Prudential director logs RSU grant and share return

Prudential Financial director Christine A. Poon reported routine equity compensation activity involving restricted stock units and common shares.

Rhea-AI Filing Summary

Prudential Financial director Christine A. Poon reported routine equity compensation activity involving restricted stock units and common shares. On May 12, 2026, she exercised 1,765 restricted stock units into the economic equivalent of common stock and then returned 1,765 common shares to the issuer at $102.58 per share. Following these transactions, she directly held 11,583 shares of common stock.

On the same date, Poon also received a new award of 1,754 restricted stock units for 2026, each representing the right to receive the economic equivalent of one Prudential common share. According to the footnotes, these restricted stock units vest at the earlier of the company’s annual meeting or in one year, on May 12, 2027.

Insider Trade Summary

1,765 shares exercised/converted

Exercise 4 txns

Insider POON CHRISTINE A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	2026 Restricted Stock Units	1,754	$0.00	$0.00
Exercise	2025 Restricted Stock Units	1,765	$0.00	$0.00
Exercise	Common Stock	1,765	$0.00	$0.00
Disposition	Common Stock	1,765	$102.58	$181K

Holdings After Transaction: 2026 Restricted Stock Units — 1,754 contracts (Direct); 2025 Restricted Stock Units — 0 contracts (Direct); Common Stock — 11,583 shares (Direct)

Footnotes (3)

1. F1. Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
2. F2. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027.
3. F3. The restricted stock units vest the earlier of the annual meeting or in one year on May 13, 2026.

Key Figures

Shares disposed to issuer: 1,765 shares Disposition price: $102.58 per share Shares held after transactions: 11,583 shares +3 more

6 metrics

Shares disposed to issuer 1,765 shares Disposition to issuer at $102.58 on May 12, 2026

Disposition price $102.58 per share Price for 1,765 common shares returned to issuer

Shares held after transactions 11,583 shares Direct common stock holdings following May 12, 2026 activity

2026 RSU grant size 1,754 units 2026 restricted stock unit award granted May 12, 2026

2026 RSU vesting date May 12, 2027 Vest at earlier of annual meeting or in one year

2025 RSUs exercised 1,765 units 2025 restricted stock units converted into common stock

Key Terms

restricted stock unit, disposition to issuer, derivative security, contingent right

4 terms

restricted stock unit financial

"Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

disposition to issuer financial

"transaction_code_description: Disposition to issuer"

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

contingent right financial

"Each restricted stock unit represents a contingent right to receive the economic equivalent of one share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Prudential Financial (PFH) report for Christine A. Poon?

Christine A. Poon exercised 1,765 restricted stock units into common stock and returned 1,765 common shares to Prudential at $102.58 per share. She also received 1,754 new restricted stock units as an equity award vesting over roughly one year.

How many Prudential Financial (PFH) shares does Christine A. Poon hold after this Form 4?

After the reported transactions, Christine A. Poon directly holds 11,583 shares of Prudential Financial common stock. This figure reflects her position following the RSU exercise, the share disposition to the issuer, and does not include unvested restricted stock units awarded in 2026.

What price was used for Christine A. Poon’s share disposition at Prudential Financial (PFH)?

The disposition to the issuer involved 1,765 shares of Prudential Financial common stock at $102.58 per share. This was coded as a D transaction, meaning a disposition to the issuer, and is part of routine equity compensation activity rather than an open-market sale.

What are the terms of Christine A. Poon’s 2026 restricted stock units at Prudential Financial (PFH)?

Poon received 1,754 restricted stock units labeled as 2026 awards, each tied to one Prudential common share’s economic value. Footnotes state these units vest at the earlier of the annual meeting or in one year, specifically on May 12, 2027, assuming continued service conditions.

How were Christine A. Poon’s 2025 restricted stock units treated in this Prudential Financial (PFH) filing?

The filing shows 1,765 2025 restricted stock units were exercised or converted into common stock, reducing that RSU balance to zero. Each RSU represented the economic equivalent of one common share, and the conversion is recorded as a derivative exercise transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/14/2026 - 12:47 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

POON CHRISTINE A

(Last) (First) (Middle)

751 BROAD STREET, 5TH FLOOR

ATTN: REGULATORY FILINGS UNIT

(Street)

NEWARK NEW JERSEY 07102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/12/2026		M		1,765	A	$0	13,348	D
Common Stock	05/12/2026		D		1,765	D	$102.58	11,583	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
2026 Restricted Stock Units	$0(1)	05/12/2026		A		1,754		(2)	(2)	Common Stock	1,754	$0	1,754	D
2025 Restricted Stock Units	$0(1)	05/12/2026		M			1,765	(3)	(3)	Common Stock	1,765	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

2. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027.

3. The restricted stock units vest the earlier of the annual meeting or in one year on May 13, 2026.

	/s/ Richard J. Baker, attorney-in-fact	05/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)