PetVivo CFO converts warrant, buys 31K shares

CFO Garry Lowenthal’s controlled corporation acquired restricted common shares and exercised warrants in a private placement, increasing its indirect holdings in PETV.

The filer has since corrected this document, so the figures below are the ones originally reported and some of them may have changed. Read the amended Form 4/A for what the company says now.

Rhea-AI Filing Summary

PetVivo Holdings, Inc. (PETV) reported that Chief Financial Officer Garry N. Lowenthal, through a corporation he owns, participated in a private placement investment. On September 8, 2026, a warrant to acquire 31,250 shares of common stock at an exercise price of $1.10 per share was converted into common stock, and the corporation simultaneously acquired 31,250 shares of restricted common stock at $0.80 per share in connection with the same investment under a subscription agreement. Following these transactions, the corporation indirectly owned 985,131 shares of PetVivo common stock. No transactions were made under a Rule 10b5-1 trading plan.

Insider Trade Summary

31,250 shares exercised/converted

Exercise 2 txns

Insider LOWENTHAL GARRY N

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Conversion	Common Stock Warrant F1	31,250	--	--
Grant/Award	Common Stock F1	31,250	$0.80	$25K

Holdings After Transaction: Common Stock Warrant — 31,250 contracts (Indirect, By Corporation); Common Stock — 985,131 shares (Indirect, By Corporation)

Footnotes (1)

1. F1. Represents the acquisition of restricted common stock and warrants by a corporation owned by the Reporting Person in connection with a private placement investment in the Company pursuant to a subscription agreement.

Key Figures

Warrant underlying shares converted: 31,250 shares Warrant exercise price: $1.10 per share Restricted common stock acquired: 31,250 shares +3 more

6 metrics

Warrant underlying shares converted 31,250 shares Common stock issuable upon conversion of warrant on September 8, 2026

Warrant exercise price $1.10 per share Exercise price for common stock under the warrant converted

Restricted common stock acquired 31,250 shares Restricted common stock acquired in private placement on September 8, 2026

Acquisition price of restricted stock $0.80 per share Price per share for restricted common stock acquired by the corporation

Indirect common shares held after transaction 985,131 shares Total PetVivo common stock indirectly owned by the corporation after the transactions

Warrant expiration date September 9, 2029 Expiration date of the warrant that was subject to conversion

Key Terms

restricted common stock, private placement investment, subscription agreement

3 terms

restricted common stock financial

"Represents the acquisition of restricted common stock and warrants by a corporation owned by the Reporting Person"

Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.

private placement investment financial

"in connection with a private placement investment in the Company pursuant to a subscription agreement"

A private placement investment is when a company sells stocks, bonds or other securities directly to a small group of selected investors rather than offering them to the public. For investors this matters because it can offer access to discounted prices or unique deals but also brings less liquidity, more ownership dilution for existing shareholders, and often restrictions on resale — like buying into a private club rather than trading on an open market.

subscription agreement regulatory

"in connection with a private placement investment in the Company pursuant to a subscription agreement"

A subscription agreement is a legal contract in which an investor agrees to buy a specific number of a company’s shares or other securities under set terms, including price, payment method and conditions for closing the sale. It matters to investors because it legally locks in their purchase and the company’s obligations, determines ownership percentage and any investor rights, and can include conditions or promises that affect future control or returns—like signing a detailed purchase order for equity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PetVivo Holdings (PETV) disclose for its CFO?

PetVivo disclosed that Chief Financial Officer Garry N. Lowenthal, through a corporation he owns, converted a warrant into 31,250 shares of common stock and acquired an additional 31,250 shares of restricted common stock in a private placement investment on September 8, 2026.

How many PetVivo (PETV) shares are indirectly owned after this Form 4 transaction?

After the reported transactions, the corporation owned by Chief Financial Officer Garry N. Lowenthal indirectly held 985,131 shares of PetVivo common stock, as reported in the filing.

What was the exercise price of the PetVivo (PETV) warrant converted in this Form 4?

The warrant converted in the transaction entitled the holder to acquire PetVivo common stock at an exercise price of $1.10 per share, with 31,250 underlying shares converted on September 8, 2026.

At what price was the restricted PetVivo (PETV) common stock acquired?

The restricted common stock was acquired by the corporation owned by Chief Financial Officer Garry N. Lowenthal at $0.80 per share for 31,250 shares, in connection with a private placement investment pursuant to a subscription agreement.

Were the PETV insider transactions made under a Rule 10b5-1 trading plan?

No. The filing indicates that the transactions reported for Chief Financial Officer Garry N. Lowenthal were not made pursuant to a Rule 10b5-1 trading plan.

Who actually holds the PETV shares reported in this Form 4?

The shares are held indirectly through a corporation owned by Chief Financial Officer Garry N. Lowenthal. The filing describes the ownership as indirect, "By Corporation," in connection with the private placement investment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/10/2026 - 06:32 AM EDT Accepted by SEC EDGAR 09/10/2026 - 06:32 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LOWENTHAL GARRY N

(Last) (First) (Middle)

5151 EDINA INDUSTRIAL BLVD., SUITE 575

(Street)

EDINA MINNESOTA 55439

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2026		A		31,250(1)	A	$0.8	985,131	I	By Corporation

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock Warrant	$1.1	09/08/2026		C			31,250	09/09/2026	09/09/2029	Common Stock	31,250	(1)	31,250	I	By Corporation

Explanation of Responses:

1. Represents the acquisition of restricted common stock and warrants by a corporation owned by the Reporting Person in connection with a private placement investment in the Company pursuant to a subscription agreement.

	/s/ Garry Lowenthal	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)