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PHINIA Inc. (PHIN) CEO reports 995-share stock acquisition and 404,751 total holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PHINIA Inc. President and CEO Brady D. Ericson, who also serves as a director, reported acquiring 995 shares of PHINIA common stock on 12/12/2025 at a price of $0 per share. The new shares came from 742 shares of restricted stock credited through automatic dividend reinvestment and 253 restricted stock units credited through automatic reinvestment of dividend equivalents, in line with the terms of his existing equity awards. After this transaction, Ericson beneficially owns 404,751 PHINIA common shares, including 160,054 shares of restricted stock and 54,430 restricted stock units, all reported as directly held.

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Insider Ericson Brady D
Role President and CEO
Type Security Shares Price Value
Grant/Award Common Stock 995 $0.00 --
Holdings After Transaction: Common Stock — 404,751 shares (Direct)
Footnotes (1)
  1. Reflects 742 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 253 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards. Includes 160,054 shares of restricted stock and 54,430 restricted stock units.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ericson Brady D

(Last) (First) (Middle)
3000 UNIVERSITY DRIVE

(Street)
AUBURN HILLS MI 48326

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/12/2025 A 995(1) A $0 404,751(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects 742 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 253 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.
2. Includes 160,054 shares of restricted stock and 54,430 restricted stock units.
Remarks:
/s/ Kelly A. Albin as attorney-in-fact for Brady D. Ericson 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PHINIA (PHIN) report in this Form 4?

The filing shows that Brady D. Ericson, PHINIA's President, CEO, and director, acquired 995 shares of PHINIA common stock on 12/12/2025.

How were the 995 PHINIA (PHIN) shares acquired by the CEO?

The 995 shares reflect 742 restricted shares from automatic dividend reinvestment and 253 restricted stock units from automatic reinvestment of dividend equivalents under existing award terms.

What is Brady D. Ericson’s total PHINIA (PHIN) share ownership after the reported transaction?

Following the transaction, Brady D. Ericson beneficially owns 404,751 shares of PHINIA common stock reported as directly held.

What types of equity awards are included in the PHINIA (PHIN) CEO’s holdings?

Ericson’s holdings include 160,054 shares of restricted stock and 54,430 restricted stock units as part of his total beneficial ownership.

What was the reported price for the PHINIA (PHIN) shares acquired by the CEO?

The 995 PHINIA common shares were reported as acquired at a price of $0 per share, consistent with automatic reinvestment features of his equity awards.

What is Brady D. Ericson’s role at PHINIA (PHIN)?

Brady D. Ericson is reported as both a director and an officer, serving as President and CEO of PHINIA Inc.