PennantPark Floating Rate Capital director buys 5,500 PFLT shares

PennantPark Floating Rate Capital Ltd. director reports open-market share purchase.

Accepted by SEC EDGAR 12/03/2025 - 04:16 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

PennantPark Floating Rate Capital Ltd. director reports open-market share purchase. A director of PennantPark Floating Rate Capital Ltd. (PFLT) bought 5,500 shares of common stock on 12/01/2025 in a purchase transaction at a price of $9.099 per share. Following this trade, the director beneficially owns 336,418 shares directly. In addition, 8,001 shares are reported as indirectly owned through the director’s spouse.

Insider Trade Summary

Net Buyer: 5,500 shares

Net Buy 1 txn

Insider Briones Jose A

Role Director

Bought 5,500 shs ($50K)

Increase in Position 1.7%

Type	Security	Shares	Price	Value
Purchase	Common Stock	5,500	$9.099	$50K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 336,418 shares (Direct); Common Stock — 8,001 shares (Indirect, By Spouse)

Holdings Before and After: Common Stock, 330,918 to 336,418 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PennantPark Floating Rate Capital Ltd. (PFLT) disclose?

A director of PennantPark Floating Rate Capital Ltd. (PFLT) reported buying 5,500 shares of common stock on 12/01/2025 in an open-market purchase at $9.099 per share.

How many PFLT shares does the director own after the reported transaction?

After the reported transaction, the director beneficially owns 336,418 shares of PennantPark Floating Rate Capital Ltd. common stock directly.

Is there any indirect ownership reported for the PFLT director?

Yes. The filing reports 8,001 shares of PennantPark Floating Rate Capital Ltd. common stock as indirectly owned by the director through a spouse.

What was the price paid per share in the PFLT director’s purchase?

The director purchased PennantPark Floating Rate Capital Ltd. common stock at a price of $9.099 per share on 12/01/2025.

What SEC form was used to report this PennantPark Floating Rate Capital (PFLT) trade?

The transaction was reported on Form 4, which discloses changes in beneficial ownership by directors, officers, and certain other insiders of PennantPark Floating Rate Capital Ltd. (PFLT).

What is the insider’s relationship to PennantPark Floating Rate Capital Ltd. (PFLT)?

The reporting person is identified as a director of PennantPark Floating Rate Capital Ltd. (PFLT).

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Briones Jose A

(Last) (First) (Middle)

C/O PENNANTPARK

1691 MICHIGAN AVENUE

(Street)

MIAMI BEACH FL 33319

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennantPark Floating Rate Capital Ltd. [ PFLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/01/2025		P		5,500	A	$9.099	336,418	D
Common Stock								8,001	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Jose A. Briones, Jr.	12/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.