Welcome to our dedicated page for Phoenix Asia Holdings SEC filings (Ticker: PHOE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Phoenix Asia Holdings Limited (NASDAQ: PHOE) SEC filings page provides access to the company’s regulatory disclosures as a foreign private issuer. Phoenix Asia files reports such as Form 6-K under the Securities Exchange Act of 1934, which include updates on corporate events, governance changes and project developments related to its substructure contracting business in Hong Kong.
Through these filings, readers can review information about board appointments and corporate governance. For example, Form 6-K reports describe the Board’s decisions to increase its size and appoint directors such as Yu Gao, Yafei Xie and Yaqiao Xie, along with assessments of their independence under Nasdaq rules and summaries of their director and indemnification agreements. These documents also reference the company’s code of business conduct and ethics and outline compensation arrangements for certain board roles.
Phoenix Asia’s filings can also highlight operational and project-related updates. One Form 6-K notes that its wholly-owned subsidiary, Winfield Engineering (Hong Kong) Limited, was awarded a milestone private sector project in Hong Kong, including the initial contract sum and expected commencement timing. Such disclosures provide insight into how the company’s substructure works, including site formation, ground investigation and foundation works, translate into specific contracts.
In addition to current reports, investors may consult Phoenix Asia’s registration statement on Form F-1 and related offering documents for background on its initial public offering, listing on The Nasdaq Capital Market under the symbol PHOE, and stated use of proceeds. On Stock Titan, AI-powered tools can help summarize lengthy filings, highlight key terms in documents like Form 6-K and Form F-1, and make it easier to understand the implications of Phoenix Asia’s regulatory disclosures for its construction-focused operations.
Phoenix Asia Holdings expanded its Board by two seats and appointed Ms. Yafei Xie as a non-independent director and Ms. Yaqiao Xie as an independent director, effective October 31, 2025. The Board determined Yafei Xie is not independent and Yaqiao Xie is independent under Nasdaq rules.
Yafei Xie will receive monthly compensation of US$3,850; Yaqiao Xie will receive US$1,280. Yaqiao Xie will serve on the audit, compensation, and nominating and corporate governance committees. Both directors entered into director and indemnification agreements and will serve until earlier death, disqualification, resignation, or removal.
Phoenix Asia Holdings Limited filed a report describing the appointment of Yu Gao, age 44, as a director of the company, effective September 2, 2025, after the board increased its size by one seat. Under her director agreement, she serves until death, disqualification, resignation, or removal in line with the company’s governing documents and applicable laws.
The board reviewed Nasdaq and internal governance standards and determined that Ms. Gao is not an independent director, though she has no family relationships with existing officers or directors and no related-party transactions requiring disclosure. She brings over 15 years of business administration experience from roles at Master Success International Investment Limited, Beijing Ruibailing Technology Company Limited, and Guangdong Century Qingshan Nickel Company Limited, and holds a bachelor’s degree in journalism from the Communication University of China.
The company and Ms. Gao entered into a director agreement and indemnification agreement, under which she will receive no annual compensation for board service and is subject to confidentiality duties and the company’s code of business conduct and ethics. The full form of these agreements and a related press release are filed as exhibits.
Phoenix Asia Holdings Limited is a Cayman Islands holding company operating in Hong Kong through Winfield Engineering (Hong Kong) Limited, focused on substructure works and related construction services. For the fiscal year ended March 31, 2025 the Group reported revenue of USD 7.4 million, up from USD 5.8 million in 2024 and USD 2.2 million in 2023, showing rapid top-line growth over three years. The company reports in Hong Kong dollars with U.S. GAAP financial statements and translates at USD1 = HKD7.8 for convenience.
Backlog declined from US$4,086,086 as of March 31, 2024 to US$1,054,539 as of March 31, 2025, a decrease of US$3,031,547, and the business remains highly concentrated: the five largest customers accounted for 93.7% of revenue in FY2025 and the single largest customer contributed 25.5%. The company’s Ordinary Shares trade on Nasdaq under PHOE; there were 20,000,000 Ordinary Shares outstanding as of March 31, 2025 and 21,600,000 after the initial public offering. Management identified prior material weaknesses in internal controls, implemented remediation measures and states internal controls were effective as of March 31, 2025.