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Perfect Corp (PERF) finance VP discloses stock options and share grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Perfect Corp. executive Chen Hsiao-Chuan, VP & Head of Finance & Accounting, has filed an initial Form 3 listing her equity interests in the company. The filing reports direct holdings of stock options and Class A Ordinary Shares, along with detailed vesting schedules for the option grants.

One option grant became exercisable for 10,622 Class A Ordinary Shares on January 21, 2024, 5,311 shares on January 21, 2025, and 5,312 shares on January 21, 2026. A separate option grant became exercisable for 10,625 Class A Ordinary Shares on May 23, 2025 and is scheduled to become exercisable for 5,312 shares on May 23, 2026 and 5,313 shares on May 23, 2027.

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Insider Chen Hsiao-Chuan
Role VP & Head of Fin & Acctg
Type Security Shares Price Value
holding Stock options -- -- --
holding Stock options -- -- --
holding Class A Ordinary Shares -- -- --
Holdings After Transaction: Stock options — 21,245 shares (Direct); Class A Ordinary Shares — 69,932 shares (Direct)
Footnotes (1)
  1. The stock options became exercisable as to 10,622 Class A Ordinary shares on January 21, 2024, 5,311 Class A Ordinary shares on January 21, 2025, and 5,312 Class A Ordinary shares on January 21, 2026. The stock options became exercisable as to 10,625 Class A Ordinary shares on May 23, 2025. The stock options will become exercisable as to 5,312 Class A Ordinary shares on May 23, 2026 and 5,313 Class A Ordinary shares on May 23, 2027.
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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Chen Hsiao-Chuan
(Last) (First) (Middle)
C/O PERFECT CORP.
14F, NO. 98 MINQUAN RD, XINDIAN DISTRICT
(Street)
NEW TAIPEI CITY F5 231
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/10/2026 		3. Issuer Name and Ticker or Trading Symbol
Perfect Corp. [ PERF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Head of Fin & Acctg
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares 69,932 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock options (1) 01/20/2027 Class A Ordinary Shares 21,245 $3.95 D
Stock options (2) 05/22/2028 Class A Ordinary Shares 21,250 $4.93 D
Explanation of Responses:
1. The stock options became exercisable as to 10,622 Class A Ordinary shares on January 21, 2024, 5,311 Class A Ordinary shares on January 21, 2025, and 5,312 Class A Ordinary shares on January 21, 2026.
2. The stock options became exercisable as to 10,625 Class A Ordinary shares on May 23, 2025. The stock options will become exercisable as to 5,312 Class A Ordinary shares on May 23, 2026 and 5,313 Class A Ordinary shares on May 23, 2027.
Remarks:
Exhibit List: Exhibit 24 -- Power of Attorney
/s/ Pin-Jen (Louis) Chen, attorney-in-fact 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What does Perfect Corp. (PERF) disclose in Chen Hsiao-Chuan’s Form 3?

The Form 3 discloses that VP & Head of Finance & Accounting Chen Hsiao-Chuan holds stock options and Class A Ordinary Shares. It details her existing equity position and the vesting schedules of key stock option grants, rather than reporting new share purchases or sales.

How many Perfect Corp. (PERF) Class A Ordinary Shares are reported in the Form 3?

The Form 3 reports direct ownership of Class A Ordinary Shares along with stock options, with 69,932 shares shown as held following the reported holding entry. These Class A Ordinary Shares represent Chen Hsiao-Chuan’s direct equity ownership separate from her stock option grants in Perfect Corp.

What stock option vesting schedule is reported for Perfect Corp. (PERF) on January 21 dates?

One stock option grant became exercisable for 10,622 Class A Ordinary Shares on January 21, 2024. It then became exercisable for 5,311 shares on January 21, 2025 and 5,312 shares on January 21, 2026, illustrating a multi-year vesting pattern tied to specific January 21 dates.

What stock option vesting schedule is reported for Perfect Corp. (PERF) on May 23 dates?

A separate stock option grant became exercisable for 10,625 Class A Ordinary Shares on May 23, 2025. According to the filing, it will become exercisable for 5,312 shares on May 23, 2026 and 5,313 shares on May 23, 2027, continuing the staged vesting structure.

Does the Perfect Corp. (PERF) Form 3 show stock options as directly owned by Chen Hsiao-Chuan?

Yes, the Form 3 shows the stock options as directly owned, marked with a direct ownership code. There is no footnote indicating another entity holds voting or investment power, so the options and shares are attributed directly to Chen Hsiao-Chuan as the reporting person.