PEDEVCO's Jody D. Crook surrenders 1,218 shares for tax

After the tax-withholding disposition, Crook directly held 32,199 shares; the surrendered shares related to vesting of restricted stock.

Available on EDGAR 11/03/2026 - 05:04 PM EST Accepted by SEC EDGAR 11/03/2026 - 05:03 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

PEDEVCO Corp (PED) Chief Commercial Officer Jody D. Crook surrendered 1,218 common shares to the issuer on November 2, 2026, to satisfy tax-withholding obligations. The shares were surrendered in connection with the vesting of 5,000 restricted shares granted to Crook on October 31, 2025. The assigned per-share value was $16.64, reflecting the price on the vesting date as reported on NYSE American. Crook directly held 32,199 shares following the transaction. No shares were issued or sold in the transaction.

Insider Trade Summary

Tax Withholding: 1,218 shares

Tax Withholding 1 txn

Insider Crook Jody D.

Role CHIEF COMMERCIAL OFFICER

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	1,218	$16.64	$20K

Holdings After Transaction: Common Stock — 32,199 shares (Direct)

Footnotes (1)

1. F1. Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 5,000 shares of restricted stock granted to the reporting person on October 31, 2025. The terms of the forfeiture were approved in advance by the Issuer's Board of Directors, and the transaction is exempt from Section 16(b), pursuant to Rule 16b-3(e). No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

Key Figures

Shares surrendered: 1,218 shares Assigned per-share value: $16.64 per share Restricted shares: 5,000 shares +2 more

5 metrics

Shares surrendered 1,218 shares Common shares surrendered to the issuer for tax withholding on November 2, 2026

Assigned per-share value $16.64 per share Reflects the price on the vesting date as reported on NYSE American

Restricted shares 5,000 shares Granted October 31, 2025; vesting was connected to the tax-withholding disposition

Direct shares held after transaction 32,199 shares Jody D. Crook's reported direct holdings following the transaction

Grant date October 31, 2025 Date the 5,000 restricted shares were granted

Key Terms

tax withholding obligations, restricted stock, Section 16(b), Rule 16b-3(e)

4 terms

tax withholding obligations financial

"to satisfy tax withholding obligations"

restricted stock financial

"vesting of 5,000 shares of restricted stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Section 16(b) regulatory

"exempt from Section 16(b)"

A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.

Rule 16b-3(e) regulatory

"pursuant to Rule 16b-3(e)"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many PED shares did Jody D. Crook surrender for tax withholding?

Jody D. Crook surrendered 1,218 PED common shares to the issuer on November 2, 2026, to satisfy tax-withholding obligations. The transaction was connected to vesting of 5,000 restricted shares granted October 31, 2025. The assigned per-share value was $16.64, and Crook directly held 32,199 shares afterward.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Crook Jody D.

(Last) (First) (Middle)

575 N. DAIRY ASHFORD

ENERGY CENTER II, SUITE 210

(Street)

HOUSTON TEXAS 77079

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEDEVCO CORP [ PED ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF COMMERCIAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/02/2026		F		1,218(1)	D	$16.64	32,199	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock of the Issuer surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of 5,000 shares of restricted stock granted to the reporting person on October 31, 2025. The terms of the forfeiture were approved in advance by the Issuer's Board of Directors, and the transaction is exempt from Section 16(b), pursuant to Rule 16b-3(e). No shares were issued or sold in this transaction. The per-share value assigned to the shares surrendered reflects the price per share on the date on which the shares vested as reported on the NYSE American.

Remarks:

See the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the Reporting Person on January 2, 2025.

	/s/ Clark R. Moore, attorney-in-fact for Jody Crook	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)