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[Form 4] PHINIA Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Brady D. Ericson, President, CEO, and Director of PHINIA, reported acquiring additional shares through dividend reinvestment on June 16, 2025. The transaction details include:

  • Acquisition of 1,773 shares of common stock at $0, consisting of: - 1,435 restricted stock shares from dividend reinvestment - 338 restricted stock units from dividend equivalent reinvestment
  • Following the transaction, Ericson beneficially owns 438,259 shares, including: - 228,925 restricted stock shares - 53,927 restricted stock units

The shares were acquired automatically per the terms of existing awards. The filing was signed by Kate Vandenberg as attorney-in-fact for Ericson on June 18, 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ericson Brady D

(Last) (First) (Middle)
3000 UNIVERSITY DRIVE

(Street)
AUBURN HILLS MI 48326

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/16/2025 A 1,773(1) A $0 438,259(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects 1,435 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 338 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.
2. Includes 228,925 shares of restricted stock and 53,927 restricted stock units.
Remarks:
Power of Attorney is attached hereto as Exhibit 24.
/s/ Kate Vandenberg as attorney-in-fact for Brady D. Ericson 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many PHIN shares did CEO Brady Ericson acquire on June 16, 2025?

CEO Brady Ericson acquired 1,773 shares on June 16, 2025, consisting of 1,435 shares of restricted stock from dividend reinvestment and 338 restricted stock units from dividend equivalent reinvestment.

What is the total number of PHIN shares Brady Ericson owns after the June 2025 transaction?

Following the reported transaction, Brady Ericson beneficially owns a total of 438,259 shares directly, which includes 228,925 shares of restricted stock and 53,927 restricted stock units.

What was the purchase price for PHIN shares in Brady Ericson's June 2025 acquisition?

The shares were acquired at $0 cost, as they were received through automatic dividend reinvestment on existing restricted stock and restricted stock units, as required by the terms of the awards.

What positions does Brady Ericson hold at PHIN according to the Form 4?

According to the Form 4, Brady Ericson serves as both a Director and President and CEO of PHINIA Inc.

How did Brady Ericson acquire the new PHIN shares in June 2025?

The shares were acquired through automatic dividend reinvestment, with 1,435 shares coming from dividends on existing restricted stock and 338 shares from dividend equivalents on existing restricted stock units.
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AUBURN HILLS