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PetVivo Holdings (PETV) CEO gets 75,000-share restricted stock grant

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lai John reported acquisition or exercise transactions in this Form 4 filing.

PetVivo Holdings, Inc. reported that Chief Executive Officer John Lai, through a corporation he owns, received a grant of 75,000 shares of restricted common stock on July 21, 2026 at $0.77 per share as compensation for past performance, increasing his indirectly held common stock to 2,381,913 shares.

Positive

  • None.

Negative

  • None.
Insider Lai John
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 75,000 $0.77 $58K
Holdings After Transaction: Common Stock — 2,381,913 shares (Indirect, By Corporation)
Footnotes (1)
  1. F1. Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance.
Restricted stock grant 75,000 shares Grant of restricted common stock on July 21, 2026
Grant valuation price $0.77 per share Per-share value used for the restricted stock grant
Indirect holdings after grant 2,381,913 shares Total indirectly held common stock following the transaction
restricted common stock financial
"Represents a grant of restricted common stock to a corporation owned"
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
Reporting Person financial
"to a corporation owned by the Reporting Person as compensation"
By Corporation financial
"nature_of_ownership": "By Corporation""

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FAQ

What insider transaction did PETV report for CEO John Lai?

PetVivo Holdings (PETV) reported that CEO John Lai, via a corporation he owns, received a grant of 75,000 shares of restricted common stock as compensation for past performance on July 21, 2026.

At what price was the 75,000-share grant to the PETV CEO valued?

The 75,000 restricted shares granted in connection with PETV’s CEO were valued at $0.77 per share. This valuation is used for reporting the stock award, not for indicating an open-market purchase price.

How many PETV shares does John Lai indirectly hold after this Form 4 transaction?

Following the reported grant, entities associated with CEO John Lai indirectly hold 2,381,913 shares of PetVivo common stock. These shares are reported as held “By Corporation” rather than directly in his own name.

Was the PETV CEO’s 75,000-share grant an open-market purchase?

No. The 75,000 shares reported for PETV’s CEO are a grant of restricted common stock to a corporation he owns, described as compensation for past performance, not an open-market buy or sale.

Is the PETV CEO’s stock grant reported as indirect ownership?

Yes. The Form 4 lists the 75,000-share grant as indirect ownership with the nature of ownership described as “By Corporation”, indicating the shares are held through a corporation owned by John Lai.

Was the PETV CEO’s stock award made under a Rule 10b5-1 trading plan?

The data indicate the Rule 10b5-1 checkbox was not marked, so the 75,000-share grant to PETV’s CEO is not reported as being made under a Rule 10b5-1 trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lai John

(Last)(First)(Middle)
5151 EDINA INDUSTRIAL BLVD., SUITE 575

(Street)
EDINA MINNESOTA 55439

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/21/2026A75,000(1)A$0.772,381,913IBy Corporation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance.
/s/ John Lai07/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)