activity will appear in trading or Form 4/144 updates if and when executed.

Key Figures

Shares reported to be sold / vesting: 15,149 shares Shares sold during past 3 months: 12,945 shares Reported dollar figure: $97,734.75 +1 more

4 metrics

Shares reported to be sold / vesting 15,149 shares Restricted Share Units Vesting on 03/29/2026

Shares sold during past 3 months 12,945 shares Sale dated 03/12/2026 (Denis Garagic)

Reported dollar figure $97,734.75 Associated with shares sold (past 3 months) in the excerpt

Issuer numeric line shown 46,494,865 Number appearing in issuer information (03/30/2026)

Key Terms

Restricted Share Units Vesting, Equity Compensation, Rule 144

3 terms

Restricted Share Units Vesting financial

"Restricted Share Units Vesting - See Remarks"

Equity Compensation financial

"Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Rule 144 regulatory

"Form 144 (filing type indicating resale notice)"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the PDYN Form 144 disclose about shares being sold?

It lists 15,149 shares tied to restricted share units vesting on 03/29/2026. The filing also notes 12,945 shares sold in the prior three months with a reported value of $97,734.75.

Does the PDYN filing show who is selling the shares?

Yes — Denis Garagic is listed in the sales history line. The address and name appear alongside the prior sales entry dated 03/12/2026 for 12,945 shares.

Are the proceeds to Palladyne AI (PDYN) reported in this Form 144?

The excerpt does not state who receives proceeds. The filing provides share counts and a dollar figure tied to recent sales but does not allocate proceeds to the issuer or selling holders.

What transaction type triggered the Rule 144 notice for PDYN?

The filing ties the shares to 'Restricted Share Units Vesting'. The securities to be sold are described under an equity compensation vesting event dated 03/29/2026.

Does the filing report shares outstanding for PDYN?

The excerpt includes the number 46,494,865 in the issuer section. That numeric line appears with issuer information and dates but the filing excerpt does not label it explicitly as 'shares outstanding.'

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/31/2026 - 06:43 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001920634
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PALLADYNE AI CORP.
SEC File Number	001-39897
Address of Issuer	650 SOUTH 500 WEST SUITE 150 SALT LAKE CITY UTAH 84101
Phone	(888) 927-7296
Name of Person for Whose Account the Securities are To Be Sold	DENIS GARAGIC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Muriel Siebert & Co., LLC 653 Collins Ave Miami Beach FL 33139	15149	84020.90	46494865	03/30/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/29/2026	Restricted Share Units Vesting - See Remarks	Palladyne AI Corp.			15149	03/29/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Denis Garagic C/O PALLADYNE AI CORP. 650 SOUTH 500 WEST, SUITE 150 SALT LAKE CITY UT 84101	Common Stock	03/12/2026	12945	97734.75

144: Remarks and Signature

Remarks	The reporting person sold the securities reported herein pursuant to an Issuer-implemented, non-discretionary sell-to-cover arrangement for the purposes of satisfying income tax liabilities incurred upon vesting of restricted share unit awards only, unless the reporting person elects to pay such tax liabilities in cash.
Date of Notice	03/31/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Stephen Sonne, attorney-in-fact on behalf of Denis Garagic
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)