Allison Swartz (PGNY) files Form 144 to sell 1,199 vested shares (06/03/2026)

Rhea-AI Filing Summary

Allison Swartz reported proposed sales of company common stock under a Form 144 notice. The filing lists 1199 shares tied to restricted stock vesting to be sold through Fidelity Brokerage Services LLC on 06/03/2026 as compensation-related shares. The excerpt also shows three prior dispositions in the past three months: 4,657 shares (03/03/2026), 599 shares (03/04/2026), and 2,398 shares (05/28/2026).

Insights

Securities Compliance Analyst

Form 144 reports a proposed resale of vested compensation shares by a reporting person.

The filing lists 1199 shares associated with restricted stock vesting and names Fidelity Brokerage Services LLC as the broker-dealer. The sale is characterized as compensation-related and dated 06/03/2026.

Prior dispositions shown include 4,657, 599, and 2,398 shares on the dates provided. Cash-flow treatment and whether the proposed sale executed are not stated in the excerpt.

Key Figures

Proposed sale: 1,199 shares Prior disposition: 4,657 shares Prior disposition: 599 shares +2 more

5 metrics

Proposed sale 1,199 shares Restricted Stock Vesting; dated 06/03/2026

Prior disposition 4,657 shares 03/03/2026; proceeds $81,029.55

Prior disposition 599 shares 03/04/2026; proceeds $10,506.46

Prior disposition 2,398 shares 05/28/2026; proceeds $61,053.08

Broker-dealer listed Fidelity Brokerage Services LLC Broker named for proposed sale

Key Terms

Form 144, Restricted Stock Vesting, Compensation

3 terms

Form 144 regulatory

"Notice of proposed sale of securities by an affiliate or control person"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Listed as the source of the 1,199 shares to be sold"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"Label attached to the vesting event for the shares"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1199	29998.98	78332370	06/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/03/2026	Restricted Stock Vesting	Issuer			1199	06/03/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Allison Swartz 1359 Broadway New York NY 10018	Common	03/03/2026	4657	81029.55
Allison Swartz 1359 Broadway New York NY 10018	Common	03/04/2026	599	10506.46
Allison Swartz 1359 Broadway New York NY 10018	Common	05/28/2026	2398	61053.08

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Allison Swartz's Form 144 for PGNY show?

It reports a notice of proposed sale of common stock tied to restricted stock vesting: 1199 shares scheduled on 06/03/2026. The filing lists Fidelity Brokerage Services LLC as the broker-dealer and labels the shares as compensation-related.

How many shares were previously sold by the reporting person in the past three months?

The excerpt lists three past dispositions: 4,657 shares on 03/03/2026, 599 shares on 03/04/2026, and 2,398 shares on 05/28/2026. Each row includes a dollar amount tied to the sale.

Are the shares in the Form 144 proceeds from compensation or open-market sales?

The filing identifies the 1199 shares as resulting from Restricted Stock Vesting and classifies them as Compensation, indicating the shares originated from a vesting event rather than a purchase.

Which broker-dealer is listed to handle the proposed sale in the filing?

The form names Fidelity Brokerage Services LLC with an address in Smithfield, RI as the broker-dealer associated with the listed sale. The entry pairs Fidelity with the 1199-share proposed transaction dated 06/03/2026.

Does the Form 144 excerpt state whether the sale completed?

The excerpt provides a notice of proposed sale dated 06/03/2026 and prior reported dispositions, but it does not state whether the proposed 1199-share transaction was executed or provide final proceeds receipt information.