PHINIA (PHIN) director adds 16 restricted shares via dividend reinvestment

Rhea-AI Filing Summary

PHINIA INC. director Norman Daun reported an automatic grant of 16 shares of common stock in the form of restricted stock. These shares were acquired through the required reinvestment of dividends on his existing restricted stock awards, with no cash purchase involved.

Following this transaction, Daun directly holds 19,923 shares of PHINIA common stock, including 3,367 shares of restricted stock that remain subject to award terms. This filing reflects a routine, compensation-related adjustment to his equity position rather than an open-market trade.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Norman Daun

(Last) (First) (Middle)

3000 UNIVERSITY DRIVE

(Street)

AUBURN HILLS MICHIGAN 48326

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/20/2026		A		16(1)	A	$0	19,923(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

2. Includes 3,367 shares of restricted stock.

Remarks:

	/s/ Kelly A. Albin as attorney-in-fact for D'aun Norman	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PHIN (PHINIA INC.) disclose for Norman Daun?

PHINIA INC. disclosed that director Norman Daun acquired 16 shares of common stock as restricted stock. The shares came from automatic dividend reinvestment on existing restricted stock awards, meaning this was a routine compensation-related adjustment, not an open-market stock purchase or sale.

How many PHINIA INC. shares does Norman Daun hold after this Form 4 filing?

After the reported transaction, Norman Daun directly holds 19,923 shares of PHINIA INC. common stock. This total includes 3,367 shares of restricted stock, which are subject to the terms and conditions of his equity awards, such as vesting and forfeiture provisions.

Was the PHIN Form 4 transaction an open-market buy or sell of shares?

The transaction was not an open-market buy or sell. It reflects a grant of 16 restricted shares acquired through automatic dividend reinvestment on existing restricted stock awards, consistent with the award terms, and therefore does not represent a discretionary market trade by the director.

What does dividend reinvestment on restricted stock mean for PHINIA INC. insiders?

Dividend reinvestment on restricted stock means cash dividends on outstanding restricted shares are automatically converted into additional restricted shares. For PHINIA INC. insiders like Norman Daun, this increases their restricted stock balance under the award terms rather than providing cash or triggering market transactions.

How many restricted shares are included in Norman Daun’s PHIN holdings?

Norman Daun’s reported holdings include 3,367 shares of restricted stock within his total 19,923 PHINIA INC. common shares. Restricted shares are typically subject to vesting schedules or other conditions before they become fully transferable, which can affect when the insider can sell them.