Every 8-K that PhenixFIN Corporation 5.25% Notes due 2028 (PFXNZ) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow PFXNZ and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PFXNZ filings page.
PhenixFIN Corporation, a business development company, reported financial results for the third fiscal quarter ended June 30, 2026. Total investment income was $6.5 million, producing net investment income of $2.1 million after total expenses of $4.4 million. Net realized gains were $0.4 million and net unrealized gains were $1.8 million, resulting in a net increase in net assets from operations of $4,223,938, or $2.19 per common share.
As of June 30, 2026, the investment portfolio had a fair value of $301.6 million across 31 portfolio companies. Net assets were $157,862,907, and net asset value per common share was $81.69, described as a six-year high. The company held $2.2 million in cash and cash equivalents, $57.5 million of 5.25% unsecured notes due 2028, and $90.0 million outstanding under its credit facility. Management highlighted resilient credit quality and continued sourcing of private credit opportunities under an internalized management structure.
PhenixFIN Corporation reported results for the quarter ended March 31, 2026. Total investment income was $5.2 million, mainly from $5.0 million of portfolio interest and dividend income, against total expenses of $4.5 million, producing net investment income of $0.7 million.
The company recorded a net realized loss of $1.1 million and a net unrealized gain of $1.7 million, leading to a net increase in net assets from operations of $1.1 million and earnings of $0.57 per share. The investment portfolio’s fair value was $295.8 million across 32 portfolio companies, with one investment on non-accrual status at zero fair value.
Net asset value per share was $79.56 versus $80.24 as of September 30, 2025. PhenixFIN held $3.1 million in cash, had $57.5 million of 5.25% unsecured notes due 2028 and $90.0 million outstanding under its credit facility. The company repurchased 66,396 shares, equal to 3.3% of its shares outstanding, under its buyback program.
PhenixFIN Corporation reported the results of its Annual Meeting of Stockholders held on March 20, 2026, where stockholders approved all three proposals presented. Two directors, Karen Hirtler-Garvey and Lowell W. Robinson, were elected for three-year terms.
Stockholders also ratified KPMG LLP as independent registered public accounting firm for the fiscal year ending September 30, 2026, with 1,412,772 votes for. An advisory vote on executive compensation was approved, receiving 956,003 votes for, 29,980 against, and 90,616 abstentions.
PhenixFIN Corporation reported first fiscal quarter 2026 results for the quarter ended December 31, 2025. Total investment income was $6.7 million, driven mainly by portfolio interest and dividends, and the portfolio’s income-producing investments carried a 12.52% weighted average yield.
Net investment income was $2.1 million, but mark-to-market movements led to a $7.2 million net unrealized loss, partly offset by $0.7 million of net realized gains, producing a $4.8 million decrease in net assets from operations and earnings of $(2.38) per share. The investment portfolio had a fair value of $295.6 million across 33 companies, with one investment on non-accrual at zero fair value. Net asset value per share was $77.92 as of December 31, 2025. At that date, the company held $3.4 million in cash, $57.5 million of 5.25% unsecured notes due 2028 and $90.0 million outstanding under its credit facility.