STOCK TITAN

[Form 4] Perma-Fix Environmental Services, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

On 30 June 2025 and 1 July 2025, ReposiTrak Inc. (TRAK) Chairman, CEO and >10 % owner Randall K. Fields reported the sale of a combined 7,500 common shares under a pre-arranged Rule 10b5-1 trading plan executed through RK Fields Charitable 2022, LLC. Weighted-average prices were $20.0089 and $19.4508, reflecting intraday ranges of $19.785–$20.10 and $19.215–$19.66, respectively.

Post-transaction, Fields continues to own approximately 3.68 million shares directly and over 1.14 million shares indirectly (including common and Series B preferred stock), maintaining a substantial insider position. The divestiture represents <0.2 % of his total common-stock holdings; therefore, it does not materially alter his voting power or economic exposure.

No derivative transactions were reported, and the filing cites charitable commitments as the rationale for the sales. Given the small proportion sold, the automatic nature of the plan, and the continued large stake, the disclosure is viewed as routine with limited near-term impact on the company’s valuation or governance dynamics.

Il 30 giugno 2025 e il 1 luglio 2025, Randall K. Fields, Presidente, CEO e azionista con oltre il 10% di ReposiTrak Inc. (TRAK), ha comunicato la vendita complessiva di 7.500 azioni ordinarie nell'ambito di un piano di trading predefinito secondo la Regola 10b5-1, eseguito tramite RK Fields Charitable 2022, LLC. I prezzi medi ponderati sono stati di 20,0089 $ e 19,4508 $, con intervalli intraday rispettivamente di 19,785–20,10 $ e 19,215–19,66 $.

Dopo l'operazione, Fields detiene ancora circa 3,68 milioni di azioni direttamente e oltre 1,14 milioni di azioni indirettamente (inclusi azioni ordinarie e azioni privilegiate Serie B), mantenendo una posizione interna rilevante. La cessione rappresenta meno dello 0,2% del totale delle sue azioni ordinarie; pertanto, non modifica in modo significativo il suo potere di voto né l'esposizione economica.

Non sono state segnalate transazioni derivate e la documentazione indica impegni di natura benefica come motivo delle vendite. Considerata la quota ridotta ceduta, la natura automatica del piano e la consistente partecipazione residua, la comunicazione è considerata di routine con un impatto limitato a breve termine sulla valutazione della società o sulle dinamiche di governance.

El 30 de junio y el 1 de julio de 2025, Randall K. Fields, presidente, CEO y propietario de más del 10% de ReposiTrak Inc. (TRAK), informó la venta conjunta de 7.500 acciones ordinarias bajo un plan de negociación preestablecido conforme a la Regla 10b5-1, ejecutado a través de RK Fields Charitable 2022, LLC. Los precios promedio ponderados fueron de 20,0089 $ y 19,4508 $, con rangos intradía de 19,785–20,10 $ y 19,215–19,66 $, respectivamente.

Tras la transacción, Fields sigue poseyendo aproximadamente 3,68 millones de acciones directamente y más de 1,14 millones de acciones indirectamente (incluyendo acciones ordinarias y acciones preferentes Serie B), manteniendo una posición interna significativa. La venta representa menos del 0,2 % de su total de acciones ordinarias; por lo tanto, no altera materialmente su poder de voto ni su exposición económica.

No se reportaron transacciones derivadas y el informe cita compromisos benéficos como motivo de las ventas. Dada la pequeña proporción vendida, la naturaleza automática del plan y la gran participación restante, la divulgación se considera rutinaria con un impacto limitado a corto plazo en la valoración o la dinámica de gobernanza de la empresa.

2025년 6월 30일과 7월 1일, ReposiTrak Inc.(TRAK)의 회장 겸 CEO이자 10% 이상 지분 보유자인 Randall K. Fields는 RK Fields Charitable 2022, LLC를 통해 사전에 설정된 Rule 10b5-1 거래 계획에 따라 7,500주 보통주를 매각했다고 보고했습니다. 가중 평균 가격은 각각 20.0089달러19.4508달러였으며, 당일 거래 범위는 각각 19.785~20.10달러와 19.215~19.66달러였습니다.

거래 후 Fields는 약 368만 주를 직접 보유하고 114만 주 이상을 간접 보유하고 있으며(보통주 및 B 시리즈 우선주 포함), 여전히 상당한 내부자 지분을 유지하고 있습니다. 이번 매각은 그의 전체 보통주 보유량의 0.2% 미만에 해당하므로, 그의 의결권이나 경제적 노출에 실질적인 변화를 주지 않습니다.

파생상품 거래는 보고되지 않았으며, 보고서에는 자선 기부를 매각 사유로 명시하고 있습니다. 매각 비율이 적고 계획이 자동적으로 실행되며 지분이 계속 많기 때문에 이번 공시는 회사의 평가나 거버넌스에 단기적으로 미치는 영향이 제한적인 일상적인 사항으로 간주됩니다.

Les 30 juin et 1er juillet 2025, Randall K. Fields, président, PDG et détenteur de plus de 10 % des parts de ReposiTrak Inc. (TRAK), a déclaré la vente combinée de 7 500 actions ordinaires dans le cadre d’un plan de négociation préétabli selon la règle 10b5-1, exécuté via RK Fields Charitable 2022, LLC. Les prix moyens pondérés étaient de 20,0089 $ et 19,4508 $, avec des fourchettes intrajournalières respectives de 19,785–20,10 $ et 19,215–19,66 $.

Après la transaction, Fields continue de détenir environ 3,68 millions d’actions directement et plus de 1,14 million d’actions indirectement (y compris des actions ordinaires et des actions préférentielles de série B), conservant ainsi une position d’initié importante. La cession représente moins de 0,2 % de son total d’actions ordinaires ; elle ne modifie donc pas de manière significative son pouvoir de vote ni son exposition économique.

Aucune transaction dérivée n’a été signalée, et le dossier cite des engagements caritatifs comme raison des ventes. Étant donné la faible proportion vendue, le caractère automatique du plan et la participation importante restante, cette divulgation est considérée comme routinière, avec un impact limité à court terme sur la valorisation ou la gouvernance de l’entreprise.

Am 30. Juni und 1. Juli 2025 meldete Randall K. Fields, Vorsitzender, CEO und Eigentümer von über 10 % der Anteile von ReposiTrak Inc. (TRAK), den Verkauf von insgesamt 7.500 Stammaktien im Rahmen eines vorab festgelegten Rule 10b5-1 Handelsplans, der über RK Fields Charitable 2022, LLC abgewickelt wurde. Die gewichteten Durchschnittspreise betrugen 20,0089 $ bzw. 19,4508 $, mit Intraday-Spannen von 19,785–20,10 $ und 19,215–19,66 $.

Nach der Transaktion hält Fields weiterhin etwa 3,68 Millionen Aktien direkt und über 1,14 Millionen Aktien indirekt (einschließlich Stamm- und Serie-B-Vorzugsaktien) und behält damit eine bedeutende Insiderposition. Der Verkauf entspricht weniger als 0,2 % seines gesamten Stammaktienbestands und verändert daher weder seine Stimmrechte noch seine wirtschaftliche Beteiligung wesentlich.

Es wurden keine Derivatgeschäfte gemeldet, und als Grund für die Verkäufe werden karitative Verpflichtungen angegeben. Aufgrund des geringen Anteils, der automatischen Ausführung des Plans und des weiterhin großen Anteils wird die Meldung als routinemäßig eingestuft, mit begrenzten kurzfristigen Auswirkungen auf die Bewertung oder Governance des Unternehmens.

Positive
  • Insider retains a substantial stake (>4.8 million combined shares), signalling continued alignment with shareholders.
  • Sales executed via a pre-established Rule 10b5-1 plan for charitable purposes, reducing concerns about information asymmetry.
Negative
  • Any insider selling by the CEO can be perceived as a bearish signal despite limited size.
  • No offsetting insider purchases were disclosed, offering little immediate bullish sentiment.

Insights

TL;DR: Small, pre-planned insider sale; minimal impact on ownership or outlook.

The combined 7,500-share sale equates to roughly 0.17 % of Fields’ 4.4 million total common shares. Executed under a 10b5-1 plan and earmarked for charitable funding, the transaction lacks adverse informational signaling. Fields’ >10 % stake and CEO role remain intact, preserving alignment with shareholders. Volume is immaterial relative to the average daily trading volume, suggesting negligible market pressure. Overall, I classify the filing as neutral for valuation purposes.

TL;DR: Governance risk unchanged; sale is compliant and transparent.

The use of a disclosed 10b5-1 plan and charitable purpose limits perception of opportunistic timing. Compliance with SEC disclosure timelines appears intact, and Fields maintains a dominant equity position, preserving strategic continuity. No red flags emerge regarding insider information misuse or shifting control. Consequently, the impact on governance quality and investor confidence is neutral.

Il 30 giugno 2025 e il 1 luglio 2025, Randall K. Fields, Presidente, CEO e azionista con oltre il 10% di ReposiTrak Inc. (TRAK), ha comunicato la vendita complessiva di 7.500 azioni ordinarie nell'ambito di un piano di trading predefinito secondo la Regola 10b5-1, eseguito tramite RK Fields Charitable 2022, LLC. I prezzi medi ponderati sono stati di 20,0089 $ e 19,4508 $, con intervalli intraday rispettivamente di 19,785–20,10 $ e 19,215–19,66 $.

Dopo l'operazione, Fields detiene ancora circa 3,68 milioni di azioni direttamente e oltre 1,14 milioni di azioni indirettamente (inclusi azioni ordinarie e azioni privilegiate Serie B), mantenendo una posizione interna rilevante. La cessione rappresenta meno dello 0,2% del totale delle sue azioni ordinarie; pertanto, non modifica in modo significativo il suo potere di voto né l'esposizione economica.

Non sono state segnalate transazioni derivate e la documentazione indica impegni di natura benefica come motivo delle vendite. Considerata la quota ridotta ceduta, la natura automatica del piano e la consistente partecipazione residua, la comunicazione è considerata di routine con un impatto limitato a breve termine sulla valutazione della società o sulle dinamiche di governance.

El 30 de junio y el 1 de julio de 2025, Randall K. Fields, presidente, CEO y propietario de más del 10% de ReposiTrak Inc. (TRAK), informó la venta conjunta de 7.500 acciones ordinarias bajo un plan de negociación preestablecido conforme a la Regla 10b5-1, ejecutado a través de RK Fields Charitable 2022, LLC. Los precios promedio ponderados fueron de 20,0089 $ y 19,4508 $, con rangos intradía de 19,785–20,10 $ y 19,215–19,66 $, respectivamente.

Tras la transacción, Fields sigue poseyendo aproximadamente 3,68 millones de acciones directamente y más de 1,14 millones de acciones indirectamente (incluyendo acciones ordinarias y acciones preferentes Serie B), manteniendo una posición interna significativa. La venta representa menos del 0,2 % de su total de acciones ordinarias; por lo tanto, no altera materialmente su poder de voto ni su exposición económica.

No se reportaron transacciones derivadas y el informe cita compromisos benéficos como motivo de las ventas. Dada la pequeña proporción vendida, la naturaleza automática del plan y la gran participación restante, la divulgación se considera rutinaria con un impacto limitado a corto plazo en la valoración o la dinámica de gobernanza de la empresa.

2025년 6월 30일과 7월 1일, ReposiTrak Inc.(TRAK)의 회장 겸 CEO이자 10% 이상 지분 보유자인 Randall K. Fields는 RK Fields Charitable 2022, LLC를 통해 사전에 설정된 Rule 10b5-1 거래 계획에 따라 7,500주 보통주를 매각했다고 보고했습니다. 가중 평균 가격은 각각 20.0089달러19.4508달러였으며, 당일 거래 범위는 각각 19.785~20.10달러와 19.215~19.66달러였습니다.

거래 후 Fields는 약 368만 주를 직접 보유하고 114만 주 이상을 간접 보유하고 있으며(보통주 및 B 시리즈 우선주 포함), 여전히 상당한 내부자 지분을 유지하고 있습니다. 이번 매각은 그의 전체 보통주 보유량의 0.2% 미만에 해당하므로, 그의 의결권이나 경제적 노출에 실질적인 변화를 주지 않습니다.

파생상품 거래는 보고되지 않았으며, 보고서에는 자선 기부를 매각 사유로 명시하고 있습니다. 매각 비율이 적고 계획이 자동적으로 실행되며 지분이 계속 많기 때문에 이번 공시는 회사의 평가나 거버넌스에 단기적으로 미치는 영향이 제한적인 일상적인 사항으로 간주됩니다.

Les 30 juin et 1er juillet 2025, Randall K. Fields, président, PDG et détenteur de plus de 10 % des parts de ReposiTrak Inc. (TRAK), a déclaré la vente combinée de 7 500 actions ordinaires dans le cadre d’un plan de négociation préétabli selon la règle 10b5-1, exécuté via RK Fields Charitable 2022, LLC. Les prix moyens pondérés étaient de 20,0089 $ et 19,4508 $, avec des fourchettes intrajournalières respectives de 19,785–20,10 $ et 19,215–19,66 $.

Après la transaction, Fields continue de détenir environ 3,68 millions d’actions directement et plus de 1,14 million d’actions indirectement (y compris des actions ordinaires et des actions préférentielles de série B), conservant ainsi une position d’initié importante. La cession représente moins de 0,2 % de son total d’actions ordinaires ; elle ne modifie donc pas de manière significative son pouvoir de vote ni son exposition économique.

Aucune transaction dérivée n’a été signalée, et le dossier cite des engagements caritatifs comme raison des ventes. Étant donné la faible proportion vendue, le caractère automatique du plan et la participation importante restante, cette divulgation est considérée comme routinière, avec un impact limité à court terme sur la valorisation ou la gouvernance de l’entreprise.

Am 30. Juni und 1. Juli 2025 meldete Randall K. Fields, Vorsitzender, CEO und Eigentümer von über 10 % der Anteile von ReposiTrak Inc. (TRAK), den Verkauf von insgesamt 7.500 Stammaktien im Rahmen eines vorab festgelegten Rule 10b5-1 Handelsplans, der über RK Fields Charitable 2022, LLC abgewickelt wurde. Die gewichteten Durchschnittspreise betrugen 20,0089 $ bzw. 19,4508 $, mit Intraday-Spannen von 19,785–20,10 $ und 19,215–19,66 $.

Nach der Transaktion hält Fields weiterhin etwa 3,68 Millionen Aktien direkt und über 1,14 Millionen Aktien indirekt (einschließlich Stamm- und Serie-B-Vorzugsaktien) und behält damit eine bedeutende Insiderposition. Der Verkauf entspricht weniger als 0,2 % seines gesamten Stammaktienbestands und verändert daher weder seine Stimmrechte noch seine wirtschaftliche Beteiligung wesentlich.

Es wurden keine Derivatgeschäfte gemeldet, und als Grund für die Verkäufe werden karitative Verpflichtungen angegeben. Aufgrund des geringen Anteils, der automatischen Ausführung des Plans und des weiterhin großen Anteils wird die Meldung als routinemäßig eingestuft, mit begrenzten kurzfristigen Auswirkungen auf die Bewertung oder Governance des Unternehmens.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
REEDER JOE

(Last) (First) (Middle)
8302 DUNWOODY PLACE, SUITE 250

(Street)
ATLANTA, GA 30350

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PERMA FIX ENVIRONMENTAL SERVICES INC [ PESI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2025 A 1,980 A $7.89 246,345 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Joe Reeder 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many ReposiTrak (TRAK) shares did CEO Randall Fields sell?

7,500 common shares—2,626 on 30 June 2025 and 4,874 on 1 July 2025.

At what prices were the TRAK shares sold?

Weighted averages of $20.0089 (range $19.785–$20.10) and $19.4508 (range $19.215–$19.66).

Why were the shares sold?

The transactions were automatic under a Rule 10b5-1 plan to meet the reporting person’s charitable commitments.

How many TRAK shares does Randall Fields still own?

Approximately 3.68 million shares directly and about 1.14 million shares indirectly after the sales.

Does the sale affect Fields’ status as a >10 % owner?

No. His holdings remain well above the 10 % threshold, so he continues to be a >10 % beneficial owner.
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