Pagaya Technologies (PGY) director logs equity award and 28,181-share sale

Rhea-AI Filing Summary

Pagaya Technologies Ltd. director Tami Rosen reported an equity award and share sale on August 3, 2026. Rosen received a prorated annual equity award totaling 7,302 Class A Ordinary Shares, split between 2,911 immediately vested shares and 4,391 restricted stock units that vest in full on October 1, 2026.

On the same date, Rosen sold 28,181 Class A Ordinary Shares at a weighted average price of $21.9783 per share, in multiple transactions priced between $21.95 and $22.03.

Insider Trade Summary

Net Seller: 20,879 shares

Net Sell 2 txns

Insider Rosen Tami

Role Director

Sold 28,181 shs ($619K)

Type	Security	Shares	Price	Value
Grant/Award	Class A Ordinary Share F1	7,302	$0.00	$0.00
Sale	Class A Ordinary Share F2	28,181	$21.9783	$619K

Holdings After Transaction: Class A Ordinary Share — 16,665 shares (Direct)

Footnotes (2)

1. F1. Prorated annual equity award for non-employee directors consisting of 2,911 Class A Ordinary Shares which are immediately vested and 4,391 restricted stock units ("RSUs") which each represent a contingent right to receive one Class A Ordinary Share. The RSUs will vest in full on October 1, 2026.
2. F2. Weighted average price. These shares were sold in multiple transactions at prices ranging from $21.95 to $22.03 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Key Figures

Equity award shares: 7,302 Class A Ordinary Shares Immediately vested shares: 2,911 Class A Ordinary Shares Restricted stock units granted: 4,391 RSUs +4 more

7 metrics

Equity award shares 7,302 Class A Ordinary Shares Total prorated annual equity award for non-employee director Tami Rosen on August 3, 2026

Immediately vested shares 2,911 Class A Ordinary Shares Portion of 2026 prorated annual equity award that vested immediately for director Tami Rosen

Restricted stock units granted 4,391 RSUs Each RSU is a contingent right to one Class A Ordinary Share, vesting October 1, 2026

Share sale volume 28,181 Class A Ordinary Shares Shares sold by director Tami Rosen on August 3, 2026

Weighted average sale price $21.9783 per share Weighted average price for the 28,181-share sale in multiple transactions

Sale price range $21.95–$22.03 per share Individual transaction prices for the reported Pagaya share sale

RSU vesting date October 1, 2026 Vesting date for 4,391 restricted stock units granted to non-employee director

Key Terms

restricted stock units, weighted average price, contingent right, non-employee directors

4 terms

restricted stock units financial

"4,391 restricted stock units ("RSUs") which each represent a contingent right"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

weighted average price financial

"Weighted average price. These shares were sold in multiple transactions"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

contingent right financial

"RSUs which each represent a contingent right to receive one Class A Ordinary Share"

non-employee directors financial

"Prorated annual equity award for non-employee directors consisting of 2,911"

Non-employee directors are board members who do not work for the company as salaried employees and usually do not hold day-to-day management roles. They act like outside referees or independent coaches, providing oversight, asking tough questions, and protecting shareholders’ interests; investors care because these directors help ensure management is accountable, reduce conflicts of interest, and influence decisions that affect company strategy and long-term value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/04/2026 - 07:49 AM Accepted by SEC EDGAR 08/04/2026 - 07:49 AM Learn about SEC filing dates

FAQ

What insider transactions did Pagaya (PGY) director Tami Rosen report?

Director Tami Rosen reported two transactions on August 3, 2026: receipt of a prorated annual equity award totaling 7,302 Class A Ordinary Shares and the sale of 28,181 Class A Ordinary Shares at a weighted average price of $21.9783 per share.

How is the 7,302-share equity award to Pagaya (PGY) director Tami Rosen structured?

The 7,302-share prorated annual equity award consists of 2,911 Class A Ordinary Shares that are immediately vested and 4,391 restricted stock units (RSUs). Each RSU represents a right to receive one Class A Ordinary Share, vesting in full on October 1, 2026.

How many Pagaya (PGY) shares did Tami Rosen sell and at what price?

Tami Rosen sold 28,181 Class A Ordinary Shares of Pagaya on August 3, 2026 at a weighted average price of $21.9783 per share. The shares were sold in multiple transactions at prices ranging from $21.95 to $22.03.

When will the RSUs granted to Pagaya (PGY) director Tami Rosen vest?

The 4,391 RSUs granted to director Tami Rosen will vest in full on October 1, 2026. Each RSU is a contingent right to receive one Class A Ordinary Share of Pagaya upon vesting of the award.

Was Tami Rosen’s Pagaya (PGY) share sale reported as part of a Rule 10b5-1 plan?

The report describes a sale of 28,181 shares at a weighted average $21.9783 but does not indicate execution under a Rule 10b5-1 trading plan. The Rule 10b5-1 checkbox is shown as unchecked in this disclosure.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosen Tami

(Last) (First) (Middle)

C/O PAGAYA TECHNOLOGIES LTD.

335 MADISON AVENUE, 16TH FLOOR

(Street)

NEW YORK NEW YORK 10017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Pagaya Technologies Ltd. [ PGY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Share	08/03/2026		A		7,302(1)	A	$0	44,846	D
Class A Ordinary Share	08/03/2026		S		28,181	D	$21.9783(2)	16,665	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Prorated annual equity award for non-employee directors consisting of 2,911 Class A Ordinary Shares which are immediately vested and 4,391 restricted stock units ("RSUs") which each represent a contingent right to receive one Class A Ordinary Share. The RSUs will vest in full on October 1, 2026.

2. Weighted average price. These shares were sold in multiple transactions at prices ranging from $21.95 to $22.03 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Remarks:

	/s/ Eric Watson, Attorney-in-Fact	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)