STOCK TITAN

PHINIA VP and CPO (PHIN) awarded 1,197 new restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dori Sebastian reported acquisition or exercise transactions in this Form 4 filing.

PHINIA Inc. executive Sebastian Dori, the company’s VP and CPO, received an equity award of 1,197 shares of common stock in the form of restricted stock units at a grant price of $0 per share on February 9, 2026.

These restricted stock units will vest in three substantially equal annual installments beginning on February 28, 2027. Following this award, Dori directly beneficially owns 18,745 shares of PHINIA common stock, which total includes 11,241 restricted stock units.

Positive

  • None.

Negative

  • None.
Insider Dori Sebastian
Role VP and CPO
Type Security Shares Price Value
Grant/Award Common Stock 1,197 $0.00 --
Holdings After Transaction: Common Stock — 18,745 shares (Direct)
Footnotes (1)
  1. Represents an award of restricted stock units with respect to the Issuer's common stock, which will vest in three substantially equal annual installments beginning February 28, 2027. Includes 11,241 restricted stock units.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dori Sebastian

(Last) (First) (Middle)
3000 UNIVERSITY DRIVE

(Street)
AUBURN HILLS MI 48326

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and CPO
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 A 1,197(1) A $0 18,745(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents an award of restricted stock units with respect to the Issuer's common stock, which will vest in three substantially equal annual installments beginning February 28, 2027.
2. Includes 11,241 restricted stock units.
Remarks:
/s/ Kelly A. Albin as attorney-in-fact for Sebastian Dori 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider equity award did PHINIA (PHIN) VP and CPO Sebastian Dori receive?

Sebastian Dori received an award of 1,197 restricted stock units linked to PHINIA common stock at a grant price of $0 per share. These units are part of his direct beneficial ownership and represent additional equity-based compensation from the company.

How do the new restricted stock units for PHINIA (PHIN) VP vest over time?

The 1,197 restricted stock units granted to PHINIA VP and CPO Sebastian Dori will vest in three substantially equal annual installments. Vesting starts on February 28, 2027, meaning portions of the award become deliverable each year over a three-year period.

What is Sebastian Dori’s total direct beneficial ownership in PHINIA (PHIN) after the grant?

After the grant, Sebastian Dori directly beneficially owns 18,745 shares of PHINIA common stock. This total includes 11,241 restricted stock units, reflecting both previously granted and newly awarded equity that ties his compensation to the company’s share performance.

Does the PHINIA (PHIN) insider award involve any cash payment by Sebastian Dori?

No cash payment was involved for this award, as the 1,197 restricted stock units were granted at a price of $0 per share. This structure is typical for equity compensation, where value depends on the future performance of the company’s common stock.

What role does PHINIA (PHIN) insider Sebastian Dori hold at the company?

Sebastian Dori serves as PHINIA’s Vice President and Chief People Officer, an executive role overseeing people-related functions. His equity awards, including restricted stock units, align his interests with shareholders by linking part of his compensation to the company’s stock.