PetVivo 10% owner buys 78,855 common shares

The entries distinguish direct fund ownership from shares held by Eileen Sarroff, identified as Alan L. Sarroff’s spouse.

Rhea-AI Filing Summary

PetVivo Holdings, Inc. (PETV) reports that A.L. Sarroff Fund, LLC, a ten percent owner, purchased 78,855 common shares in 14 transactions from October 13, 2026, through October 16, 2026. Direct purchases reported for the fund were 3,000 and 2,000 shares at $0.70 on October 16, 2026; 4,000 at $0.70 and 4,286 at $0.72 on October 14, 2026; and 9,000 at $0.68 plus two 4,000-share purchases at $0.70 on October 13, 2026. Alan L. Sarroff is the fund’s Chief Executive Officer and Managing Member.

Indirect holdings identified as held by Eileen Sarroff, Alan L. Sarroff’s spouse, include 6,969 shares at $0.69, 3,600 at $0.70, three separate 6,000-share purchases at $0.70, and another 6,000 at $0.7487 on October 16, 2026; two 10,000-share purchases at $0.74 were reported on October 15, 2026. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Buyer: 78,855 shares

Net Buy 14 txns

Insider A.L. Sarroff Fund, LLC

Role 10% Owner

Bought 78,855 shs ($56K)

Type	Security	Shares	Price	Value
Purchase	Common Stock F1	3,000	$0.70	$2K
Purchase	Common Stock F1	2,000	$0.70	$1K
Purchase	Common Stock F2	6,969	$0.69	$5K
Purchase	Common Stock F2	6,000	$0.70	$4K
Purchase	Common Stock F2	3,600	$0.70	$3K
Purchase	Common Stock F2	6,000	$0.70	$4K
Purchase	Common Stock F2	6,000	$0.7487	$4K
Purchase	Common Stock F2	10,000	$0.74	$7K
Purchase	Common Stock F2	10,000	$0.74	$7K
Purchase	Common Stock F1	4,000	$0.70	$3K
Purchase	Common Stock F1	4,286	$0.72	$3K
Purchase	Common Stock F1	9,000	$0.68	$6K
Purchase	Common Stock F1	4,000	$0.70	$3K
Purchase	Common Stock F1	4,000	$0.70	$3K

Holdings After Transaction: Common Stock — 10,548,617 shares (Direct); Common Stock — 10,577,186 shares (Indirect, FN)

Footnotes (2)

1. F1. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.
2. F2. Held by Mr. Sarnoff's spouse, Eileen Sarroff.

Key Figures

Common shares purchased: 78,855 shares Direct purchase: 3,000 shares at $0.70 per share Indirect purchase: 6,969 shares at $0.69 per share +3 more

6 metrics

Common shares purchased 78,855 shares 14 reported purchases from October 13, 2026, through October 16, 2026

Direct purchase 3,000 shares at $0.70 per share A.L. Sarroff Fund, LLC, October 16, 2026

Indirect purchase 6,969 shares at $0.69 per share Held by Eileen Sarroff, October 16, 2026

Indirect purchase 10,000 shares at $0.74 per share Each of two purchases held by Eileen Sarroff, October 15, 2026

Direct purchase 4,286 shares at $0.72 per share A.L. Sarroff Fund, LLC, October 14, 2026

Direct purchase 9,000 shares at $0.68 per share A.L. Sarroff Fund, LLC, October 13, 2026

Key Terms

beneficially own, sole voting and dispositive powers, Managing Member

3 terms

beneficially own regulatory

"deemed to beneficially own and have sole voting"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

sole voting and dispositive powers regulatory

"have sole voting and dispositive powers over its securities"

Managing Member technical

"Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC"

A managing member is an owner of a limited liability company (LLC) who also has the authority and responsibility to run the company’s day-to-day operations and make business decisions on behalf of the LLC. For investors, this matters because the managing member holds the key decision-making power and accountability—like a team captain who both owns part of the team and calls the plays—which affects strategy, risk, and how quickly the company can act.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many PETV shares did A.L. Sarroff Fund, LLC purchase?

A.L. Sarroff Fund, LLC reported purchases totaling 78,855 common shares from October 13, 2026, through October 16, 2026. Examples include 9,000 shares at $0.68 on October 13 and 6,000 shares at $0.7487 on October 16.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/21/2026 - 04:25 PM EDT Accepted by SEC EDGAR 10/21/2026 - 04:23 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

A.L. Sarroff Fund, LLC

(Last) (First) (Middle)

43 MEADOW WOODS ROAD

(Street)

GREAT NECK NEW YORK 11020

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/13/2026		P		9,000	A	$0.68	10,507,331	D(1)
Common Stock	10/13/2026		P		4,000	A	$0.7	10,511,331	D(1)
Common Stock	10/13/2026		P		4,000	A	$0.7	10,515,331	D(1)
Common Stock	10/14/2026		P		4,000	A	$0.7	10,519,331	D(1)
Common Stock	10/14/2026		P		4,286	A	$0.72	10,523,617	D(1)
Common Stock	10/15/2026		P		10,000	A	$0.74	10,533,617	I	FN(2)
Common Stock	10/15/2026		P		10,000	A	$0.74	10,543,617	I	FN(2)
Common Stock	10/16/2026		P		3,000	A	$0.7	10,546,617	D(1)
Common Stock	10/16/2026		P		2,000	A	$0.7	10,548,617	D(1)
Common Stock	10/16/2026		P		6,969	A	$0.69	10,555,586	I	FN(2)
Common Stock	10/16/2026		P		6,000	A	$0.7	10,561,586	I	FN(2)
Common Stock	10/16/2026		P		3,600	A	$0.7	10,565,186	I	FN(2)
Common Stock	10/16/2026		P		6,000	A	$0.7	10,571,186	I	FN(2)
Common Stock	10/16/2026		P		6,000	A	$0.7487	10,577,186	I	FN(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

2. Held by Mr. Sarnoff's spouse, Eileen Sarroff.

	/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member	10/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)