Deerfield reports BiomX ownership at 4.70%
Deerfield-affiliated funds report reduced ownership in BiomX Inc. common stock, now below the 5% reporting threshold.
Rhea-AI Filing Summary
Deerfield-affiliated funds report reduced ownership in BiomX Inc. common stock, now below the 5% reporting threshold. Deerfield Management Company, L.P. and James E. Flynn each report beneficial ownership of 533,370 shares, representing 4.70% of BiomX’s common stock, based on 11,160,153 shares outstanding as of June 2, 2026.
Deerfield Private Design Fund V, L.P. and Deerfield Healthcare Innovations Fund II, L.P. each report 266,424 shares, or 2.37% of the class, including 177,789 shares of common stock and 88,635 shares underlying currently exercisable warrants. These warrants are subject to a 9.99% Beneficial Ownership Limitation that caps ownership upon exercise. As of June 16, 2026, the reporting group ceased to beneficially own more than five percent of BiomX’s common stock.
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Insights
Deerfield’s BiomX stake is now below 5%, with warrant exercises capped by a 9.99% limit.
The filing shows Deerfield-related entities now report 4.70% beneficial ownership, or 533,370 shares of BiomX common stock, based on 11,160,153 shares outstanding as of June 2, 2026. Individual Deerfield funds each report 266,424 shares, or 2.37% of the class.
Holdings include common shares plus warrants that are currently exercisable but constrained by a 9.99% Beneficial Ownership Limitation. This cap prevents further warrant exercises if they would push the group above that threshold. The filing also corrects a prior 18-share understatement from a Series X Preferred Stock conversion.
As of June 16, 2026, the group confirms it no longer beneficially owns more than five percent of BiomX common stock. Subsequent company filings may provide additional detail on any future ownership changes or warrant exercises within the 9.99% cap.
Key Figures
Key Terms
Beneficial Ownership Limitation financial
Section 13(d) "group" regulatory
Schedule 13D regulatory
Series X Preferred Stock financial
Nasdaq Global Market market
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What percentage of BiomX (PHGE) does Deerfield now beneficially own?
What is the 9.99% Beneficial Ownership Limitation mentioned for BiomX (PHGE)?
When did the Deerfield group fall below 5% ownership of BiomX (PHGE)?
What BiomX (PHGE) securities are included in Deerfield’s beneficial ownership?
AI-generated analysis. How Rhea-AI works. Not financial advice.