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Pedevco Corp. (NYSE: PED) director reports Series A preferred convertible into 33.7M shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Pedevco Corp. (PED)10/31/2025. The filing shows indirect beneficial ownership of Series A Convertible Preferred Stock that is convertible into 33,727,280 shares of common stock. This preferred stock automatically converts into common stock on a 10-for-1 basis after a twenty-day period following distribution of an information statement to shareholders, which occurred on October 31, 2025. The securities are held of record by J PED, LLC, and the reporting person may be deemed to have voting and dispositive power through interests in Juniper Capital IV, L.P., while disclaiming beneficial ownership beyond any pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Juniper Capital IV GP, L.P.

(Last) (First) (Middle)
2727 ALLEN PARKWAY, SUITE 1850

(Street)
HOUSTON TX 77019

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/31/2025
3. Issuer Name and Ticker or Trading Symbol
PEDEVCO CORP [ PED ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock (1) (2) Common Stock 33,727,280 (2) I see footnote(3)
Explanation of Responses:
1. The Series A Convertible Preferred Stock is not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer, which occurred on October 31, 2025.
2. The Series A Convertible Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.
3. The securities are held of record by J PED, LLC ("J PED"). The Reporting Person may be deemed to have voting and dispositive power over the securities by virtue of its general partner interest in Juniper Capital IV, L.P., which owns 100% of J PED. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.
/s/ Edward Geiser, Authorized Signatory 12/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 filing for Pedevco Corp. (PED) disclose?

The filing discloses the initial beneficial ownership of a director of Pedevco Corp. (PED), including indirect interests in Series A Convertible Preferred Stock that can convert into 33,727,280 shares of common stock.

How many Pedevco (PED) common shares are underlying the reported derivative securities?

The Series A Convertible Preferred Stock reported in the filing is convertible into 33,727,280 shares of Pedevco common stock.

What is the conversion ratio of Pedevco's Series A Convertible Preferred Stock?

The Series A Convertible Preferred Stock automatically converts into Pedevco common stock at a 10-for-1 ratio on the Automatic Conversion Date.

When does the automatic conversion of Pedevco (PED) Series A Preferred Stock occur?

The automatic conversion occurs on the Automatic Conversion Date, which is the expiration of a twenty calendar day period starting when an information statement was distributed to shareholders; that distribution occurred on October 31, 2025.

How is the reporting person indirectly related to the Pedevco (PED) securities?

The securities are held of record by J PED, LLC. The reporting person may be deemed to have voting and dispositive power through its general partner interest in Juniper Capital IV, L.P., which owns 100% of J PED.

Does the reporting person claim full beneficial ownership of the Pedevco (PED) securities?

No. The reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest in them.

What is the relationship of the reporting person to Pedevco Corp. (PED)?

The reporting person is identified as a director of Pedevco Corp. (PED) in the filing.

Pedevco

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PED Stock Data

52.24M
26.51M
70.82%
2.45%
0.15%
Oil & Gas E&P
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United States
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