Welcome to our dedicated page for PhenixFIN SEC filings (Ticker: PFXNZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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PhenixFIN Corporation reported first fiscal quarter 2026 results for the quarter ended December 31, 2025. Total investment income was $6.7 million, driven mainly by portfolio interest and dividends, and the portfolio’s income-producing investments carried a 12.52% weighted average yield.
Net investment income was $2.1 million, but mark-to-market movements led to a $7.2 million net unrealized loss, partly offset by $0.7 million of net realized gains, producing a $4.8 million decrease in net assets from operations and earnings of $(2.38) per share. The investment portfolio had a fair value of $295.6 million across 33 companies, with one investment on non-accrual at zero fair value. Net asset value per share was $77.92 as of December 31, 2025. At that date, the company held $3.4 million in cash, $57.5 million of 5.25% unsecured notes due 2028 and $90.0 million outstanding under its credit facility.
PhenixFIN Corporation is asking stockholders to vote at its 2026 virtual annual meeting on March 20, 2026. Investors will elect two Class III directors for three-year terms, ratify KPMG LLP as auditor for the fiscal year ending September 30, 2026, and cast an advisory vote on executive compensation.
Stockholders of record at the close of business on January 23, 2026, when 2,000,560 common shares were outstanding and entitled to vote, may participate online using a 16-digit control number. The board recommends voting for all director nominees, for KPMG’s ratification, and for the executive pay program.
The proxy details board structure, independence, and committee roles, along with 2025 pay for key executives. CEO David Lorber received total compensation of $2,607,492 and CFO Ellida McMillan received $1,245,039, including long-term cash incentive payouts tied to multi-year net asset value and net investment income performance.
Insider purchases of PhenixFIN Corp common stock reported by director Lowell W. Robinson. The filing discloses two open-market purchases totaling 130 shares at weighted-average prices of $48.09 and $48.26, increasing the reporting person’s beneficial ownership to 3,000 shares. Each reported price reflects multiple transactions within specified price ranges.
The disclosure is limited to these non-derivative purchases and includes undertakings to provide detailed per-transaction price breakdowns on request. No options, disposals, or other material changes to ownership form are reported.
Insider purchases of PhenixFIN common stock by Director Lowell W. Robinson. The Form 4 shows Mr. Robinson bought 250 shares on 09/09/2025 at a weighted average price of $48.17 and 34 shares on 09/10/2025 at $48.05. After these transactions he beneficially owns 2,608 shares. The filing notes the $48.17 figure is a weighted average for multiple executions between $48.15 and $48.20 and offers to provide detailed per-trade quantities on request. The report was signed by the reporting person on 09/11/2025.
Lowell W. Robinson, a director of PhenixFIN Corporation (ticker: PFX), reported purchases of the issuer's common stock across two transactions. The Form 4 shows a purchase of 100 shares on 09/03/2025 at a weighted average price of $48.23 (prices ranged $48.00–$48.75) and a purchase of 49 shares on 09/05/2025 at $48.15. After the second transaction the reporting person beneficially owned 2,324 shares. The transactions were direct purchases of common stock and the filer offered to provide, upon request, full breakdowns of the number of shares bought at each price within the disclosed range.
David A. Lorber, Chairman and CEO of PhenixFIN Corporation (ticker PFX), reported multiple purchases of the issuer's common stock in early September 2025 and filed a Form 4 on 09/05/2025. The filings show purchases of 200 shares on 09/03/2025 at a weighted-average price of $47.83, 300 shares on 09/04/2025 at a weighted-average price of $48.41, and 100 shares on 09/05/2025 at $48.93. Following these transactions Mr. Lorber directly beneficially owned 143,745 shares. The Form also reports 3,378 shares held by his spouse and 81,662.416 shares owned directly by FrontFour Master Fund, Ltd., of which Mr. Lorber disclaims beneficial ownership except to the extent of any pecuniary interest.
Lowell W. Robinson, a director of PhenixFIN Corporation (ticker PFX), purchased shares of the issuer’s common stock on two consecutive days. On 08/19/2025 he acquired 189 shares at a weighted average price of $49.25 per share, increasing his beneficial ownership to 2,100 shares. On 08/20/2025 he acquired an additional 75 shares at $49.28 per share, bringing his total to 2,175 shares. The Form 4 notes the 08/19 price is a weighted average for multiple trades that ranged from $49.10 to $49.27, and the reporting person offers to provide detailed fill-level prices on request.
Ellida McMillan, Chief Financial Officer of PhenixFIN Corp (PFX), reported two purchases of the issuer's common stock. The Form 4 shows a purchase on 06/23/2025 of 1 share at $48.12, after which Ms. McMillan beneficially owned 2,637 shares directly. A second purchase is reported for 08/14/2025 of 350 shares at $49.25, bringing direct beneficial ownership to 2,987 shares. The filing is signed by Ms. McMillan on 08/18/2025. All transactions are listed as direct holdings in common stock.
PhenixFIN Corporation (PFX) director Lowell W. Robinson reported purchases of the issuer's common stock in mid-August 2025. The Form 4 shows three non-derivative acquisitions: 132 shares on 08/14/2025 at a weighted-average price of $48.895, 15 shares on 08/15/2025 at $48.87, and 100 shares on 08/18/2025 at $49.03. The filing lists the reporter as a director and the transactions were reported as direct holdings. Following these trades, the amounts reported as beneficially owned after each transaction were 1,796 shares, 1,811 shares, and 1,911 shares respectively. The filing includes a footnote stating the 08/14 weighted average price reflects multiple executions between $48.70 and $49.25.
Lowell W. Robinson, a director of PhenixFIN Corp, reported three purchases of common stock in August 2025. He bought 27 shares on 08/08/2025 at $49 each, increasing his holdings to 1,527 shares; 101 shares on 08/11/2025 at $49.13 each, increasing to 1,628 shares; and 36 shares on 08/12/2025 at $49.13 each, bringing total holdings to 1,664 shares. The Form 4 is signed by Mr. Robinson on 08/12/2025.