STOCK TITAN

PHINIA (PHIN) VP receives dividend-based restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Yang Hongyong reported acquisition or exercise transactions in this Form 4 filing.

PHINIA INC. executive Yang Hongyong, VP and GM Fuel Systems Asia Pacific, reported an automatic grant of 6 restricted stock units tied to dividend reinvestment on existing awards. Following this grant, he holds 1,203 restricted stock units directly.

He also holds phantom units that are economically equivalent to common shares and settle in cash based on PHINIA’s closing share price on the vesting date. According to the disclosure, remaining phantom units are scheduled to vest on February 28, 2027 and in two equal annual installments beginning on that date.

Positive

  • None.

Negative

  • None.
Insider Yang Hongyong
Role VP and GM Fuel Syst. Asia Pac
Type Security Shares Price Value
Grant/Award Common Stock 6 $0.00 --
holding Phantom Units -- -- --
holding Phantom Units -- -- --
Holdings After Transaction: Common Stock — 1,203 shares (Direct); Phantom Units — 1,130 shares (Direct)
Footnotes (1)
  1. Reflects shares of restricted stock units acquired following the automatic reinvestment of dividends on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards. Shares listed are restricted stock units. Each phantom unit is the economic equivalent of one share of the Issuer's common stock and settles in cash in an amount equal to the Issuer's closing price per share on the vesting date. The reporting person was previously granted phantom units, the remainder of which will vest on February 28, 2027. The reporting person was previously granted phantom units, the remainder of which will vest in two equal annual installments beginning on February 28, 2027.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yang Hongyong

(Last)(First)(Middle)
3000 UNIVERSITY DRIVE

(Street)
AUBURN HILLS MICHIGAN 48326

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP and GM Fuel Syst. Asia Pac
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/20/2026A6(1)A$01,203(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Units(3) (4) (4)Common Stock1,1301,130D
Phantom Units(3) (5) (5)Common Stock3,2983,298D
Explanation of Responses:
1. Reflects shares of restricted stock units acquired following the automatic reinvestment of dividends on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.
2. Shares listed are restricted stock units.
3. Each phantom unit is the economic equivalent of one share of the Issuer's common stock and settles in cash in an amount equal to the Issuer's closing price per share on the vesting date.
4. The reporting person was previously granted phantom units, the remainder of which will vest on February 28, 2027.
5. The reporting person was previously granted phantom units, the remainder of which will vest in two equal annual installments beginning on February 28, 2027.
Remarks:
/s/ Kelly A. Albin as attorney-in-fact for Hongyong Yang03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PHINIA (PHIN) report for Yang Hongyong?

PHINIA reported a small equity award for executive Yang Hongyong. He received 6 restricted stock units through automatic dividend reinvestment on outstanding awards, increasing his direct restricted stock unit holdings to 1,203, according to the Form 4 disclosure.

How many PHINIA restricted stock units does Yang Hongyong hold after this Form 4?

After the reported transaction, Yang Hongyong holds 1,203 restricted stock units. The filing states that 6 additional units were acquired automatically via dividend reinvestment on previously granted restricted stock units under the award terms.

What are PHINIA phantom units reported in Yang Hongyong’s Form 4?

Phantom units are cash-settled awards that are economically equivalent to one share of PHINIA common stock. They pay cash equal to the company’s closing share price on the vesting date, rather than delivering actual shares.

When do Yang Hongyong’s PHINIA phantom units vest?

Remaining phantom units vest beginning February 28, 2027. The disclosure notes one grant with a remainder vesting on February 28, 2027, and another vesting in two equal annual installments starting on February 28, 2027.

Is Yang Hongyong’s PHINIA Form 4 a purchase or a compensation award?

The Form 4 reflects a compensation-related award, not an open-market share purchase or sale. The 6 units were granted automatically as restricted stock units through dividend reinvestment on existing equity awards.

What is Yang Hongyong’s role at PHINIA mentioned in the Form 4?

Yang Hongyong serves as PHINIA’s VP and GM Fuel Systems Asia Pacific. The reported equity awards, including restricted stock units and phantom units, relate to his position as a company officer in that regional and product leadership role.