STOCK TITAN

No holdings reported in PIMCO Global StocksPLUS (NYSE: PGP) Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PIMCO Global StocksPLUS & Income Fund insider filing shows no holdings. Stephen Koon Bong Chang filed an initial ownership report related to PIMCO Global StocksPLUS & Income Fund (ticker PGP) as of 01/22/2026. The filing states that no securities of the fund are beneficially owned.

Chang is identified as a member of Pacific Investment Management Company LLC’s Executive Committee. PIMCO is disclosed as the investment advisor to the fund, and Chang’s relationship to the issuer is marked as “Other – See Remarks,” rather than as a director, officer, or 10% owner.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Chang Stephen Koon Bong

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026
3. Issuer Name and Ticker or Trading Symbol
PIMCO Global StocksPLUS & Income Fund [ PGP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Stephen Koon Bong Chang 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the PGP Form 3 filed by Stephen Koon Bong Chang disclose?

The Form 3 for PIMCO Global StocksPLUS & Income Fund (PGP) discloses that Stephen Koon Bong Chang currently has no beneficial ownership of the fund’s securities. It formally records his status as a reporting person connected through PIMCO’s advisory role.

Does Stephen Koon Bong Chang own any PGP shares according to this Form 3?

According to the Form 3, no securities of PIMCO Global StocksPLUS & Income Fund (PGP) are beneficially owned by Stephen Koon Bong Chang. Both non-derivative and derivative ownership tables contain no reported holdings, emphasizing a zero-ownership position.

What is Stephen Koon Bong Chang’s relationship to PIMCO Global StocksPLUS & Income Fund (PGP)?

The filing marks Chang’s relationship to the fund as “Other – See Remarks.” The remarks explain that he is a member of Pacific Investment Management Company LLC’s Executive Committee, and PIMCO serves as the investment advisor to the fund.

What is the event date reported on the PGP Form 3 for Stephen Koon Bong Chang?

The event date on the Form 3 is listed as 01/22/2026. This date indicates when the status requiring a Section 16 initial ownership report arose in connection with PIMCO Global StocksPLUS & Income Fund (PGP).

Who signed the Form 3 related to PIMCO Global StocksPLUS & Income Fund (PGP)?

The Form 3 is signed by Ryan Leshaw as Attorney-in-Fact for Stephen Koon Bong Chang. A power of attorney is referenced as Exhibit 24, authorizing Leshaw to sign the filing on Chang’s behalf.

What role does PIMCO play in relation to PIMCO Global StocksPLUS & Income Fund (PGP)?

The filing states that Pacific Investment Management Company LLC (PIMCO) is the investment advisor of PIMCO Global StocksPLUS & Income Fund (PGP). This advisory relationship explains why a PIMCO executive committee member is a reporting person for the fund.
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