A.L. Sarroff Fund gifts 200,000 PetVivo shares

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Form Type

Rhea-AI Filing Summary

A.L. Sarroff Fund, LLC, a 10% owner of PetVivo Holdings, Inc., reported a bona fide gift transfer of 200,000 shares of common stock on May 28, 2026. The transfer was recorded at $0.00 per share, and the fund now directly holds 10,252,229 shares. Alan L. Sarroff, as Chief Executive Officer and Managing Member of the fund, is deemed to beneficially own these securities with sole voting and dispositive power.

Insider Trade Summary

200,000 shares gifted

Gift 1 txn

Insider A.L. Sarroff Fund, LLC

Role 10% Owner

Type	Security	Shares	Price	Value
Gift	Common Stock	200,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 10,252,229 shares (Direct)

Footnotes (1)

F1. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

Key Figures

Shares gifted: 200,000 shares Gift price per share: $0.00 per share Shares held after transaction: 10,252,229 shares +2 more

5 metrics

Shares gifted 200,000 shares Bona fide gift of common stock on May 28, 2026

Gift price per share $0.00 per share Reported transaction price for gifted common stock

Shares held after transaction 10,252,229 shares Non-derivative common stock directly owned post-gift

Transaction code G (bona fide gift) Indicates non-market gift disposition of common shares

Ownership status 10% owner A.L. Sarroff Fund classified as ten percent owner of issuer

Key Terms

bona fide gift, beneficially own, dispositive powers, ten percent owner

4 terms

bona fide gift financial

"The transaction_code_description field identifies the event as a "Bona fide gift.""

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

beneficially own financial

"Alan L. Sarroff is deemed to beneficially own the securities of A.L. Sarroff Fund, LLC."

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

dispositive powers financial

"He is described as having sole voting and dispositive powers over the fund’s securities."

ten percent owner financial

"A.L. Sarroff Fund, LLC is marked as a ten percent owner of PetVivo Holdings, Inc."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did A.L. Sarroff Fund report for PetVivo Holdings (PETV)?

A.L. Sarroff Fund, LLC reported a bona fide gift of 200,000 shares of PetVivo common stock. The transaction was recorded at $0.00 per share and classified as a non-derivative disposition rather than a market sale or purchase.

Is the A.L. Sarroff Fund transaction in PetVivo (PETV) a sale of shares?

No, the transaction is reported as a bona fide gift, not a sale. The Form 4 uses transaction code G, indicating a gift transfer of 200,000 common shares at $0.00 per share with no open-market sale proceeds involved.

How many PetVivo (PETV) shares does A.L. Sarroff Fund hold after the gift?

After the gift transfer, A.L. Sarroff Fund directly holds 10,252,229 shares of PetVivo common stock. This post-transaction balance is explicitly disclosed in the filing as the total non-derivative shares owned following the disposition.

Who is considered the beneficial owner of A.L. Sarroff Fund’s PetVivo (PETV) shares?

The filing states that Alan L. Sarroff, as Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC, is deemed to beneficially own the fund’s securities and has sole voting and dispositive powers over those PetVivo shares.

Does the PetVivo (PETV) Form 4 indicate any option exercises or derivative transactions?

No, the Form 4 shows only a single non-derivative transaction classified as a bona fide gift. The derivativeSummary section is empty, indicating no option exercises, warrant conversions, or other derivative transactions were reported in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 06/01/2026 - 08:59 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

A.L. Sarroff Fund, LLC

(Last)

(First)

(Middle)

43 MEADOW WOODS ROAD

(Street)

GREAT NECK

NEW YORK

11020

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/28/2026		G		200,000	D	$0.0	10,252,229	D⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.

	/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR