Prudential (NYSE: PRU) SVP reports RSU vesting and tax-related share withholdings

Rhea-AI Filing Summary

PRUDENTIAL FINANCIAL INC Senior Vice President Robert E. Boyle reported multiple equity award transactions dated February 28, 2026. Previously granted 2023, 2024, and 2025 Restricted Stock Units vested and were exercised or converted, with each Restricted Stock Unit converting into one share of common stock.

The filing shows common shares acquired at a price of $0.0000 per share upon RSU vesting, along with shares disposed of at $98.38 per share to cover tax withholding obligations. After these transactions, Boyle directly owned 5,125 common shares and indirectly held 935 shares through a 401(k) plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Boyle Robert E

(Last) (First) (Middle)

751 BROAD STREET, 5TH FLOOR

ATTN: REGULATORY FILINGS UNIT

(Street)

NEWARK NJ 07102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/28/2026		M(1)		899	A	$0	4,318	D
Common Stock	02/28/2026		F(2)		289	D	$98.38	4,029	D
Common Stock	02/28/2026		M(1)		832	A	$0	4,861	D
Common Stock	02/28/2026		F(2)		267	D	$98.38	4,594	D
Common Stock	02/28/2026		M(1)		780	A	$0	5,374	D
Common Stock	02/28/2026		F(2)		249	D	$98.38	5,125	D
Common Stock								935	I	By 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
2023 Restricted Stock Units	$0(3)	02/28/2026		M			899	(4)	(4)	Common Stock	899	$0	0	D
2024 Restricted Stock Units	$0(3)	02/28/2026		M			832	(5)	(5)	Common Stock	832	$0	832	D
2025 Restricted Stock Units	$0(3)	02/28/2026		M			780	(6)	(6)	Common Stock	780	$0	1,562	D

Explanation of Responses:

1. Represents the vesting of previously awarded restricted stock units.

2. Represents shares withheld for the payment of taxes.

3. The Restricted Stock Units convert to common stock on a 1 to 1 basis.

4. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

5. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

6. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

	/s/ Richard J. Baker, attorney-in-fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transactions did PRU executive Robert E. Boyle report?

Robert E. Boyle reported vesting and conversion of Restricted Stock Units into Prudential common stock, plus tax-related share withholdings. These transactions on February 28, 2026 reflect routine equity compensation events rather than open-market buying or selling of shares.

How many Prudential common shares does Robert E. Boyle own after these Form 4 transactions?

After the reported transactions, Robert E. Boyle directly owns 5,125 Prudential common shares. He also indirectly holds 935 additional shares through a 401(k) plan, as disclosed in the filing’s ownership details for his post-transaction positions.

What do the Restricted Stock Unit transactions mean for PRU stock ownership?

The Restricted Stock Unit transactions represent previously granted awards vesting and converting into PRU common stock. Each unit converts one-for-one into shares, increasing Boyle’s direct share ownership while some shares are withheld to satisfy tax obligations associated with the vesting.

Were any of Robert E. Boyle’s PRU share dispositions open-market sales?

The filing indicates dispositions coded as “F,” which are shares withheld to pay taxes, not open-market sales. These tax-withholding dispositions occur automatically when Restricted Stock Units vest and do not represent discretionary selling into the market.

At what price were PRU shares withheld for Robert E. Boyle’s taxes?

Shares withheld to cover Robert E. Boyle’s tax obligations were valued at approximately $98.38 per share. This price is used for the tax-withholding disposition entries and reflects the value applied when settling the related tax liabilities.

How do the PRU Restricted Stock Units convert into common stock for Robert E. Boyle?

Each Restricted Stock Unit converts into one share of Prudential common stock on vesting. Footnotes state the units vest in one-third annual installments beginning on specified February dates for the 2023, 2024, and 2025 award cycles, then convert at a one-to-one ratio.