[SCHEDULE 13D/A] PRINCIPAL REAL ESTATE INCOME FUND SEC Filing
Bulldog Investors, LLP and principals Phillip Goldstein and Andrew Dakos amended their Schedule 13D to update ownership in Principal Real Estate Income Fund (PGZ). Bulldog is deemed the beneficial owner of 333,144 shares, representing 4.98% of the 6,694,109 shares reported outstanding, with Mr. Goldstein reported as beneficial owner of 333,261 shares and Mr. Dakos of 333,144 shares.
The filing shows shared voting and dispositive power for these shares and discloses no contracts or arrangements with the issuer. The statement also lists recent sales totaling 37,752 shares over several days at prices roughly between $10.45 and $10.53, and confirms clients are entitled to any dividends or proceeds.
Bulldog Investors, LLP e i soci Phillip Goldstein e Andrew Dakos hanno modificato il loro Schedule 13D per aggiornare la partecipazione in Principal Real Estate Income Fund (PGZ). Bulldog è considerato beneficiario di 333,144 azioni, pari al 4,98% delle 6,694,109 azioni risultanti in circolazione; il sig. Goldstein è indicato come beneficiario di 333,261 azioni e il sig. Dakos di 333,144 azioni.
La dichiarazione indica potere condiviso di voto e dispositive per queste azioni e non segnala contratti o accordi con l'emittente. Il documento elenca inoltre vendite recenti per un totale di 37,752 azioni effettuate in più giorni a prezzi intorno a $10.45–$10.53, e conferma che i clienti hanno diritto a eventuali dividendi o ricavi.
Bulldog Investors, LLP y los principales Phillip Goldstein y Andrew Dakos enmendaron su Schedule 13D para actualizar la propiedad en Principal Real Estate Income Fund (PGZ). Bulldog se considera propietario beneficiario de 333,144 acciones, que representan el 4,98% de las 6,694,109 acciones reportadas en circulación; el Sr. Goldstein figura como propietario beneficiario de 333,261 acciones y el Sr. Dakos de 333,144 acciones.
La presentación muestra poder compartido de voto y disposición sobre estas acciones y no revela contratos ni acuerdos con el emisor. La declaración también detalla ventas recientes por un total de 37,752 acciones en varios días a precios aproximadamente entre $10.45 y $10.53, y confirma que los clientes tienen derecho a los dividendos o ingresos.
Bulldog Investors, LLP와 주요 인물 Phillip Goldstein 및 Andrew Dakos는 Principal Real Estate Income Fund (PGZ) 지분을 업데이트하기 위해 Schedule 13D를 수정했습니다. Bulldog은 333,144주의 실질적 소유자로 간주되며, 이는 보고된 발행주식수 6,694,109주의 4.98%에 해당합니다. Goldstein 씨는 333,261주의 실질적 소유자로, Dakos 씨는 333,144주의 실질적 소유자로 보고되었습니다.
해당 신고서에는 이들 주식에 대한 공동 의결권 및 처분권이 표시되어 있으며 발행사와의 계약이나 합의는 없다고 밝혔습니다. 또한 여러 날에 걸쳐 총 37,752주를 약 $10.45에서 $10.53 사이의 가격으로 매도한 내역을 기재했으며, 고객이 배당금이나 수익을 받을 권리가 있음을 확인했습니다.
Bulldog Investors, LLP et les principaux intéressés Phillip Goldstein et Andrew Dakos ont modifié leur Schedule 13D pour mettre à jour leur participation dans Principal Real Estate Income Fund (PGZ). Bulldog est réputé être le bénéficiaire effectif de 333,144 actions, soit 4,98% des 6,694,109 actions déclarées en circulation ; M. Goldstein est indiqué comme bénéficiaire effectif de 333,261 actions et M. Dakos de 333,144 actions.
Le dépôt indique un pouvoir conjoint de vote et de disposition pour ces actions et ne révèle aucun contrat ni accord avec l'émetteur. La déclaration énumère également des ventes récentes totalisant 37,752 actions sur plusieurs jours à des prix d'environ $10.45 à $10.53, et confirme que les clients ont droit à d'éventuels dividendes ou produits.
Bulldog Investors, LLP und die Geschäftsführer Phillip Goldstein und Andrew Dakos haben ihr Schedule 13D geändert, um ihre Beteiligung am Principal Real Estate Income Fund (PGZ) zu aktualisieren. Bulldog gilt als wirtschaftlicher Eigentümer von 333,144 Aktien, was 4,98% der gemeldeten 6,694,109 ausstehenden Aktien entspricht; Herr Goldstein wird als wirtschaftlicher Eigentümer von 333,261 Aktien und Herr Dakos von 333,144 Aktien angegeben.
Die Einreichung weist für diese Aktien gemeinsame Stimm- und Verfügungsbefugnis aus und gibt an, dass keine Verträge oder Vereinbarungen mit dem Emittenten bestehen. Die Erklärung listet ferner kürzliche Verkäufe in Höhe von insgesamt 37,752 Aktien über mehrere Tage zu Preisen von etwa $10.45 bis $10.53 auf und bestätigt, dass Kunden Anspruch auf etwaige Dividenden oder Erlöse haben.
- Updated disclosure of beneficial ownership provides transparency on holdings in PGZ
- Item 6 reports no contracts or arrangements with the issuer, indicating no undisclosed agreements
- Recent sales totaling 37,752 shares were reported, including a 29,159-share sale on 8/7/2025
- Beneficial ownership remains below 5% (4.98%), so reporting persons do not hold a controlling stake
Insights
TL;DR: Routine 13D/A update; reports a sub-5% stake, shared voting power, and modest recent disposals totaling 37,752 shares.
The amendment updates beneficial ownership metrics: Bulldog Investors is deemed to hold 333,144 shares (4.98%) of PGZ based on 6,694,109 shares outstanding. Ownership is reported as shared voting and dispositive power with no sole control. The disclosure of recent sales (totaling 37,752 shares at roughly $10.45–$10.53) is factual and quantifies recent activity but represents a small fraction of outstanding shares. Overall, the filing provides transparency without indicating a controlling position or new strategic arrangement.
TL;DR: Governance disclosure is complete and routine; no agreements with the issuer and partners reported shared authority over the stake.
The filing states no contracts, arrangements or understandings with respect to PGZ securities, and identifies Messrs. Goldstein and Dakos as partners of Bulldog Investors, LLP. Reported shared voting and dispositive power over the disclosed shares clarifies decision-making authority. The ownership level reported is below the 5% mark that typically triggers heightened market and regulatory scrutiny, and the document records recent sales rather than acquisitions, suggesting no new control intent disclosed in this amendment.
Bulldog Investors, LLP e i soci Phillip Goldstein e Andrew Dakos hanno modificato il loro Schedule 13D per aggiornare la partecipazione in Principal Real Estate Income Fund (PGZ). Bulldog è considerato beneficiario di 333,144 azioni, pari al 4,98% delle 6,694,109 azioni risultanti in circolazione; il sig. Goldstein è indicato come beneficiario di 333,261 azioni e il sig. Dakos di 333,144 azioni.
La dichiarazione indica potere condiviso di voto e dispositive per queste azioni e non segnala contratti o accordi con l'emittente. Il documento elenca inoltre vendite recenti per un totale di 37,752 azioni effettuate in più giorni a prezzi intorno a $10.45–$10.53, e conferma che i clienti hanno diritto a eventuali dividendi o ricavi.
Bulldog Investors, LLP y los principales Phillip Goldstein y Andrew Dakos enmendaron su Schedule 13D para actualizar la propiedad en Principal Real Estate Income Fund (PGZ). Bulldog se considera propietario beneficiario de 333,144 acciones, que representan el 4,98% de las 6,694,109 acciones reportadas en circulación; el Sr. Goldstein figura como propietario beneficiario de 333,261 acciones y el Sr. Dakos de 333,144 acciones.
La presentación muestra poder compartido de voto y disposición sobre estas acciones y no revela contratos ni acuerdos con el emisor. La declaración también detalla ventas recientes por un total de 37,752 acciones en varios días a precios aproximadamente entre $10.45 y $10.53, y confirma que los clientes tienen derecho a los dividendos o ingresos.
Bulldog Investors, LLP와 주요 인물 Phillip Goldstein 및 Andrew Dakos는 Principal Real Estate Income Fund (PGZ) 지분을 업데이트하기 위해 Schedule 13D를 수정했습니다. Bulldog은 333,144주의 실질적 소유자로 간주되며, 이는 보고된 발행주식수 6,694,109주의 4.98%에 해당합니다. Goldstein 씨는 333,261주의 실질적 소유자로, Dakos 씨는 333,144주의 실질적 소유자로 보고되었습니다.
해당 신고서에는 이들 주식에 대한 공동 의결권 및 처분권이 표시되어 있으며 발행사와의 계약이나 합의는 없다고 밝혔습니다. 또한 여러 날에 걸쳐 총 37,752주를 약 $10.45에서 $10.53 사이의 가격으로 매도한 내역을 기재했으며, 고객이 배당금이나 수익을 받을 권리가 있음을 확인했습니다.
Bulldog Investors, LLP et les principaux intéressés Phillip Goldstein et Andrew Dakos ont modifié leur Schedule 13D pour mettre à jour leur participation dans Principal Real Estate Income Fund (PGZ). Bulldog est réputé être le bénéficiaire effectif de 333,144 actions, soit 4,98% des 6,694,109 actions déclarées en circulation ; M. Goldstein est indiqué comme bénéficiaire effectif de 333,261 actions et M. Dakos de 333,144 actions.
Le dépôt indique un pouvoir conjoint de vote et de disposition pour ces actions et ne révèle aucun contrat ni accord avec l'émetteur. La déclaration énumère également des ventes récentes totalisant 37,752 actions sur plusieurs jours à des prix d'environ $10.45 à $10.53, et confirme que les clients ont droit à d'éventuels dividendes ou produits.
Bulldog Investors, LLP und die Geschäftsführer Phillip Goldstein und Andrew Dakos haben ihr Schedule 13D geändert, um ihre Beteiligung am Principal Real Estate Income Fund (PGZ) zu aktualisieren. Bulldog gilt als wirtschaftlicher Eigentümer von 333,144 Aktien, was 4,98% der gemeldeten 6,694,109 ausstehenden Aktien entspricht; Herr Goldstein wird als wirtschaftlicher Eigentümer von 333,261 Aktien und Herr Dakos von 333,144 Aktien angegeben.
Die Einreichung weist für diese Aktien gemeinsame Stimm- und Verfügungsbefugnis aus und gibt an, dass keine Verträge oder Vereinbarungen mit dem Emittenten bestehen. Die Erklärung listet ferner kürzliche Verkäufe in Höhe von insgesamt 37,752 Aktien über mehrere Tage zu Preisen von etwa $10.45 bis $10.53 auf und bestätigt, dass Kunden Anspruch auf etwaige Dividenden oder Erlöse haben.
FAQ
What stake does Bulldog Investors report in PGZ?
Who are the reporting persons on the Schedule 13D/A for PGZ?
Did the filers trade PGZ shares recently?
Do the reporting persons have sole voting or dispositive power over the shares?
Are there any contracts or arrangements with Principal Real Estate Income Fund disclosed?
