Welcome to our dedicated page for Pioneer High Income Fund SEC filings (Ticker: PHT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Pioneer High Income Fund, Inc. (PHT) provides access to the fund’s regulatory documents as a diversified closed-end investment company listed on the New York Stock Exchange. These filings help investors understand how the fund has been registered, how its shares are listed and traded, and how major corporate actions such as liquidation and dissolution are implemented and documented.
Among the key filings for PHT is Form 25, a Notification of Removal from Listing and/or Registration under Section 12(b) of the Securities Exchange Act of 1934. In this filing, Pioneer High Income Fund, Inc. is identified as the issuer and New York Stock Exchange LLC as the exchange. The filing covers the fund’s common shares of beneficial interest and indicates that the exchange has complied with its rules to strike this class of securities from listing and/or withdraw registration on the exchange. This document is central for understanding the delisting process associated with the fund’s liquidation plan.
Other SEC registration materials for PHT include its shelf registration statement and related prospectus supplements for common shares. These documents describe how the fund may sell common shares in at-the-market offerings, the conditions under which such offerings may occur, and the intended use of proceeds for investment purposes. Together, these filings outline how PHT has accessed capital markets and how its shares have been offered and traded.
On this page, AI-powered tools can summarize lengthy filings, highlight the purpose of each document, and clarify technical language. This can help users quickly see how PHT’s listing status has changed over time, what steps were taken to remove its shares from the NYSE, and how the fund’s regulatory history relates to its approved liquidation and dissolution.
Almitas Capital LLCPioneer High Income Fund, Inc. (PHT). The filing states that Almitas beneficially owns 0 shares of PHT common stock, representing 0.0% of the outstanding class as of the event date of 09/30/2025. The firm reports no sole or shared power to vote or dispose of any PHT shares. Almitas is identified as a Delaware entity classified as an investment adviser (IA) for reporting purposes and indicates that it owns 5 percent or less of this class of securities.
Pioneer High Income Fund, Inc. (symbol: PHT) filed a Form 25 notification to remove a class of its securities from listing and registration on the New York Stock Exchange LLC. The filing lists the issuer's principal office at 60 State Street, Boston, MA, with telephone (617) 742-7825. The form cites the applicable rules (17 CFR 240.12d2-2 subsections) and states the Exchange and the Issuer have complied with their respective rules governing withdrawal/removal.
Almitas Capital LLC and Ronald Mass reported beneficial ownership of 1,604,088 shares, representing 5.5% of Pioneer High Income Fund, Inc. (PHT). The filing is a Schedule 13G dated for the reporting event of 06/30/2025 and signed on 08/15/2025. Ownership is shown as shared voting and shared dispositive power of 1,604,088 shares and no sole voting or dispositive power. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.