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PepGen (PEPG) investors elect Class I directors and ratify KPMG as 2026 auditor

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

PepGen Inc. held its 2026 Annual Meeting of Stockholders on June 18, 2026, where shareholders voted on director elections and auditor ratification. A quorum was reached, with 54,650,845 shares present or represented by proxy out of 69,169,215 shares entitled to vote.

Stockholders elected three Class I directors—Howard Mayer, M.D., Joshua Resnick, M.D., M.B.A., and Lisa Wyman, M.S.—to serve until the 2029 annual meeting. Each nominee received tens of millions of votes in favor, with additional broker non-votes recorded.

Stockholders also ratified the appointment of KPMG LLP as PepGen’s independent registered public accounting firm for the fiscal year ending December 31, 2026, with 54,556,255 votes for, 77,083 against, and 17,507 abstentions.

Positive

  • None.

Negative

  • None.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Shares entitled to vote 69,169,215 shares Common stock entitled to vote at 2026 Annual Meeting
Shares present or by proxy 54,650,845 shares Shares represented at 2026 Annual Meeting (quorum reached)
Votes for KPMG LLP 54,556,255 votes Ratification of independent registered public accounting firm
Votes against KPMG LLP 77,083 votes Ratification of independent registered public accounting firm
Votes for Lisa Wyman 39,423,497 votes Election as Class I director
Votes for Howard Mayer 36,111,969 votes Election as Class I director
Votes for Joshua Resnick 35,766,232 votes Election as Class I director
Broker non-votes on directors 10,036,628 votes Broker non-votes for each director nominee
broker non-votes financial
"There were 10,036,628 broker non-votes regarding the election of each of Howard Mayer, Joshua Resnick, and Lisa Wyman."
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
independent registered public accounting firm financial
"ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026."
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
quorum regulatory
"The number of shares of common stock present or represented by valid proxy at the 2026 Annual Meeting was 54,650,845. Therefore, a quorum was present."
A quorum is the minimum number of members needed to officially hold a meeting or make decisions. It ensures that decisions are made with enough participation to represent the group’s interests, much like a majority must be present for a vote to be valid. For investors, understanding quorum is important because it affects when and how important company or organization decisions can be legally made.
definitive proxy statement regulatory
"each such proposal described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 28, 2026"
A Definitive Proxy Statement is a detailed document that a company sends to its shareholders before a big meeting, like voting on important decisions. It explains what's being voted on and gives important information so shareholders can make informed choices. It matters because it helps shareholders understand and participate in key company decisions.
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false000183559700018355972026-06-182026-06-18

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 18, 2026

 

 

PepGen Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-41374

85-3819886

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

321 Harrison Avenue

8th Floor

 

Boston, Massachusetts

 

02118

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (781) 797-0979

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common stock, par value $0.0001 per share

 

PEPG

 

Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 5.07 Submission of Matters to a Vote of Security Holders.

The 2026 Annual Meeting of Stockholders (the “2026 Annual Meeting”) of PepGen Inc. (the “Company”) was held on June 18, 2026. The proposals set forth below were submitted to the stockholders at the 2026 Annual Meeting, with each such proposal described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 28, 2026 in connection with the 2026 Annual Meeting.

The number of shares of common stock entitled to vote at the 2026 Annual Meeting was 69,169,215. The number of shares of common stock present or represented by valid proxy at the 2026 Annual Meeting was 54,650,845. Therefore, a quorum was present. The number of votes cast for and withheld/against and the number of abstentions and broker non-votes with respect to each proposal voted upon are set forth below.

Proposal 1 - Election of Directors

The Company’s stockholders elected the three Class I directors to the Company’s board of directors, to serve until the 2029 annual meeting of stockholders and until his or her successor has been duly elected and qualified, or until his or her earlier death, resignation or removal.

Director Nominee

Votes For

Votes Withheld

Howard Mayer, M.D.

36,111,969

8,502,248

Joshua Resnick, M.D., M.B.A.

35,766,232

8,847,985

Lisa Wyman, M.S.

39,423,497

5,190,720

There were 10,036,628 broker non-votes regarding the election of each of Howard Mayer, Joshua Resnick, and Lisa Wyman.

Proposal 2 - Ratification of Appointment of Independent Registered Accounting Firm

The Company’s stockholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.

Votes For

Votes Against

Abstentions

54,556,255

77,083

17,507

There were zero broker non-votes regarding this proposal.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

PEPGEN INC.

 

 

 

 

Date:

June 22, 2026

By:

/s/ Noel Donnelly

 

 

 

Noel Donnelly, Chief Financial Officer

 


FAQ

What was the main outcome of PepGen (PEPG)'s 2026 Annual Meeting?

Stockholders elected three Class I directors and ratified KPMG LLP as auditor. All proposals received strong support, confirming the board’s slate and the choice of independent registered public accounting firm for the fiscal year ending December 31, 2026.

How many PepGen (PEPG) shares were entitled to vote at the 2026 Annual Meeting?

A total of 69,169,215 common shares were entitled to vote. Of these, 54,650,845 shares were present or represented by valid proxy, which established a quorum and allowed the meeting’s proposals to be validly considered and voted upon.

Who was elected to PepGen (PEPG)'s board at the 2026 Annual Meeting?

Stockholders elected Howard Mayer, M.D., Joshua Resnick, M.D., M.B.A., and Lisa Wyman, M.S. Each will serve as a Class I director until the 2029 annual meeting and until a successor is duly elected and qualified, or earlier death, resignation, or removal.

What were the vote totals for PepGen (PEPG)'s auditor ratification in 2026?

For the ratification of KPMG LLP, stockholders cast 54,556,255 votes for, 77,083 votes against, and 17,507 abstentions. There were no broker non-votes, indicating broad support for retaining KPMG as the independent registered public accounting firm.

Were there broker non-votes on PepGen (PEPG) director elections in 2026?

Yes. There were 10,036,628 broker non-votes for each director nominee—Howard Mayer, Joshua Resnick, and Lisa Wyman. Despite these broker non-votes, each nominee received sufficient votes for election to the board as a Class I director.

Did PepGen (PEPG) remain an emerging growth company at the time of this report?

The report indicates PepGen as an emerging growth company under applicable Exchange Act rules. This status can provide certain scaled disclosure and regulatory accommodations but does not change the voting outcomes described for the 2026 Annual Meeting.

Filing Exhibits & Attachments

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