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Prudential Financial (PRU) EVP details option exercises and share sales

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Prudential Financial executive Mary K. Feeney reported stock option exercises and related share sales dated December 11, 2025. She exercised employee stock options for 397, 2,926, 2,117 and 1,222 shares of common stock at exercise prices of $99.76, $106.89, $110.45 and $107.28 per share, respectively, and sold 384, 2,874, 2,096 and 1,201 shares at $116.28 per share on the same day.

After these transactions, she directly owns 22,616 Prudential Financial shares and indirectly holds 8,723 shares through a 401(k) account. She also holds 80,340 restricted stock units and 86,980 target performance shares, with the final number of performance shares dependent on achievement of performance goals.

Positive

  • None.

Negative

  • None.
Insider Feeney Caroline
Role Executive Vice President
Sold 6,555 shs ($762K)
Type Security Shares Price Value
Exercise 6/12/2018 Employee Stock Option (right to buy) 397 $0.00 --
Exercise 2018 Employee Stock Option (Right to Buy) 2,926 $0.00 --
Exercise 2017 Employee Stock Option (Right to Buy) 2,117 $0.00 --
Exercise 10/2/17 Employee Stock Option (Right to Buy) 1,222 $0.00 --
Exercise Common Stock 397 $99.76 $40K
Sale Common Stock 384 $116.28 $45K
Exercise Common Stock 2,926 $106.89 $313K
Sale Common Stock 2,874 $116.28 $334K
Exercise Common Stock 2,117 $110.45 $234K
Sale Common Stock 2,096 $116.28 $244K
Exercise Common Stock 1,222 $107.28 $131K
Sale Common Stock 1,201 $116.28 $140K
holding Common Stock -- -- --
Holdings After Transaction: 6/12/2018 Employee Stock Option (right to buy) — 0 shares (Direct); 2018 Employee Stock Option (Right to Buy) — 0 shares (Direct); 2017 Employee Stock Option (Right to Buy) — 0 shares (Direct); 10/2/17 Employee Stock Option (Right to Buy) — 0 shares (Direct); Common Stock — 22,906.53 shares (Direct); Common Stock — 8,723 shares (Indirect, By 401(k))
Footnotes (1)
  1. Following the transactions reported on this Form 4, Ms. Feeney continues to hold 22,616 shares directly and 8,723 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 80,340 restricted stock units, and 86,980 target performance shares (the exact number awarded being dependent on achievement of performance goals). Amount reported has been adjusted to include 523 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2024 and September 30, 2025 based on a plan statement dated September 30, 2025. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B). The options vest in three equal annual installments beginning on June 12, 2019. The options vest in three equal annual installments beginning on February 13, 2019. The options vest in three equal annual installments beginning on February 14, 2018 The options vest in three equal annual installments beginning on October 2, 2018
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Feeney Caroline
(Last) (First) (Middle)
751 BROAD STREET, 5TH FLOOR
ATTN.: REGULATORY FILINGS UNIT
(Street)
NEWARK NJ 07102
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2025 M 397 A $99.76 22,906.53 D
Common Stock 12/11/2025 S 384 D $116.28 22,522.53 D
Common Stock 12/11/2025 M 2,926 A $106.89 25,448.53 D
Common Stock 12/11/2025 S 2,874 D $116.28 22,574.53 D
Common Stock 12/11/2025 M 2,117 A $110.45 24,691.53 D
Common Stock 12/11/2025 S 2,096 D $116.28 22,595.53 D
Common Stock 12/11/2025 M 1,222 A $107.28 23,817.53 D
Common Stock 12/11/2025 S 1,201 D $116.28 22,616.53(1) D
Common Stock 8,723(2) I By 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
6/12/2018 Employee Stock Option (right to buy) $99.76 12/11/2025 M 397 (3) 06/12/2028 Common Stock 397 $0 0 D
2018 Employee Stock Option (Right to Buy) $106.89 12/11/2025 M 2,926 (4) 02/13/2028 Common Stock 2,926 $0 0 D
2017 Employee Stock Option (Right to Buy) $110.45 12/11/2025 M 2,117 (5) 02/14/2027 Common Stock 2,117 $0 0 D
10/2/17 Employee Stock Option (Right to Buy) $107.28 12/11/2025 M 1,222 (6) 10/02/2027 Common Stock 1,222 $0 0 D
Explanation of Responses:
1. Following the transactions reported on this Form 4, Ms. Feeney continues to hold 22,616 shares directly and 8,723 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 80,340 restricted stock units, and 86,980 target performance shares (the exact number awarded being dependent on achievement of performance goals).
2. Amount reported has been adjusted to include 523 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2024 and September 30, 2025 based on a plan statement dated September 30, 2025. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
3. The options vest in three equal annual installments beginning on June 12, 2019.
4. The options vest in three equal annual installments beginning on February 13, 2019.
5. The options vest in three equal annual installments beginning on February 14, 2018
6. The options vest in three equal annual installments beginning on October 2, 2018
/s/ Richard J. Baker, attorney-in-fact 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Prudential Financial (PRU) report on December 11, 2025?

The filing shows that Executive Vice President Mary K. Feeney exercised multiple employee stock options for Prudential Financial common stock and sold portions of the resulting shares on December 11, 2025. She exercised options for 397, 2,926, 2,117 and 1,222 shares and sold 384, 2,874, 2,096 and 1,201 shares at $116.28 per share.

How many Prudential Financial (PRU) shares does the executive own after these transactions?

Following the reported transactions, Mary K. Feeney holds 22,616 Prudential Financial shares directly and 8,723 shares indirectly through a 401(k) account.

What stock options did the Prudential Financial executive exercise?

She exercised employee stock options granted in 2017 and 2018 covering 397 shares at $99.76, 2,926 shares at $106.89, 2,117 shares at $110.45 and 1,222 shares at $107.28 per share, each into Prudential Financial common stock.

Are any of the reported employee stock options still outstanding after the transactions?

For each of the four reported employee stock option grants, the number of derivative securities beneficially owned following the transactions is shown as 0, indicating no remaining options from these specific awards.

What additional equity awards does the Prudential Financial executive hold besides common shares?

In addition to common shares, Mary K. Feeney holds 80,340 restricted stock units and 86,980 target performance shares, with the exact number of performance shares dependent on achievement of performance goals.

How is the executives indirect ownership in Prudential Financial structured?

Her indirect ownership consists of 8,723 shares of Prudential Financial common stock held in a 401(k) account, as reported in the filing.