PhenixFIN Corporation (NASDAQ: PFX) announces Q3 2025 results press release

Rhea-AI Filing Summary

PhenixFIN Corporation filed a current report stating that on December 12, 2025 it issued a press release announcing its financial results for the quarter ended September 30, 2025. The company’s common stock and its 5.25% Notes due 2028 trade on The NASDAQ Global Market under the symbols PFX and PFXNZ. The press release containing the detailed quarterly results is attached as Exhibit 99.1, along with an Inline XBRL cover page as Exhibit 104.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 12, 2025

PHENIXFIN CORPORATION

(Exact name of registrant as specified in its charter)

Delaware		814-00818		27-4576073
(State or other jurisdiction of incorporation or organization)		(Commission file number)		(I.R.S. employer identification no.)

445 Park Avenue, 10th Floor, New York, NY		10022
(Address of principal executive offices)		(Zip code)

Registrant’s telephone number, including area code: (212) 859-0390

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of exchange on which registered
Common Stock, par value $0.001 per share		PFX		The NASDAQ Global Market
5.25% Notes due 2028		PFXNZ		The NASDAQ Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On December 12, 2025, PhenixFIN Corporation issued a press release announcing its financial results for the quarter ended September 30, 2025. The press release is included as Exhibit 99.1 to this Form 8-K.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.		Description
99.1		Press Release dated December 12, 2025
104		Cover page interactive data file (embedded within the Inline XBRL document)

1

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, PhenixFIN Corporation has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

DATE: December 12, 2025	PHENIXFIN CORPORATION
	/s/ David Lorber
	Name:	David Lorber
	Title:	Chief Executive Officer

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FAQ

What did PhenixFIN Corporation (PFX) disclose in this report?

PhenixFIN Corporation disclosed that on December 12, 2025 it issued a press release announcing its financial results for the quarter ended September 30, 2025. The press release is attached as Exhibit 99.1.

Which period do the new PhenixFIN (PFX) financial results cover?

The financial results announced by PhenixFIN Corporation cover its fiscal quarter ended September 30, 2025.

Where can investors find the detailed PhenixFIN (PFX) quarterly numbers?

The detailed financial figures are contained in the company’s press release, which is included as Exhibit 99.1 to this current report.

On which exchanges do PhenixFIN securities trade?

PhenixFIN Corporation’s common stock trades on The NASDAQ Global Market under the symbol PFX, and its 5.25% Notes due 2028 trade on The NASDAQ Global Market under the symbol PFXNZ.

Who signed this PhenixFIN Corporation (PFX) current report?

The report was signed on behalf of PhenixFIN Corporation by David Lorber, the company’s Chief Executive Officer, dated December 12, 2025.

What exhibits are included with this PhenixFIN (PFX) current report?

The report includes Exhibit 99.1, a press release dated December 12, 2025 announcing quarterly financial results, and Exhibit 104, the cover page interactive data file embedded within the Inline XBRL document.