Pagaya’s Cory Vieira sells 2,170 shares for taxes

Rhea-AI Filing Summary

Pagaya Technologies Ltd. Chief Accounting Officer Cory Vieira reported a sale of 2,170 Class A ordinary shares on September 28, 2026, at $17.04 per share; the sale was necessary to satisfy tax withholding obligations arising exclusively from vesting of a compensatory award. On September 25, he converted 3,572 restricted stock units into 3,572 Class A ordinary shares, with a reported post-transaction position of 21,427 restricted stock units. The units were part of a grant of 28,571 restricted stock units on April 1, 2026, vesting in eight equal quarterly installments beginning June 25, 2026. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 3 txns

Insider Vieira Cory

Role Chief Accounting Officer

Sold 2,170 shs ($37K)

Approx. gross sale proceeds $37K

Approx. exercise cost $0.00

Type	Security	Shares	Price	Value
Sale	Class A Ordinary Share F1	2,170	$17.04	$37K
Exercise	Restricted Stock Unit F2	3,572	$0.00	$0.00
Exercise	Class A Ordinary Share	3,572	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 21,427 contracts (Direct); Class A Ordinary Share — 25,160 shares (Direct)

Footnotes (2)

1. F1. Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
2. F2. On April 1, 2026, the Reporting Person was granted 28,571 restricted stock units, vesting in eight equal quarterly installments beginning on June 25, 2026.

Key Figures

Class A ordinary shares sold: 2,170 shares Sale price: $17.04 per share Restricted stock units converted: 3,572 units +3 more

6 metrics

Class A ordinary shares sold 2,170 shares September 28, 2026

Sale price $17.04 per share Sale on September 28, 2026

Restricted stock units converted 3,572 units Converted into 3,572 Class A ordinary shares on September 25, 2026

Restricted stock units following transaction 21,427 units Reported after the September 25, 2026 conversion

Restricted stock units granted 28,571 units Granted April 1, 2026

Vesting installments 8 equal quarterly installments Beginning June 25, 2026

Key Terms

restricted stock units, vesting, compensatory award, tax withholding obligations

4 terms

restricted stock units technical

"granted 28,571 restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"vesting of a compensatory award"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

compensatory award financial

"vesting of a compensatory award"

tax withholding obligations financial

"satisfy tax withholding obligations"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many PGY shares did Cory Vieira sell and at what price?

Pagaya Technologies Ltd. Chief Accounting Officer Cory Vieira sold 2,170 Class A ordinary shares on September 28, 2026, at $17.04 per share. The sale was necessary to satisfy tax withholding obligations arising exclusively from vesting of a compensatory award. No Rule 10b5-1 plan is reported.

What was the vesting schedule for Cory Vieira's PGY restricted stock units?

Cory Vieira was granted 28,571 restricted stock units on April 1, 2026, vesting in eight equal quarterly installments beginning June 25, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/29/2026 - 08:59 PM Accepted by SEC EDGAR 09/29/2026 - 08:58 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vieira Cory

(Last) (First) (Middle)

C/O PAGAYA TECHNOLOGIES LTD.

335 MADISON AVENUE, 16TH FLOOR

(Street)

NEW YORK NEW YORK 10017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Pagaya Technologies Ltd. [ PGY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Share	09/25/2026		M		3,572	A	$0	27,330	D
Class A Ordinary Share	09/28/2026		S(1)		2,170	D	$17.04	25,160	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	$0	09/25/2026		M			3,572	(2)	(2)	Class A Ordinary Share	3,572	$0	21,427	D

Explanation of Responses:

1. Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.

2. On April 1, 2026, the Reporting Person was granted 28,571 restricted stock units, vesting in eight equal quarterly installments beginning on June 25, 2026.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Joshua Sills, Attorney-in-Fact	09/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)