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Prudential Financial: Robert E. Boyle sells shares

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Form Type
4

Rhea-AI Filing Summary

Prudential Financial Inc. Senior Vice President Robert E. Boyle exercised options covering 1,510 shares at an exercise price of $110.45 per share and 1,366 shares at $106.89 per share on November 6, 2026, acquiring common stock; he sold 1,474 and 1,320 shares at $121.24 per share the same day. Following the reported transactions, Boyle held 6,054 shares directly and 973 shares indirectly through a 401(k), plus 4,505 restricted stock units and 6,998 target performance shares; the exact number of performance shares awarded depends on achievement of performance goals.

Insider Boyle Robert E
Role Senior Vice President
Sold 2,794 shs ($339K)
Approx. gross sale proceeds $339K
Approx. exercise cost $313K
Type Security Shares Price Value
Exercise 2017 Employee Stock Option (Right to Buy) F4 1,510 $0.00 $0.00
Exercise 2018 Employee Stock Option (Right to Buy) F5 1,366 $0.00 $0.00
Exercise Common Stock F1 1,510 $110.45 $167K
Sale Common Stock F1 1,474 $121.24 $179K
Exercise Common Stock 1,366 $106.89 $146K
Sale Common Stock F2 1,320 $121.24 $160K
Holding Common Stock F3 -- -- --
Holdings After Transaction: 2017 Employee Stock Option (Right to Buy) — 0 options (Direct); 2018 Employee Stock Option (Right to Buy) — 0 options (Direct); Common Stock — 6,054 shares (Direct); Common Stock — 973 shares (Indirect, By 401(k))
Footnotes (5)
  1. F1. Exercise of stock options expiring on February 14, 2027.
  2. F2. Following the transaction reported on this Form 4, Robert Boyle continues to hold 6,054 shares directly and 973 shares indirectly in a 401(k) account. Robert Boyle also holds an additional 4,505 restricted stock units, and 6,998 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. F3. Amount reported has been adjusted to include 11 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between June 30, 2026, and September 30, 2026, based on a plan statement dated September 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  4. F4. The options vest in three equal annual installments beginning on February 14, 2018.
  5. F5. The options vest in three equal annual installments beginning on February 13, 2019.
Options exercised 1,510 shares at an exercise price of $110.45 per share November 6, 2026
Options exercised 1,366 shares at an exercise price of $106.89 per share November 6, 2026
Common shares sold 1,474 shares at $121.24 per share November 6, 2026
Common shares sold 1,320 shares at $121.24 per share November 6, 2026
Direct common shares held 6,054 shares Following the reported transactions
Indirect common shares held through a 401(k) 973 shares Following the reported transactions
Restricted stock units 4,505 units Held following the reported transactions
Target performance shares 6,998 shares The exact number awarded depends on achievement of performance goals
restricted stock units technical
"additional 4,505 restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
target performance shares technical
"6,998 target performance shares"
vesting technical
"options vest in three equal annual installments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock transactions did Robert E. Boyle report for PFH?

Robert E. Boyle exercised options covering 1,510 shares at $110.45 per share and 1,366 shares at $106.89 per share, then sold 1,474 and 1,320 shares at $121.24 per share on November 6, 2026. No Rule 10b5-1 plan is reported.

How many Prudential Financial (PFH) shares did Robert E. Boyle hold after the transactions?

Following the reported transactions, Boyle held 6,054 common shares directly and 973 indirectly through a 401(k). He also held 4,505 restricted stock units and 6,998 target performance shares; the exact performance-share award depended on achievement of performance goals.

When were Robert E. Boyle's exercised options scheduled to expire and how did they vest?

The option tranche covering 1,510 shares had a stated expiration date of February 14, 2027, and vested in three equal annual installments beginning February 14, 2018. The tranche covering 1,366 shares had a stated expiration date of February 13, 2028, and vested in three equal annual installments beginning February 13, 2019.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Boyle Robert E

(Last)(First)(Middle)
751 BROAD STREET, 5TH FLOOR
ATTN: REGULATORY FILINGS UNIT

(Street)
NEWARK NEW JERSEY 07102

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/06/2026M(1)1,510A$110.457,482D
Common Stock11/06/2026S(1)1,474D$121.246,008D
Common Stock11/06/2026M1,366A$106.897,374D
Common Stock11/06/2026S1,320D$121.246,054(2)D
Common Stock973(3)IBy 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
2017 Employee Stock Option (Right to Buy)$110.4511/06/2026M1,510 (4)02/14/2027Common Stock1,510$00D
2018 Employee Stock Option (Right to Buy)$106.8911/06/2026M1,366 (5)02/13/2028Common Stock1,366$00D
Explanation of Responses:
1. Exercise of stock options expiring on February 14, 2027.
2. Following the transaction reported on this Form 4, Robert Boyle continues to hold 6,054 shares directly and 973 shares indirectly in a 401(k) account. Robert Boyle also holds an additional 4,505 restricted stock units, and 6,998 target performance shares (the exact number awarded being dependent on achievement of performance goals).
3. Amount reported has been adjusted to include 11 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between June 30, 2026, and September 30, 2026, based on a plan statement dated September 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
4. The options vest in three equal annual installments beginning on February 14, 2018.
5. The options vest in three equal annual installments beginning on February 13, 2019.
/s/ Richard J. Baker, attorney-in-fact11/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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