PennantPark Floating Rate (NYSE: PFLT) plans Q4 2025 earnings release

Rhea-AI Filing Summary

PennantPark Floating Rate Capital Ltd. announced that it has scheduled the release of its earnings for the fourth fiscal quarter ended September 30, 2025. The timing and details of this earnings release were communicated through a press release dated October 3, 2025, which is attached as an exhibit. The company also notes that any forward-looking statements in this communication involve risks and uncertainties, and actual results may differ due to factors described in its SEC reports.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________

FORM 8-K

_________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  October 3, 2025

_______________________________

PennantPark Floating Rate Capital Ltd.

(Exact name of registrant as specified in its charter)

_______________________________

Maryland	814-00891	27-3794690
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(I.R.S. Employer Identification No.)

1691 Michigan Avenue

Miami Beach, Florida 33139

(Address of Principal Executive Offices) (Zip Code)

(786) 297-9500

(Registrant's telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

_______________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	PFLT	The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01. Regulation FD Disclosure.

On October 3, 2025, PennantPark Floating Rate Capital Ltd. issued a press release announcing its scheduled earnings release for the fourth fiscal quarter ended September 30, 2025. A copy of the press release is furnished as Exhibit 99.1 to this report, pursuant to Item 7.01 and Regulation FD.

The information in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

This Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts included in this Current Report on Form 8-K are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

Item 9.01. Financial Statements and Exhibits.

(a) Financial statements:

None

(b) Pro forma financial information:

None

(c) Shell company transactions:

None

(d) Exhibits

99.1		Press Release of PennantPark Floating Rate Capital Ltd. dated October 3, 2025
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	PennantPark Floating Rate Capital Ltd.
Date: October 3, 2025	By:	/s/ Richard T. Allorto, Jr.
		Richard T. Allorto, Jr.
		Chief Financial Officer & Treasurer

EXHIBIT INDEX

Exhibit No.		Description
99.1		Press Release of PennantPark Floating Rate Capital Ltd. dated October 3, 2025
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

FAQ

What did PennantPark Floating Rate Capital Ltd. (PFLT) disclose in this 8-K?

PennantPark Floating Rate Capital Ltd. disclosed that it issued a press release announcing its scheduled earnings release for the fourth fiscal quarter ended September 30, 2025, and attached that press release as Exhibit 99.1.

Which fiscal period will the upcoming PennantPark Floating Rate Capital Ltd. (PFLT) earnings release cover?

The upcoming earnings release will cover the company’s fourth fiscal quarter ended September 30, 2025.

What exhibit did PennantPark Floating Rate Capital Ltd. (PFLT) attach regarding the earnings release?

PennantPark Floating Rate Capital Ltd. attached Exhibit 99.1, which is the press release dated October 3, 2025, announcing the scheduled earnings release for the fourth fiscal quarter ended September 30, 2025.

Are the statements about future performance by PennantPark Floating Rate Capital Ltd. (PFLT) in this communication considered forward-looking?

Yes. The company states that this communication, including Exhibit 99.1, may contain forward-looking statements that are not guarantees of future performance and involve risks and uncertainties that could cause actual results to differ materially.

Does this disclosure by PennantPark Floating Rate Capital Ltd. (PFLT) include financial statements or pro forma financial information?

No. The company specifies that there are no financial statements and no pro forma financial information included in connection with this disclosure.

Who signed this disclosure on behalf of PennantPark Floating Rate Capital Ltd. (PFLT)?

The disclosure was signed on behalf of PennantPark Floating Rate Capital Ltd. by Richard T. Allorto, Jr., the Chief Financial Officer & Treasurer, dated October 3, 2025.