Welcome to our dedicated page for PALLADYNE AI SEC filings (Ticker: PDYNW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Palladyne AI Corp (PDYN, PDYNW) SEC filings page on Stock Titan provides access to the company’s official disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq‑listed technology issuer with both common stock and redeemable warrants, Palladyne AI uses Forms 10‑K, 10‑Q, 8‑K and related schedules to report its financial condition, risk factors, capital structure and material events.
For this defense and industrial technology company, annual reports on Form 10‑K and quarterly reports on Form 10‑Q are key sources for understanding its embodied AI and autonomy software business, government development contracts, acquisitions such as GuideTech and the Crucis companies, and the performance of its Palladyne Defense and Palladyne Commercial operations. These filings also describe its cash position, warrant liabilities, research and development spending and other financial metrics.
Current reports on Form 8‑K highlight specific developments, including director appointments, warrant‑related disclosures, revenue and liquidity updates, and press releases furnished under Items 2.02 and 7.01. For example, Palladyne AI has filed 8‑Ks regarding new board members, warrant terms for PDYNW and the release of mid‑year financial information.
Investors and analysts can also review filings related to equity incentive plans, inducement awards and executive compensation, which explain stock‑based grants and warrant exercises, as well as any registration statements and prospectus supplements associated with at‑the‑market offerings or other capital raises.
On Stock Titan, these documents are paired with AI‑powered summaries that help interpret lengthy 10‑K and 10‑Q reports, highlight notable items in 8‑Ks and clarify the implications of warrant and equity‑related disclosures for PDYN and PDYNW holders. Real‑time updates from EDGAR ensure that new Palladyne AI filings, including any Form 4 insider transaction reports, become available quickly with plain‑language context.
Palladyne AI Corp. reported that its Chief Legal Officer, Stephen Sonne, received an equity award of 147,541 shares of common stock at a price of $0.00 per share, recorded as a grant or award acquisition.
The footnotes explain this includes 147,541 restricted stock units that can only be settled in common shares. These RSUs are divided into 10 equal tranches, each tied to a specific stock price goal and service-based vesting conditions, meaning the shares are earned over time as performance and tenure milestones are met. Following this award, Sonne holds 346,031 shares directly.
Palladyne AI Corp. reported that its Chief Legal Officer, Stephen Sonne, received an equity award of 147,541 shares of common stock at a price of $0.00 per share, recorded as a grant or award acquisition.
The footnotes explain this includes 147,541 restricted stock units that can only be settled in common shares. These RSUs are divided into 10 equal tranches, each tied to a specific stock price goal and service-based vesting conditions, meaning the shares are earned over time as performance and tenure milestones are met. Following this award, Sonne holds 346,031 shares directly.
GARAGIC DENIS reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. chief technology officer Denis Garagic received an equity award of 447,094 shares of common stock in the form of restricted stock units (RSUs). The award was recorded at a price of $0.00 per share as a compensation grant, not an open‑market purchase.
After this grant, Garagic directly holds 1,008,053 shares of common stock. The 447,094 RSUs can only be settled in shares and are split into 10 equal tranches, each subject to both stock price targets and service-based vesting conditions, meaning the shares are delivered over time only if those goals are met.
GARAGIC DENIS reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. chief technology officer Denis Garagic received an equity award of 447,094 shares of common stock in the form of restricted stock units (RSUs). The award was recorded at a price of $0.00 per share as a compensation grant, not an open‑market purchase.
After this grant, Garagic directly holds 1,008,053 shares of common stock. The 447,094 RSUs can only be settled in shares and are split into 10 equal tranches, each subject to both stock price targets and service-based vesting conditions, meaning the shares are delivered over time only if those goals are met.
THATCHER TREVOR reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. reported that Chief Financial Officer Trevor Thatcher received a grant of 147,541 shares of common stock on June 8, 2026, recorded at a grant price of $0.00 per share as a stock award. Following this award, he directly holds 324,238 shares of common stock. A footnote explains that this includes 147,541 restricted stock units (RSUs) that can only be settled in common stock and are split into 10 equal tranches, each tied to a stock price goal and service-based vesting conditions.
THATCHER TREVOR reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. reported that Chief Financial Officer Trevor Thatcher received a grant of 147,541 shares of common stock on June 8, 2026, recorded at a grant price of $0.00 per share as a stock award. Following this award, he directly holds 324,238 shares of common stock. A footnote explains that this includes 147,541 restricted stock units (RSUs) that can only be settled in common stock and are split into 10 equal tranches, each tied to a stock price goal and service-based vesting conditions.
Wolff Benjamin G reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. reported that President and CEO Benjamin G. Wolff received a compensation-related award of 4,470,942 restricted stock units (RSUs) of common stock at a price of $0.00 per share. Following the award, he directly holds 7,308,343 shares of common stock, including these RSUs.
The RSUs can only be settled in shares of common stock and are split into 10 equal tranches, each tied to a specific stock price goal and service-based vesting conditions. Wolff also has indirect holdings, including 383,119 shares through a 401k trust, 107,526 shares through Mare's Leg Capital, LLC, and 904 shares held by his spouse.
Wolff Benjamin G reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. reported that President and CEO Benjamin G. Wolff received a compensation-related award of 4,470,942 restricted stock units (RSUs) of common stock at a price of $0.00 per share. Following the award, he directly holds 7,308,343 shares of common stock, including these RSUs.
The RSUs can only be settled in shares of common stock and are split into 10 equal tranches, each tied to a specific stock price goal and service-based vesting conditions. Wolff also has indirect holdings, including 383,119 shares through a 401k trust, 107,526 shares through Mare's Leg Capital, LLC, and 904 shares held by his spouse.
Palladyne AI Corp. director Stephen Twitty reported an equity compensation grant in the form of 15,083 restricted stock units (RSUs), each representing one share of common stock. These RSUs vest on the earlier of the first anniversary of the grant date or the day before the next annual stockholder meeting, as long as he remains a service provider.
After this grant, Twitty is shown as holding 24,848 shares of common stock, including 15,083 RSUs and 687 shares in a joint brokerage account with his spouse. This filing reflects a compensation-related share acquisition rather than an open-market purchase.
Palladyne AI Corp. director Stephen Twitty reported an equity compensation grant in the form of 15,083 restricted stock units (RSUs), each representing one share of common stock. These RSUs vest on the earlier of the first anniversary of the grant date or the day before the next annual stockholder meeting, as long as he remains a service provider.
After this grant, Twitty is shown as holding 24,848 shares of common stock, including 15,083 RSUs and 687 shares in a joint brokerage account with his spouse. This filing reflects a compensation-related share acquisition rather than an open-market purchase.
Young Michael T. reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. director Michael T. Young received an equity grant of 15,083 shares in the form of restricted stock units (RSUs). The award carries no cash purchase price and reflects stock-based compensation rather than an open‑market share purchase.
Each RSU represents one share of Palladyne AI common stock and will vest on the earlier of the first anniversary of the grant date or the day before the company’s next annual stockholder meeting, as long as Young continues as a service provider through that date. After this grant, he holds 38,202 common shares directly, including the unvested RSUs.
Young Michael T. reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. director Michael T. Young received an equity grant of 15,083 shares in the form of restricted stock units (RSUs). The award carries no cash purchase price and reflects stock-based compensation rather than an open‑market share purchase.
Each RSU represents one share of Palladyne AI common stock and will vest on the earlier of the first anniversary of the grant date or the day before the company’s next annual stockholder meeting, as long as Young continues as a service provider through that date. After this grant, he holds 38,202 common shares directly, including the unvested RSUs.
Olson Eric T reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. director Eric T. Olson received an equity award in the form of restricted stock units. The Form 4 reports a grant of 15,083 shares of Common Stock at a price of $0.00 per share as a compensation-related award, not an open-market purchase.
Following this grant, Olson holds 74,079 shares of Common Stock directly. The 15,083 restricted stock units each represent the right to receive one share of Palladyne AI common stock and will vest on the earlier of the first anniversary of the grant date or the day prior to the next annual meeting of stockholders, subject to his continued service.
Olson Eric T reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. director Eric T. Olson received an equity award in the form of restricted stock units. The Form 4 reports a grant of 15,083 shares of Common Stock at a price of $0.00 per share as a compensation-related award, not an open-market purchase.
Following this grant, Olson holds 74,079 shares of Common Stock directly. The 15,083 restricted stock units each represent the right to receive one share of Palladyne AI common stock and will vest on the earlier of the first anniversary of the grant date or the day prior to the next annual meeting of stockholders, subject to his continued service.
FINN BRIAN D reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. director Brian D. Finn reported a new equity award and updated holdings in company stock. He received 15,083 restricted stock units (RSUs), each representing one share of common stock, at a grant price of $0. These RSUs vest on the earlier of the first anniversary of the grant date or the day before the next annual shareholder meeting, if he continues as a service provider.
After the grant, Finn holds 74,079 shares directly, including the 15,083 RSUs. The filing also lists indirect holdings through entities where he serves as administrator: 467,760 shares held by Marstar Investments LLC, 85,858 shares held by MI-MJ LLC, and 261,091 shares held by MI-CM LLC, over which he has sole voting and dispositive power but disclaims beneficial ownership except for any pecuniary interest.
FINN BRIAN D reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. director Brian D. Finn reported a new equity award and updated holdings in company stock. He received 15,083 restricted stock units (RSUs), each representing one share of common stock, at a grant price of $0. These RSUs vest on the earlier of the first anniversary of the grant date or the day before the next annual shareholder meeting, if he continues as a service provider.
After the grant, Finn holds 74,079 shares directly, including the 15,083 RSUs. The filing also lists indirect holdings through entities where he serves as administrator: 467,760 shares held by Marstar Investments LLC, 85,858 shares held by MI-MJ LLC, and 261,091 shares held by MI-CM LLC, over which he has sole voting and dispositive power but disclaims beneficial ownership except for any pecuniary interest.
WEIBLING DENNIS M reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. director Dennis M. Weibling received a grant of 15,083 restricted stock units (RSUs) of common stock. The award was granted at no cash cost per unit and represents compensation in equity form.
The 15,083 RSUs will vest on the earlier of the first anniversary of the grant date or the day prior to the next annual meeting of stockholders, subject to Mr. Weibling continuing as a service provider through vesting. Following the grant, he holds 344,786 common shares directly, including these RSUs, and additionally has indirect holdings of 376,780 shares through the Weibling Living Trust and 200,000 shares through On Eagles Wings Investments, LLC.
WEIBLING DENNIS M reported acquisition or exercise transactions in this Form 4 filing.
Palladyne AI Corp. director Dennis M. Weibling received a grant of 15,083 restricted stock units (RSUs) of common stock. The award was granted at no cash cost per unit and represents compensation in equity form.
The 15,083 RSUs will vest on the earlier of the first anniversary of the grant date or the day prior to the next annual meeting of stockholders, subject to Mr. Weibling continuing as a service provider through vesting. Following the grant, he holds 344,786 common shares directly, including these RSUs, and additionally has indirect holdings of 376,780 shares through the Weibling Living Trust and 200,000 shares through On Eagles Wings Investments, LLC.
Palladyne AI Corp. held its 2026 annual meeting, where 32,816,253 shares, about 69% of those entitled to vote, were represented, allowing business to proceed. Stockholders elected Class II director Dennis Weibling and ratified KPMG LLP as the independent auditor for the year ending December 31, 2026.
Investors approved an amendment and restatement of the 2021 Equity Incentive Plan to add 4,500,000 shares of common stock available for grants. They also approved restricted stock unit awards to senior executives covering 5,360,659 shares, which became fully effective and eligible for vesting upon this stockholder approval.
Palladyne AI Corp. held its 2026 annual meeting, where 32,816,253 shares, about 69% of those entitled to vote, were represented, allowing business to proceed. Stockholders elected Class II director Dennis Weibling and ratified KPMG LLP as the independent auditor for the year ending December 31, 2026.
Investors approved an amendment and restatement of the 2021 Equity Incentive Plan to add 4,500,000 shares of common stock available for grants. They also approved restricted stock unit awards to senior executives covering 5,360,659 shares, which became fully effective and eligible for vesting upon this stockholder approval.