STOCK TITAN

PIMCO Global StocksPLUS & Income Fund Form 3 — No Holdings Reported

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Initial Form 3 filed for PGP director Sonya Morris. The form reports Sonya Morris of PIMCO, Newport Beach, CA, as a Director of PIMCO Global StocksPLUS & Income Fund (PGP) with an event date of 09/18/2025. The filing states no securities are beneficially owned and includes Exhibit 24 (Power of Attorney). The form is signed by an attorney-in-fact on 09/25/2025.

Positive

  • Disclosure of director relationship for Sonya Morris is made explicitly
  • Exhibit 24 (Power of Attorney) is included and the form is signed

Negative

  • No securities are beneficially owned (no insider ownership disclosed)

Insights

TL;DR: Routine initial disclosure showing a director with no reported ownership — informational but not material.

The filing is a standard Section 16 Form 3 reporting an officer/director relationship to the issuer and explicitly states that the reporting person does not beneficially own any securities of PGP. This is a routine statutory disclosure required for insiders; it establishes the reporting person's status without revealing holdings or transactions. For governance purposes, the clear statement of no ownership removes immediate conflict-of-interest disclosure concerns but also means there is no insider stake disclosed.

TL;DR: Compliance filing completed; contains required signature and Exhibit 24 but no holdings to track.

The Form 3 includes the reporting person's name, address, issuer ticker, relationship checkbox marked as Director, event date (09/18/2025), and a signed certification by an attorney-in-fact dated 09/25/2025. It also lists Exhibit 24 (Power of Attorney). Because the form reports no securities beneficially owned, there are no holdings or Section 16 transaction records generated by this filing.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Morris Sonya

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025
3. Issuer Name and Ticker or Trading Symbol
PIMCO Global StocksPLUS & Income Fund [ PGP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney No Securities are beneficially owned.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Sonya Morris 09/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for PGP filed by Sonya Morris disclose?

The Form 3 discloses Sonya Morris as a Director of PIMCO Global StocksPLUS & Income Fund (PGP) and states no securities are beneficially owned.

What is the event date and signature date on the Form 3 for PGP?

The event date is 09/18/2025 and the form is signed by an attorney-in-fact on 09/25/2025.

Does the Form 3 for PGP report any holdings or derivative positions?

No. The filing explicitly states no securities are beneficially owned and contains no entries in Tables I or II.

Is there a power of attorney included with the Form 3 for PGP?

Yes. The filing lists Exhibit 24 - Power of Attorney.
PIMCO Global StocksPLUS & Income

NYSE:PGP

PGP Rankings

PGP Stock Data

104.44M
11.54M