Christopher LaFond awarded 3,868 Pegasystems shares

PEGASYSTEMS INC (PEGA) reported that Director Christopher LaFond received equity awards as compensation for his annual board term.

Rhea-AI Filing Summary

PEGASYSTEMS INC (PEGA) reported that Director Christopher LaFond received equity awards as compensation for his annual board term. He acquired 3,868 shares of unrestricted common stock and a fully vested non-statutory stock option for 7,947 shares at an exercise price of $32.32 per share, expiring on August 15, 2036. Following these awards, he directly holds 25,548 shares of common stock.

Insider Trade Summary

Grant/Award: 11,815 shares

Grant/Award 2 txns

Insider LAFOND CHRISTOPHER

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Options F2	7,947	$0.00	$0.00
Grant/Award	Common stock F1	3,868	$0.00	$0.00

Holdings After Transaction: Stock Options — 7,947 contracts (Direct); Common stock — 25,548 shares (Direct)

Footnotes (2)

1. F1. Represents shares of unrestricted common stock received as consideration for the reporting person's service as a Director for the annual term.
2. F2. Non-statutory stock option fully vested on issuance and granted as consideration for the reporting person's services as a Director for the annual term.

Key Figures

Unrestricted common shares granted: 3,868 shares Non-statutory stock option shares: 7,947 shares Option exercise price: $32.32 per share +2 more

5 metrics

Unrestricted common shares granted 3,868 shares Common stock award for service as Director for the annual term

Non-statutory stock option shares 7,947 shares Option grant for Director’s annual term, fully vested on issuance

Option exercise price $32.32 per share Exercise price of non-statutory stock option granted August 15, 2026

Option expiration date August 15, 2036 Expiration of the 7,947-share non-statutory stock option

Common shares held after award 25,548 shares Director’s direct common stock holdings following the 3,868-share grant

Key Terms

Non-statutory stock option, unrestricted common stock, transaction code

3 terms

Non-statutory stock option financial

"Non-statutory stock option fully vested on issuance and granted as consideration"

A non-statutory stock option is a company-granted right that lets a person buy shares later at a set price but does not receive special tax-favored treatment under tax law. It matters to investors because when the option is used the holder usually pays ordinary income tax on the gain and the company records compensation cost and issues new shares, which can reduce existing owners’ percentage ownership—think of it like a coupon to buy stock that creates a taxable event and some dilution.

unrestricted common stock financial

"Represents shares of unrestricted common stock received as consideration"

transaction code regulatory

"transaction_code": "A","transaction_code_description": "Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did PEGA director Christopher LaFond report on this Form 4?

Christopher LaFond reported two equity awards tied to his annual director service: 3,868 shares of unrestricted common stock and a fully vested non-statutory stock option for 7,947 shares at $32.32 per share, expiring August 15, 2036.

How many PEGASYSTEMS INC (PEGA) shares does Christopher LaFond own after these transactions?

After the reported transactions, Christopher LaFond directly holds 25,548 shares of PEGASYSTEMS INC common stock. This figure reflects his position following receipt of 3,868 unrestricted shares granted as consideration for his service as a director for the annual term.

What are the terms of Christopher LaFond’s new PEGA stock option grant?

LaFond received a non-statutory stock option for 7,947 shares of PEGASYSTEMS INC common stock, fully vested on issuance, with an exercise price of $32.32 per share and an expiration date of August 15, 2036, granted for his annual director service.

Was Christopher LaFond’s PEGA equity grant part of his director compensation?

Yes. The Form 4 states the 3,868 unrestricted common shares and the 7,947-share non-statutory option were granted as consideration for LaFond’s services as a Director for the annual term, indicating these awards represent board compensation rather than open-market transactions.

Did the PEGA Form 4 indicate any stock sales or disposals by Christopher LaFond?

No sales or disposals were reported. The Form 4 only shows acquisitions: an award of 3,868 unrestricted common shares and a fully vested non-statutory option for 7,947 shares, both classified with transaction code A (grant, award, or other acquisition).

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Accepted by SEC EDGAR 08/18/2026 - 04:29 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LAFOND CHRISTOPHER

(Last) (First) (Middle)

C/O PEGASYSTEMS INC

225 WYMAN STREET, STE 300

(Street)

WALTHAM MASSACHUSETTS 02451

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEGASYSTEMS INC [ PEGA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock	08/15/2026		A		3,868(1)	A	$0	25,548	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$32.32	08/15/2026		A		7,947(2)		08/15/2026	08/15/2036	Common stock	7,947	$0	7,947	D

Explanation of Responses:

1. Represents shares of unrestricted common stock received as consideration for the reporting person's service as a Director for the annual term.

2. Non-statutory stock option fully vested on issuance and granted as consideration for the reporting person's services as a Director for the annual term.

Remarks:

	/s/ Ewelina Kemp, Attorney-in-Fact for Christopher Lafond	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)