A.L. Sarroff Fund buys PetVivo shares and warrants
PetVivo Holdings, Inc. major holder A.L.
Sentiment and the balance of points
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Form Type
4
Rhea-AI Filing Summary
PetVivo Holdings, Inc. major holder A.L. Sarroff Fund, LLC reported open-market purchases tied to unit financing. The fund bought 187,500 shares of Common Stock and 187,500 Warrants, with each Unit priced at $0.80 and consisting of one share plus one Warrant.
The Warrants allow purchase of 187,500 shares of Common Stock at an exercise price of $1.10 per share until June 9, 2036. Following the transactions, the fund holds 10,439,729 shares of Common Stock and 187,500 Warrants directly, indicating a modest incremental increase in its position.
Insider Trade Summary
Net Buyer: 375,000 shares
Net Buy
2 txns
Insider
A.L. Sarroff Fund, LLC
Role
10% Owner
Bought
375,000 shs ($0.00)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Warrants (Right to Buy) | 187,500 | $0.00 | $0.00 |
| Purchase | Common Stock | 187,500 | $0.00 | $0.00 |
Holdings After Transaction:
Warrants (Right to Buy) — 187,500 contracts (Direct);
Common Stock — 10,439,729 shares (Direct)
Footnotes (2)
- F1. The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock.
- F2. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.
Key Figures
Common shares purchased: 187,500 shares
Warrants purchased: 187,500 warrants
Unit purchase price: $0.80 per Unit
+4 more
7 metrics
Common shares purchased
187,500 shares
Open-market or private purchase on June 9, 2026
Warrants purchased
187,500 warrants
Each included in a Unit bought on June 9, 2026
Unit purchase price
$0.80 per Unit
Each Unit has one share and one Warrant
Warrant exercise price
$1.10 per share
Right to buy Common Stock under Warrants
Warrant expiration
June 9, 2036
Expiration date of the purchased Warrants
Shares held after
10,439,729 shares
Total Common Stock directly held after transaction
Warrants held after
187,500 warrants
Total Warrants directly held after transaction
Key Terms
Warrants, Units, exercise price, beneficially own, +1 more
5 terms
Warrants financial
"Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock."
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
Units financial
"The reported securities are included within units (collectively, the "Units" and each a "Unit") purchased by the Reporting Person for $0.80 per Unit."
Units are bundled securities sold as one package in a financing—commonly a share paired with an instrument that gives the holder the right to buy more shares later. For investors this matters because a unit’s extra component can change future supply of shares and potential returns, similar to buying a combo with a coupon that can be redeemed later and alter what you actually receive and what others might own.
exercise price financial
"Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
beneficially own financial
"Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities."
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
dispositive powers financial
"is deemed to beneficially own and have sole voting and dispositive powers over its securities."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did A.L. Sarroff Fund report for PETV?
A.L. Sarroff Fund, LLC reported buying 187,500 shares of PetVivo Common Stock and 187,500 Warrants in open-market unit purchases priced at $0.80 per Unit, each Unit containing one share and one Warrant.
At what prices were the PetVivo (PETV) units and warrants structured?
Each PetVivo Unit was purchased for $0.80 and consists of one Common Stock share plus one Warrant. Each Warrant allows the holder to buy one Common Stock share at a $1.10 exercise price until June 9, 2036.
What is the scale of A.L. Sarroff Fund’s latest PETV insider buying?
The filing shows net buying of 375,000 PETV-related securities, split between 187,500 Common Stock shares and 187,500 Warrants. All transactions were coded as open-market or private purchases, with no reported sales in this Form 4.
Who controls the securities purchased in this PetVivo (PETV) Form 4?
The securities are held by A.L. Sarroff Fund, LLC. Footnotes state Alan L. Sarroff, as CEO and Managing Member of the fund, is deemed to beneficially own and hold sole voting and dispositive power over these PetVivo securities.
AI-generated analysis. How Rhea-AI works. Not financial advice.
