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PetVivo (PETV) CFO receives 71,993-share restricted stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LOWENTHAL GARRY N reported acquisition or exercise transactions in this Form 4 filing.

PetVivo Holdings, Inc. granted 71,993 shares of restricted common stock at $0.69 per share to a corporation owned by Chief Financial Officer Garry N. Lowenthal as compensation for past performance. These shares are held indirectly, bringing his reported indirect holdings to 812,460 shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LOWENTHAL GARRY N

(Last) (First) (Middle)
5151 EDINA INDUSTRIAL BLVD., SUITE 575

(Street)
EDINA, MN 55439

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/09/2026 A 71,993(1) A $0.69 812,460 I By Corporation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance.
/s/ Garry Lowenthal 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PetVivo (PETV) report for its CFO?

PetVivo reported a grant of 71,993 shares of restricted common stock at $0.69 per share to a corporation owned by its CFO, Garry N. Lowenthal, as compensation for past performance, increasing his indirect share holdings.

Was the PetVivo (PETV) CFO’s recent share acquisition an open-market purchase?

No, the CFO’s recent share acquisition was a grant of restricted common stock, not an open-market purchase. The shares were awarded as compensation for past performance and are held indirectly through a corporation he owns.

How many PetVivo (PETV) shares does the CFO hold after this grant?

After the grant, the CFO’s associated corporation holds 812,460 shares of PetVivo common stock indirectly. This total includes the newly granted 71,993 restricted shares awarded as past-performance compensation, according to the Form 4 filing details.

How is ownership of the new PetVivo (PETV) shares structured for the CFO?

The newly granted shares are held indirectly by a corporation owned by the CFO. The filing lists the nature of ownership as “By Corporation,” meaning the entity, not the individual directly, holds the restricted common stock on his behalf.

What does the transaction code “A” mean in the PetVivo (PETV) Form 4?

In this Form 4, transaction code “A” indicates a grant, award, or other acquisition of shares. For PetVivo’s CFO, it reflects a grant of restricted common stock as compensation, rather than a purchase or sale on the open market.

Is the PetVivo (PETV) CFO’s stock grant linked to a trading plan?

The disclosure describes the transaction as a grant of restricted common stock to a corporation owned by the CFO for past performance. It does not indicate that this award was made under a trading plan, focusing instead on compensation context.
Petvivo Holdings

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