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Prudential Financial (NYSE: PRU) director reports RSU exercise, share disposition and new grant

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Prudential Financial director Gilbert F. Casellas reported compensation-related stock transactions involving common shares and restricted stock units. On May 12, 2026, he exercised 1,765 "2025 Restricted Stock Units" into 1,765 shares of common stock at a stated price of $0.0000 per unit, then disposed of those 1,765 common shares back to the issuer at $102.5800 per share, leaving 500 common shares held directly.

Casellas also received a new grant of 1,754 "2026 Restricted Stock Units" on the same date, each representing the economic equivalent of one share of Prudential common stock. Footnotes state that the vested 2025 units and the new 2026 units each represent a contingent right to receive one share and vest at the earlier of the applicable annual meeting or one year, with the 2025 units tied to May 13, 2026 and the 2026 units to May 12, 2027.

Positive

  • None.

Negative

  • None.
Insider CASELLAS GILBERT F
Role null
Type Security Shares Price Value
Grant/Award 2026 Restricted Stock Units 1,754 $0.00 --
Exercise 2025 Restricted Stock Units 1,765 $0.00 --
Exercise Common Stock 1,765 $0.00 --
Disposition Common Stock 1,765 $102.58 $181K
Holdings After Transaction: 2026 Restricted Stock Units — 1,754 shares (Direct, null); 2025 Restricted Stock Units — 0 shares (Direct, null); Common Stock — 2,265 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027. The restricted stock units vest the earlier of the annual meeting or in one year on May 13, 2026.
Shares disposed to issuer 1,765 shares Common Stock, disposition to issuer at $102.5800/share on May 12, 2026
Disposition price $102.5800/share Price for 1,765 common shares disposed to issuer
RSUs exercised 1,765 units 2025 Restricted Stock Units converted into common stock on May 12, 2026
New RSU grant 1,754 units 2026 Restricted Stock Units granted on May 12, 2026
Shares held after 500 shares Total common stock directly owned following transactions
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive the economic equivalent of one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
disposition to issuer financial
"transaction_code_description": "Disposition to issuer""
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CASELLAS GILBERT F
(Last)(First)(Middle)
751 BROAD STREET, 5TH FLOOR
ATTN: REGULATORY FILINGS UNIT
(Street)
NEWARK NEW JERSEY 07102
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PRUDENTIAL FINANCIAL INC [ PRU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/12/2026M1,765A$02,265D
Common Stock05/12/2026D1,765D$102.58500D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
2026 Restricted Stock Units$0(1)05/12/2026A1,754 (2) (2)Common Stock1,754$01,754D
2025 Restricted Stock Units$0(1)05/12/2026M1,765 (3) (3)Common Stock1,765$00D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
2. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027.
3. The restricted stock units vest the earlier of the annual meeting or in one year on May 13, 2026.
/s/ Richard J. Baker, attorney-in-fact05/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Gilbert F. Casellas report at Prudential Financial (PRU)?

Gilbert F. Casellas reported exercising 1,765 restricted stock units into common shares and disposing of those 1,765 shares back to Prudential Financial. He also received a new grant of 1,754 restricted stock units tied to future vesting conditions and share delivery.

How many Prudential Financial shares did Gilbert F. Casellas dispose of and at what price?

He disposed of 1,765 shares of Prudential Financial common stock back to the issuer at a reported price of $102.5800 per share. This disposition followed the exercise of an equal number of 2025 restricted stock units into common shares.

What new equity award did Prudential Financial (PRU) grant to director Gilbert F. Casellas?

He received 1,754 "2026 Restricted Stock Units," each representing the economic equivalent of one Prudential Financial common share. These units were granted at a stated price of $0.0000 per unit and are subject to vesting conditions before share delivery.

When do Gilbert F. Casellas’s Prudential Financial restricted stock units vest?

Footnotes state that each restricted stock unit vests at the earlier of the company’s annual meeting or one year. The 2025 units referenced vest by May 13, 2026, while the newly granted 2026 units vest by May 12, 2027, barring further changes.

How many Prudential Financial common shares does Gilbert F. Casellas hold after these transactions?

Following the reported transactions, his Form 4 shows direct ownership of 500 shares of Prudential Financial common stock. In addition, he holds 1,754 2026 restricted stock units, which are derivative awards contingent on future vesting and share delivery conditions.

Were Gilbert F. Casellas’s Prudential Financial transactions open-market buys or sales?

The filing characterizes the key movements as an exercise of derivative securities and a disposition to the issuer, not open-market trading. He exercised restricted stock units into shares and then returned those shares to Prudential, alongside receiving a new restricted stock unit grant.