A.L. Sarroff Fund adds 250K PetVivo (PETV) shares in open-market buy

Rhea-AI Filing Summary

PetVivo Holdings, Inc. saw its significant shareholder A.L. Sarroff Fund, LLC make an open-market purchase of common stock. On May 22, 2026, the fund bought 250,000 shares at 0.40 per share, increasing its direct holdings to 10,452,229 shares.

Alan L. Sarroff, as Chief Executive Officer and Managing Member of A.L. Sarroff Fund, is deemed to beneficially own these securities and to have sole voting and dispositive power over them. This transaction modestly increases an already large position in the company.

Insider Trade Summary

Net Buyer: 250,000 shares ($100,000)

Net Buy 1 txn

Insider A.L. Sarroff Fund, LLC

Role null

Bought 250,000 shs ($100K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	250,000	$0.40	$100K

Holdings After Transaction: Common Stock — 10,452,229 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares purchased: 250,000 shares Purchase price: 0.40 per share Shares owned after trade: 10,452,229 shares +2 more

5 metrics

Shares purchased 250,000 shares Common Stock bought in open market on May 22, 2026

Purchase price 0.40 per share Price for the 250,000 common shares acquired

Shares owned after trade 10,452,229 shares Total direct holdings by A.L. Sarroff Fund after transaction

Transaction code P Purchase in open market or private transaction

Ownership status Ten percent owner A.L. Sarroff Fund identified as 10% owner of PetVivo

Key Terms

open-market purchase, beneficially own, voting and dispositive powers, ten percent owner

4 terms

open-market purchase financial

"transaction_action: "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

beneficially own financial

"is deemed to beneficially own and have sole voting"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

voting and dispositive powers financial

"have sole voting and dispositive powers over its securities"

ten percent owner regulatory

""is_ten_percent_owner": 1"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

A.L. Sarroff Fund, LLC

(Last) (First) (Middle)

43 MEADOW WOODS ROAD

(Street)

GREAT NECK NEW YORK 11020

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/22/2026		P		250,000	A	$0.4	10,452,229	D(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

	/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did A.L. Sarroff Fund report for PETV?

A.L. Sarroff Fund, LLC reported an open-market purchase of 250,000 PetVivo Holdings (PETV) common shares. The transaction occurred on May 22, 2026 at 0.40 per share, increasing the fund’s direct ownership to 10,452,229 shares after the trade.

At what price did A.L. Sarroff Fund buy PetVivo (PETV) shares?

The fund bought PetVivo (PETV) common stock at 0.40 per share. This price applied to 250,000 shares purchased in an open-market transaction on May 22, 2026, as disclosed in the Form 4 insider trading report.

How many PetVivo (PETV) shares does A.L. Sarroff Fund hold after this trade?

After the May 22, 2026 transaction, A.L. Sarroff Fund directly holds 10,452,229 PetVivo (PETV) common shares. This total reflects the addition of 250,000 shares acquired in the reported open-market purchase at a price of 0.40 per share.

Who controls the PetVivo (PETV) shares held by A.L. Sarroff Fund?

According to the filing, Alan L. Sarroff, Chief Executive Officer and Managing Member of A.L. Sarroff Fund, is deemed to beneficially own the fund’s PetVivo (PETV) securities and has sole voting and dispositive power over these common stock holdings.

Is A.L. Sarroff Fund a major shareholder of PetVivo (PETV)?

Yes. The Form 4 identifies A.L. Sarroff Fund, LLC as a ten percent owner of PetVivo (PETV). Following its 250,000-share open-market purchase, the fund’s direct holdings total 10,452,229 common shares, underscoring its status as a significant shareholder.