PHINIA CFO gets dividend-reinvested stock grant

PHINIA’s CFO received small additional common stock grants via dividend reinvestment on existing restricted stock awards, modestly increasing his direct and indirect holdings.

Rhea-AI Filing Summary

PHINIA INC. (PHIN) reported that Senior Vice President and CFO Chris P. Gropp acquired additional common stock on September 18, 2026 through grants tied to dividend reinvestment on existing restricted stock awards. He received 73 shares directly and 9 shares indirectly through his spouse, both at a reported price of $0.00 per share. After these transactions, he holds 43,896 common shares directly, including 14,980 shares of restricted stock, and 3,982 common shares indirectly through his spouse, including 1,815 shares of restricted stock, which he disclaims beneficial ownership of. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 82 shares

Grant/Award 2 txns

Insider Gropp Chris P

Role Senior Vice President and CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	73	$0.00	$0.00
Grant/Award	Common Stock F1, F3	9	$0.00	$0.00

Holdings After Transaction: Common Stock — 43,896 shares (Direct); Common Stock — 3,982 shares (Indirect, By spouse)

Footnotes (3)

1. F1. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.
2. F2. Includes 14,980 shares of restricted stock.
3. F3. Includes 1,815 shares of restricted stock. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Key Figures

Direct shares acquired: 73 shares Indirect shares acquired (spouse): 9 shares Direct holdings after transaction: 43,896 shares +4 more

7 metrics

Direct shares acquired 73 shares Restricted stock acquired on September 18, 2026 via dividend reinvestment

Indirect shares acquired (spouse) 9 shares Restricted stock acquired on September 18, 2026 via dividend reinvestment

Direct holdings after transaction 43,896 shares PHIN common stock held directly by CFO after September 18, 2026 grants

Indirect holdings after transaction (spouse) 3,982 shares PHIN common stock held indirectly through spouse after September 18, 2026 grants

Direct restricted stock included 14,980 shares Restricted stock included in CFO’s direct holdings after the transaction

Indirect restricted stock included 1,815 shares Restricted stock included in spouse-held indirect holdings; beneficial ownership disclaimed

Reported grant price per share $0.00 Price per share for the September 18, 2026 restricted stock acquisitions

Key Terms

restricted stock, automatic reinvestment of dividends, beneficial ownership, indirect ownership

4 terms

restricted stock financial

"Reflects shares of restricted stock acquired following the automatic reinvestment"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

automatic reinvestment of dividends financial

"acquired following the automatic reinvestment of dividends on outstanding restricted"

beneficial ownership financial

"The reporting person disclaims beneficial ownership of these securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

indirect ownership financial

"3,982 shares of restricted stock. The reporting person disclaims beneficial"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did PHIN (PHINIA INC.) report for its CFO?

PHINIA reported that CFO Chris P. Gropp acquired 73 shares of common stock directly and 9 shares indirectly through his spouse on September 18, 2026, via grants resulting from automatic reinvestment of dividends on existing restricted stock awards.

How many PHIN (PHINIA INC.) shares does the CFO hold after these transactions?

After the reported transactions, CFO Chris P. Gropp holds 43,896 PHIN common shares directly, including 14,980 restricted shares, and 3,982 shares indirectly through his spouse, including 1,815 restricted shares, for which he disclaims beneficial ownership.

What was the price for the PHIN shares acquired by the CFO on September 18, 2026?

The Form 4 reports that the shares acquired by CFO Chris P. Gropp on September 18, 2026 were granted at a reported price of $0.00 per share, reflecting a grant or award rather than an open-market purchase.

Were PHIN CFO Chris Gropp’s September 18, 2026 transactions under a Rule 10b5-1 plan?

No. The filing indicates that no Rule 10b5-1 trading plan was affirmed for the reported transactions involving CFO Chris P. Gropp’s acquisitions of PHIN common stock.

How were the new PHIN shares for the CFO generated?

The additional shares reported for CFO Chris P. Gropp and his spouse reflect restricted stock acquired through automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of those awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/21/2026 - 05:39 PM Accepted by SEC EDGAR 09/21/2026 - 05:39 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gropp Chris P

(Last) (First) (Middle)

3000 UNIVERSITY DRIVE

(Street)

AUBURN HILLS MICHIGAN 48326

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President and CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/18/2026		A		73(1)	A	$0	43,896(2)	D
Common Stock	09/18/2026		A		9(1)	A	$0	3,982(3)	I	By spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

2. Includes 14,980 shares of restricted stock.

3. Includes 1,815 shares of restricted stock. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Remarks:

	/s/ Kathleen Cindric as attorney-in-fact for Chris P. Gropp	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)