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PennantPark Floating Rate Capital Ltd. (PFLT) schedules Q3 2026 results and earnings call

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

PennantPark Floating Rate Capital Ltd. announced the timing of its third fiscal quarter 2026 results. The company will report financial results for the quarter ended June 30, 2026 on Monday, August 10, 2026 after the close of the financial markets.

The company will host a conference call on Tuesday, August 11, 2026 at 9:00 a.m. Eastern Time to discuss the results, open to all interested parties via toll-free and international dial-in numbers. PennantPark Floating Rate Capital Ltd. is a business development company that primarily invests in U.S. middle-market private companies through floating rate senior secured loans and related debt instruments.

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Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Earnings release date August 10, 2026 Third fiscal quarter 2026 results reported after market close
Earnings call time 9:00 a.m. Eastern Time Conference call on August 11, 2026 to discuss Q3 2026 results
Conference ID 2261035 Reference ID for Q3 2026 earnings conference call participation
Investable capital managed approximately $10 billion PennantPark Investment Advisers, LLC and affiliates, including potential leverage
Common stock listing PFLT Common Stock, par value $0.001 per share, listed on NYSE
Notes coupon 7.375% Coupon rate on Notes due 2031 listed as PFLA on NYSE
business development company financial
"PennantPark Floating Rate Capital Ltd. is a business development company which primarily invests in U.S. middle-market private companies"
A business development company is a publicly traded investment vehicle that lends to and buys stakes in smaller or privately held companies, acting like a combination of a lender, investor, and business partner. It matters to investors because BDCs offer the potential for higher regular income through dividends and diversified exposure to growing businesses, but they can also carry greater credit and liquidity risk than typical stocks or bonds—think higher-yielding but riskier income instruments.
floating rate senior secured loans financial
"primarily invests in U.S. middle-market private companies in the form of floating rate senior secured loans"
A floating rate senior secured loan is a type of loan a company takes where the interest rate moves up or down with a market benchmark, the loan has first claim on repayment ahead of other creditors, and it is backed by specific assets as collateral. For investors this means income that adjusts when interest rates change, stronger protection if the borrower runs into trouble, and typically lower risk and yield than unsecured or junior debt—think of it like an adjustable-rate mortgage that gets paid back first and is tied to a pledged asset.
first lien secured debt financial
"including first lien secured debt, second lien secured debt and subordinated debt"
A first lien secured debt is a loan or bond backed by specific assets that gives the lender the top legal claim on those assets if the borrower defaults. Think of it like holding the first seat in line for repayment from a company’s pledged property; that priority usually means lower risk and lower interest compared with unsecured or later‑ranked debt. Investors care because it determines how likely they are to recover money if the borrower runs into trouble and where this claim sits in the company’s payment order.
second lien secured debt financial
"including first lien secured debt, second lien secured debt and subordinated debt"
A loan or bond secured by specific company assets that is legally ranked behind a first-lien creditor for repayment if the borrower defaults. It matters to investors because it offers higher interest than first-lien debt to compensate for greater risk, and its value and recoveries are more sensitive in distress—imagine two people entitled to the same safety deposit box, with the second person only getting what’s left after the first is paid.
subordinated debt financial
"including first lien secured debt, second lien secured debt and subordinated debt"
Subordinated debt is a type of loan that is paid back after other debts have been settled if a company encounters financial trouble. It is considered riskier for lenders because they have lower priority in getting repaid, similar to being last in line during a payout. For investors, this means higher potential returns in exchange for taking on more risk.
middle market credit platform financial
"PennantPark Investment Advisers, LLC is a leading middle market credit platform, and its affiliates, manage approximately $10 billion of investable capital"
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FAQ

When will PennantPark Floating Rate Capital Ltd. (PFLT) report Q3 2026 results?

PennantPark Floating Rate Capital Ltd. will report third fiscal quarter 2026 results on Monday, August 10, 2026 after markets close. The quarter covers the period ended June 30, 2026, and details will be discussed on a conference call the following morning.

When is the PennantPark Floating Rate Capital Ltd. Q3 2026 earnings conference call?

The conference call to discuss third fiscal quarter 2026 results is scheduled for Tuesday, August 11, 2026 at 9:00 a.m. Eastern Time. Participants can join using the published toll-free and international dial-in numbers and conference ID provided by the company.

How can investors access the PennantPark Floating Rate Capital Ltd. Q3 2026 earnings call replay?

An archived replay of the Q3 2026 earnings call will be available via a webcast link on the Quarterly Earnings page in the Investor section of PennantPark’s website. This allows interested parties to listen after the live event has concluded.

What type of investments does PennantPark Floating Rate Capital Ltd. focus on?

PennantPark Floating Rate Capital Ltd. primarily invests in U.S. middle-market private companies through floating rate senior secured loans. These include first lien secured debt, second lien secured debt, subordinated debt, and occasionally equity investments as part of its business development company strategy.

How much capital does PennantPark Investment Advisers, LLC manage?

PennantPark Investment Advisers, LLC and its affiliates manage approximately $10 billion of investable capital, including potential leverage. This middle market credit platform provides financing solutions to private equity firms, their portfolio companies, and other middle-market borrowers across multiple U.S. and European offices.

What securities of PennantPark Floating Rate Capital Ltd. are listed on the NYSE?

PennantPark Floating Rate Capital Ltd. lists its common stock, par value $0.001 per share, under the symbol PFLT on the NYSE. It also has 7.375% Notes due 2031 listed under the symbol PFLA, providing both equity and debt instruments for public investors.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report: July 6, 2026

(Date of earliest event reported)

 

PennantPark Floating Rate Capital Ltd.

(Exact name of registrant as specified in its charter)

 

 

Maryland

814-00891

27-3794690

(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)

 

1691 Michigan Avenue, Miami Beach, Florida

33139

(Address of principal executive offices) (Zip Code)

 

(786) 297-9500

(Registrant's telephone number, including area code)

 

Not Applicable

(Former Name or Former Address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered
Common Stock, par value $0.001 per share PFLT NYSE
7.375% Notes due 2031 PFLA NYSE

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Item 7.01. Regulation FD Disclosure

 

On July 6, 2026, PennantPark Floating Rate Capital Ltd. issued a press release announcing its scheduled earnings release for the third fiscal quarter ended June 30, 2026. A copy of the press release is furnished as Exhibit 99.1 to this report, pursuant to Item 7.01 and Regulation FD.

 

The information in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

Forward-Looking Statements

 

This Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts included in this Current Report on Form 8-K are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

 

Item 9.01. Financial Statements and Exhibits

 

(a)Financial statements:

None

(b)Pro forma financial information:

None

(c)Shell company transactions:

None

(d)Exhibits

99.1             Press Release of PennantPark Floating Rate Capital Ltd. dated July 6, 2026

104              Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  PENNANTPARK FLOATING RATE CAPITAL LTD.
Dated: July 6, 2026  
  By: /s/ Richard T. Allorto, Jr.
    Richard T. Allorto, Jr.
    Chief Financial Officer & Treasurer

 

 

 

 

 

 

 

 

 

 

 

Exhibit Index

 

Exhibit No. Description
99.1 Press Release of PennantPark Floating Rate Capital Ltd. dated July 6, 2026
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EXHIBIT 99.1

PennantPark Floating Rate Capital Ltd. Schedules Earnings Release of Third Fiscal Quarter 2026 Results

MIAMI, July 06, 2026 (GLOBE NEWSWIRE) -- PennantPark Floating Rate Capital Ltd. (the "Company") (NYSE: PFLT) announced that it will report results for the third fiscal quarter ended June 30, 2026 on Monday, August 10, 2026 after the close of the financial markets.

The Company will also host a conference call at 9:00 a.m. (Eastern Time) on Tuesday, August 11, 2026 to discuss its financial results. All interested parties are welcome to participate. You can access the conference call by dialing toll-free (800) 330-6710 approximately 5-10 minutes prior to the call. International callers should dial (646) 769-9200. All callers should reference conference ID #2261035 or PennantPark Floating Rate Capital Ltd. An archived replay will also be available on a webcast link located on the Quarterly Earnings page in the Investor section of PennantPark’s website.

ABOUT PENNANTPARK FLOATING RATE CAPITAL LTD.

PennantPark Floating Rate Capital Ltd. is a business development company which primarily invests in U.S. middle-market private companies in the form of floating rate senior secured loans, including first lien secured debt, second lien secured debt and subordinated debt. From time to time, the Company may also invest in equity investments. PennantPark Floating Rate Capital Ltd. is managed by PennantPark Investment Advisers, LLC.

ABOUT PENNANTPARK INVESTMENT ADVISERS, LLC

PennantPark Investment Advisers, LLC is a leading middle market credit platform, and its affiliates, manage approximately $10 billion of investable capital, including potential leverage. Since its inception in 2007, PennantPark Investment Advisers, LLC has provided investors access to middle market credit by offering private equity firms and their portfolio companies as well as other middle-market borrowers a comprehensive range of creative and flexible financing solutions.  PennantPark Investment Advisers, LLC is headquartered in Miami and has offices in New York, Chicago, Houston, Los Angeles, Amsterdam and Zurich. For more information about PennantPark and affiliates, please go to our website at www.pennantpark.com.

FORWARD-LOOKING STATEMENTS

This press release may contain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

CONTACT:

Richard T. Allorto, Jr.
PennantPark Floating Rate Capital Ltd.
(212) 905-1000
www.pennantpark.com 

Filing Exhibits & Attachments

5 documents