STOCK TITAN

PHINIA (PHIN) strategy chief receives 41-share equity award from dividends

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Neto de Abreu Pedro Rui reported acquisition or exercise transactions in this Form 4 filing.

PHINIA INC. VP and Chief Strategy Officer Pedro Rui Neto de Abreu received 41 shares of common stock as a stock award, not through an open-market purchase. The award reflects automatic reinvestment of dividends into 15 shares of restricted stock and 26 restricted stock units tied to prior equity grants.

After this grant, he directly holds 18,547 common shares. These holdings include 3,064 shares of restricted stock and 5,309 restricted stock units, showing that this filing records routine, compensation-related equity accrual rather than a discretionary trade in the company’s stock.

Positive

  • None.

Negative

  • None.
Insider Neto de Abreu Pedro Rui
Role VP and Chief Strategy Officer
Type Security Shares Price Value
Grant/Award Common Stock 41 $0.00 --
Holdings After Transaction: Common Stock — 18,547 shares (Direct)
Footnotes (1)
  1. Reflects 15 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 26 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards. Includes 3,064 shares of restricted stock and 5,309 restricted stock units.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Neto de Abreu Pedro Rui

(Last)(First)(Middle)
3000 UNIVERSITY DRIVE

(Street)
AUBURN HILLS MICHIGAN 48326

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP and Chief Strategy Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/20/2026A41(1)A$018,547(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects 15 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 26 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.
2. Includes 3,064 shares of restricted stock and 5,309 restricted stock units.
Remarks:
/s/ Kelly A. Albin as attorney-in-fact for Pedro Rui Neto de Abreu03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PHINIA (PHIN) report for Pedro Rui Neto de Abreu?

PHINIA reported that VP and Chief Strategy Officer Pedro Rui Neto de Abreu acquired 41 shares of common stock as a stock award. The shares came from automatic dividend reinvestments tied to existing restricted stock and restricted stock unit awards, not from an open-market purchase.

Was the PHINIA (PHIN) insider transaction an open-market buy or a stock award?

The transaction was a stock award, not an open-market buy. It reflects automatic reinvestment of dividends into 15 restricted shares and 26 restricted stock units under the terms of existing equity awards, so no cash purchase occurred in the market for these PHINIA shares.

How many PHINIA (PHIN) shares does Pedro Rui Neto de Abreu hold after this Form 4?

After the reported award, Pedro Rui Neto de Abreu directly holds 18,547 shares of PHINIA common stock. This total includes previously granted equity, such as restricted stock and restricted stock units, in addition to the 41 new shares acquired via dividend reinvestment mechanisms.

What do the footnotes reveal about the PHINIA (PHIN) insider’s equity grants?

The footnotes state that 15 shares of restricted stock and 26 restricted stock units were acquired through automatic dividend-related reinvestments. They also clarify his position includes 3,064 restricted shares and 5,309 restricted stock units, highlighting the compensation-based nature of his PHINIA equity holdings.

Does the PHINIA (PHIN) Form 4 indicate any stock sales by the insider?

The Form 4 shows no stock sales by the insider. It reports only an acquisition of 41 shares classified as a grant or award, driven by dividend reinvestment features within existing restricted stock and restricted stock unit grants, with no disposal transactions recorded.