Welcome to our dedicated page for Penguin Solutions SEC filings (Ticker: PENG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Penguin Solutions, Inc. (PENG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware corporation listed on Nasdaq, Penguin Solutions submits periodic and current reports that describe its financial performance, risk factors, and significant corporate events across its Advanced Computing, Integrated Memory, and Optimized LED segments.
Among the filings available are current reports on Form 8-K. For example, Penguin Solutions filed an 8-K describing the release of financial results for a fiscal period and noting that the company refers to non-GAAP financial information in its earnings materials, with reconciliations to GAAP included in the associated press release. The same 8-K also reports that the Audit Committee of the Board of Directors approved a stock repurchase authorization, allowing the company to repurchase shares of its common stock through open market purchases, privately negotiated transactions, or other methods, subject to market conditions and corporate needs.
In addition to current reports, investors can consult Penguin Solutions’ annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company references in its risk factor discussions. These filings contain sections such as “Risk Factors,” “Results of Operations,” “Quantitative and Qualitative Disclosures About Market Risk,” and “Liquidity and Capital Resources,” providing detail on the company’s operations in high-performance computing, AI infrastructure, memory technologies, and LED solutions.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain key points, highlight important adjustments between GAAP and non-GAAP measures, and make it easier to understand complex disclosures. Users can also review information related to corporate actions, stock repurchase authorizations, and other material events reported on Forms 8-K, as well as track how Penguin Solutions presents its financial metrics and risk disclosures over time.
Penguin Solutions, Inc. senior vice president and Chief Legal Officer Anne Kuykendall reported an open-market sale of 4,000 shares of common stock on March 16, 2026 at a weighted average price of $17.7452 per share.
The sale was executed under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025, indicating it was pre-planned. Following this transaction, Kuykendall directly holds 131,352 shares of Penguin Solutions common stock.
Penguin Solutions, Inc. senior vice president and chief legal officer Anne Kuykendall sold 4,000 shares of common stock in an open-market transaction at a weighted average price of $20.8008 per share on February 25, 2026. The sale was made under a previously established Rule 10b5-1 trading plan, and she continued to hold 135,352 shares of Penguin Solutions common stock directly after the transaction.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates reported an open-market sale of 10,046 shares of common stock at a weighted average price of $20.0674 per share. After this transaction, he directly holds 112,272 shares of Penguin Solutions common stock.
The sale on February 24, 2026 was carried out under a previously established Rule 10b5-1 trading plan, meaning it was pre-arranged in advance. The trades were executed in multiple lots at prices ranging from $20.00 to $20.21 per share.
Joseph Clark reported a proposed sale of common stock. The filing lists a 10b5-1 sale of 1,346 common shares on 02/10/2026, with an aggregate amount reported as $25,614.38. The trade is shown through Morgan Stanley Smith Barney LLC.
Penguin Solutions, Inc. insider trading update: Senior Vice President and President, Optimized LED, Clark Joseph Gates reported an open-market sale of 1,346 shares of Penguin Solutions common stock on February 10, 2026.
The shares were sold at a price of $19.03 per share, and the transaction is coded as a sale in the open market. After this trade, Gates directly beneficially owns 122,318 shares of Penguin Solutions common stock.
The filing notes that this trade was executed under a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2025, which is designed to allow scheduled sales under predetermined conditions.
Penguin Solutions, Inc. held its 2026 annual meeting of stockholders on February 6, 2026, with 50,623,409 votes represented, equal to 86.30% of the voting power entitled to vote as of the December 8, 2025 record date.
Stockholders elected Mark Papermaster as a Class I director to serve until the 2029 annual meeting, with 42,973,370 votes for and 2,056,797 withheld, plus 5,593,242 broker non-votes. They also ratified Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending August 28, 2026, with 50,105,790 votes for, 472,396 against, and 45,223 abstentions.
On a non-binding advisory basis, stockholders approved the compensation of the company’s named executive officers, with 43,633,758 votes for, 1,312,811 against, 83,598 abstentions, and 5,593,242 broker non-votes.
Penguin Solutions, Inc. director Penny Herscher received a grant of 10,034 shares of common stock in the form of restricted stock units at a price of $0 per share on February 6, 2026. These units are scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual stockholders’ meeting at which her term expires, contingent on her continued service.
Following this award, Herscher beneficially owns 27,574 shares directly. In addition, 4,584 shares are held indirectly by the 2001 Herscher Family Trust, for which she and her spouse serve as co‑trustees.
Penguin Solutions, Inc. director receives stock award. Director Sandeep Nayyar was granted 10,034 shares of Penguin Solutions common stock on February 6, 2026 as an equity award priced at $0 per share. Following this grant, he beneficially owns 45,417 common shares directly.
The award is in the form of restricted stock units that are scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual stockholder meeting at which his board term expires, provided he continues serving through the vesting date.
Penguin Solutions, Inc. director Mark Papermaster received an equity award of 10,034 shares of common stock in the form of restricted stock units on February 6, 2026, at a price of $0 per share. These restricted stock units are scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which his term as director expires, subject to his continued service through that vesting date. Following this grant, he beneficially owns 34,816 shares of Penguin Solutions common stock directly.