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Prudential Financial (NYSE: PRU) director receives new RSU grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Wolk Joseph J reported acquisition or exercise transactions in this Form 4 filing.

Prudential Financial director Joseph J. Wolk reported two equity awards on June 11, 2026. He received 23 restricted stock units labeled as 2026 RSUs and 23 RSUs tied to the 9/30/25 cycle, each referencing a $106.51 PRU share value. Each unit represents one share of common stock, vesting in September 2026 or by the annual meeting or May 12, 2027, and is deferred until his retirement from the Board. Following these grants, he directly holds 1,805 restricted stock units.

Positive

  • None.

Negative

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Insider Wolk Joseph J
Role null
Type Security Shares Price Value
Grant/Award 9/30/25 Restricted Stock Units 23 $106.51 $2K
Grant/Award 2026 Restricted Stock Units 23 $106.51 $2K
Holdings After Transaction: 9/30/25 Restricted Stock Units — 1,805 shares (Direct, null); 2026 Restricted Stock Units — 1,777 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of PRU common stock. The restricted stock units vest in one year on September 30, 2026 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
2026 RSU grant 23 restricted stock units Grant dated June 11, 2026
9/30/25 RSU grant 23 restricted stock units Grant dated June 11, 2026
Grant reference price $106.51 per share Valuation for both RSU awards
Total RSUs after grants 1,805 restricted stock units Direct holdings following transactions
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of PRU common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of PRU common stock."
Deferred Compensation Plan for Non-Employee Directors financial
"were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors."
vest financial
"The restricted stock units vest in one year on September 30, 2026 and were deferred until retirement from the Board"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wolk Joseph J

(Last)(First)(Middle)
751 BROAD STREET, 5TH FLOOR
ATTN.: REGULATORY FILINGS UNIT

(Street)
NEWARK NEW JERSEY 07102

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
9/30/25 Restricted Stock Units$0(1)06/11/2026A23 (2) (2)Common Stock23$106.511,805D
2026 Restricted Stock Units$0(1)06/11/2026A23 (3) (3)Common Stock23$106.511,777D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of PRU common stock.
2. The restricted stock units vest in one year on September 30, 2026 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
3. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
/s/ Richard J. Baker, attorney-in-fact06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Prudential Financial (PRU) director Joseph J. Wolk report on this Form 4?

He reported receiving two grants of restricted stock units totaling 46 units. These are compensation awards that give him a contingent right to receive PRU common shares in the future, subject to vesting and deferral until his retirement from the Board.

How many restricted stock units did Joseph J. Wolk receive from Prudential Financial?

He received 46 restricted stock units, split into two grants of 23 units each. Both awards are tied to PRU common stock, with each unit representing one future share, subject to the vesting schedule and deferral conditions described in the plan.

At what reference price were Joseph J. Wolk’s Prudential Financial RSUs valued?

Both RSU grants use a reference price of $106.51 per share of PRU common stock. This price is used for the award’s valuation on the grant date and does not necessarily indicate any transaction in the open market by the director.

When do Joseph J. Wolk’s Prudential Financial restricted stock units vest?

One RSU grant vests in one year on September 30, 2026. The other vests at the earlier of Prudential’s next annual meeting or in one year on May 12, 2027, according to the award’s footnote disclosures in the filing.

Are Joseph J. Wolk’s Prudential Financial RSUs immediately payable in shares?

No. The RSUs are deferred until his retirement from Prudential Financial’s Board. Although each unit represents a contingent right to one PRU common share, settlement in shares occurs only after his board service ends under the deferred compensation plan.

How many restricted stock units does Joseph J. Wolk hold after these Prudential awards?

After these grants, he directly holds 1,805 restricted stock units. This total reflects his PRU equity-based compensation position in RSUs as of the reported date, providing a snapshot of his deferred stock-based holdings linked to future PRU shares.