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  4. [Form 4] PetVivo Holdings, Inc. Insider Trading Activity

PetVivo Holdings (PETV) CFO receives 75,000 restricted stock shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PetVivo Holdings, Inc. reported that Chief Financial Officer Garry N. Lowenthal indirectly acquired 75,000 shares of restricted common stock on 2026-07-21 at $0.77 per share. The grant was issued to a corporation he owns as compensation for past performance, bringing his indirect "By Corporation" holdings to 953,881 shares.

Positive

  • None.

Negative

  • None.
Insider LOWENTHAL GARRY N
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 75,000 $0.77 $58K
Holdings After Transaction: Common Stock — 953,881 shares (Indirect, By Corporation)
Footnotes (1)
  1. F1. Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance.
Restricted stock grant 75,000 shares Grant of restricted common stock on 2026-07-21
Grant price $0.77 per share Value per share for the 75,000-share restricted stock grant
Indirect holdings after grant 953,881 shares Total indirect "By Corporation" common stock held after the transaction
restricted common stock financial
"Represents a grant of restricted common stock to a corporation owned"
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
indirect financial
"Ownership type is reported as indirect with nature "By Corporation""
nature of ownership financial
"nature_of_ownership is disclosed as "By Corporation" for this holding"
grant, award, or other acquisition financial
"Transaction code A is described as a grant, award, or other acquisition"

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FAQ

What insider transaction did PetVivo (PETV) disclose for CFO Garry N. Lowenthal?
PetVivo disclosed that CFO Garry N. Lowenthal indirectly acquired 75,000 shares of restricted common stock. The shares were granted to a corporation he owns as compensation for his past performance, rather than purchased on the open market.

How many PetVivo (PETV) shares does the corporation owned by the CFO hold after this grant?
After the reported grant, the corporation owned by the CFO holds 953,881 shares of PetVivo common stock indirectly. This figure represents the total indirect "By Corporation" holdings following the 75,000-share restricted stock award.

What was the per-share value of the restricted stock granted in this PetVivo (PETV) Form 4?
The restricted common stock granted in the transaction was valued at $0.77 per share. This price is the reported value used for the 75,000-share grant issued as compensation for the CFO’s past performance.

Was the PetVivo (PETV) CFO’s restricted stock grant made under a Rule 10b5-1 plan?
The transaction was not reported as being under a Rule 10b5-1 trading plan. The Rule 10b5-1 checkbox was not selected, and the footnote only describes the grant as compensation for the CFO’s past performance.

Is the PetVivo (PETV) CFO’s ownership direct or indirect in this Form 4 transaction?
The reported ownership from this grant is indirect, classified as "By Corporation." The 75,000 restricted shares were granted to a corporation owned by the CFO, which now holds a total of 953,881 shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LOWENTHAL GARRY N
(Last)(First)(Middle)
5151 EDINA INDUSTRIAL BLVD., SUITE 575
(Street)
EDINA MINNESOTA 55439
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/21/2026A75,000(1)A$0.77953,881IBy Corporation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance.
/s/ Garry Lowenthal07/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR