Pagaya director plans sale of 8,504 shares

Pagaya Technologies Ltd. (PGY) received a notice that director Tami Rosen intends to sell up to 8,504 shares of Pagaya common stock under Rule 144 through Morgan Stanley Smith Barney LLC, with an approximate sale date of September 18, 2026.

Available on EDGAR 09/18/2026 - 04:19 PM EDT Accepted by SEC EDGAR 09/18/2026 - 04:18 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Pagaya Technologies Ltd. (PGY) received a notice that director Tami Rosen intends to sell up to 8,504 shares of Pagaya common stock under Rule 144 through Morgan Stanley Smith Barney LLC, with an approximate sale date of September 18, 2026. These shares relate to Restricted Stock Units acquired from the issuer on September 12, 2026. Pagaya common stock outstanding was reported as 72,137,266 shares for this notice. Over the prior three months, Rosen reported sales of Pagaya common totaling 7,121 shares for $143,915.41 on September 12, 2026, 1,265 shares for $29,183.55 on September 3, 2026, and 28,181 shares for $619,370.47 on August 3, 2026, plus a 10b5-1 sale of 9,944 shares for $151,131.90 on June 22, 2026.

Key Figures

Shares to be sold under Rule 144: 8,504 shares Aggregate market value of planned sale: $174,842.24 Shares outstanding: 72,137,266 shares +4 more

7 metrics

Shares to be sold under Rule 144 8,504 shares Planned sale of Pagaya common stock by director Tami Rosen

Aggregate market value of planned sale $174,842.24 Value of 8,504 Pagaya shares to be sold

Shares outstanding 72,137,266 shares Pagaya common stock outstanding referenced in the notice

Sale on September 12, 2026 7,121 shares; $143,915.41 Common stock sold by Tami Rosen in prior 3 months

Sale on September 3, 2026 1,265 shares; $29,183.55 Common stock sold by Tami Rosen in prior 3 months

Sale on August 3, 2026 28,181 shares; $619,370.47 Common stock sold by Tami Rosen in prior 3 months

10b5-1 sale on June 22, 2026 9,944 shares; $151,131.90 Common stock sold under 10b5-1 sales designation

Key Terms

Rule 144, Restricted Stock Units, 10b5-1

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | | | 8504 | 09/12/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 regulatory

"10b5-1 Sales for TAMI ROSEN 335 Madison Avenue"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Pagaya Technologies Ltd. (PGY) disclose in this Form 144 filing?

The filing states that director Tami Rosen intends to sell up to 8,504 shares of Pagaya common stock under Rule 144 through Morgan Stanley Smith Barney LLC, with an approximate sale date of September 18, 2026.

How many Pagaya (PGY) shares is Tami Rosen planning to sell now?

Tami Rosen plans to sell up to 8,504 shares of Pagaya common stock. The notice lists an aggregate market value of $174,842.24 for these shares and cites an approximate sale date of September 18, 2026 on NASDAQ.

What is the source of the Pagaya (PGY) shares Tami Rosen will sell?

The notice identifies the securities to be sold as Common shares issued from Restricted Stock Units, acquired from the issuer on September 12, 2026. The planned sale covers 8,504 such shares.

What Pagaya (PGY) share sales has Tami Rosen made in the last 3 months?

Reported sales include 7,121 shares for $143,915.41 on September 12, 2026, 1,265 shares for $29,183.55 on September 3, 2026, and 28,181 shares for $619,370.47 on August 3, 2026.

Were any of Tami Rosen’s Pagaya (PGY) sales under a Rule 10b5-1 plan?

Yes. The filing lists “10b5-1 Sales” for Tami Rosen of 9,944 shares of Pagaya common stock on June 22, 2026, with total proceeds of $151,131.90.

How many Pagaya (PGY) shares are reported as outstanding in this notice?

The notice reports that Pagaya had 72,137,266 shares of common stock outstanding in connection with this Form 144 filing; this is a baseline figure for the company’s equity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001970282
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Pagaya Technologies Ltd.
SEC File Number	001-41430
Address of Issuer	335 Madison Avenue, 16th Floor New York NEW YORK 10017
Phone	6467107714
Name of Person for Whose Account the Securities are To Be Sold	TAMI ROSEN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8504	174842.24	72137266	09/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/12/2026	Restricted Stock Units	Issuer			8504	09/12/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
TAMI ROSEN 335 Madison Avenue, 16th Floor New York NY 10017	Common	09/12/2026	7121	143915.41
TAMI ROSEN 335 Madison Avenue, 16th Floor New York NY 10017	Common	09/03/2026	1265	29183.55
TAMI ROSEN 335 Madison Avenue, 16th Floor New York NY 10017	Common	08/03/2026	28181	619370.47
10b5-1 Sales for TAMI ROSEN 335 Madison Avenue, 16th Floor New York NY 10017	Common	06/22/2026	9944	151131.90

144: Remarks and Signature

Remarks
Date of Notice	09/18/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Tami Rosen
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)