[144] Pagaya Technologies Ltd. SEC Filing

Rhea-AI Filing Summary

Pagaya Technologies Ltd. (PGY) Form 144 notice: An officer or insider proposes to sell 14,356 common shares via Morgan Stanley Smith Barney on NASDAQ with an aggregate market value of $536,001.36, with an approximate sale date of 09/09/2025.

The securities were acquired as restricted stock on 08/01/2024 from the issuer, with 14,356 shares listed for sale and payment recorded as not applicable. The filing also discloses three recent insider sales totaling 33,958 shares that generated gross proceeds of $864,,?045.?07 based on the listed amounts for 06/13/2025, 07/02/2025 and 09/05/2025.

Insights

Securities Analyst

TL;DR: Insider planning to sell restricted shares awarded in 2024; prior sales in three recent transactions suggest ongoing disposition, neutral-to-moderate investor significance.

The Form 144 shows a planned sale of 14,356 common shares through Morgan Stanley Smith Barney valued at $536,001.36, acquired as restricted stock on 08/01/2024. The filer previously sold 11,768; 12,755; and 9,435 shares in the recent three months, indicating continuation of share dispositions. Materiality depends on the filer’s total holdings and company float, which are not provided here. Based solely on the filing, this is a non-operational disclosure about insider sales rather than corporate performance or new information about Pagaya's business.

Corporate Governance Expert

TL;DR: Routine compliance filing for an insider sale of restricted stock; raises governance transparency but not necessarily adverse corporate news.

The notice confirms the seller represents no undisclosed material adverse information and notes the shares were issued as restricted stock by the issuer on 08/01/2024. Multiple recent sales are disclosed, which is useful for assessing insider trading patterns. The filing does not allege misconduct, amendments, or governance actions; it documents proposed sales under Rule 144 and prior sales in the past three months.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	14356	536001.36	76608426	09/09/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/01/2024	Restricted Stock	Issuer			14356	08/01/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
EVANGELOS PERROS 335 Madison Ave, 16th Floor New York NY 10017	Common	09/05/2025	9435	366432.75
EVANGELOS PERROS 335 Madison Ave, 16th Floor New York NY 10017	Common	07/02/2025	12755	287933.92
EVANGELOS PERROS 335 Madison Ave, 16th Floor New York NY 10017	Common	06/13/2025	11768	210669.40

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)