PHVS (NASDAQ) Form 144/A: brokered resale of 4,667 and 5,333 common shares

Rhea-AI Filing Summary

PHVS submitted a Form 144/A notice listing proposed sales of Common Stock through Morgan Stanley Smith Barney LLC as broker-dealer. The filing lists 4,667 shares described as Restricted Stock dated 04/11/2025 and 5,333 shares from a Stock Option Exercise dated 05/15/2026 (cash).

Insights

Equity Securities Specialist

Form 144/A reports planned brokered resale of specified common shares.

The filing names Morgan Stanley Smith Barney LLC as the broker and enumerates two distinct share lots: 4,667 shares characterized as Restricted Stock (dated 04/11/2025) and 5,333 shares tied to a Stock Option Exercise (dated 05/15/2026) with payment type listed as Cash. Document also references a quantity of 10,000 in a line associated with the broker record.

Regulatory and market mechanics such as resale timing, registration dependence, or receipt of proceeds are not detailed in the excerpt. Subsequent transaction filing or settlement reports would show whether these planned sales occur and their actual proceeds.

Key Figures

Restricted Stock shares: 4,667 shares Stock Option Exercise shares: 5,333 shares Broker-associated quantity: 10,000 +2 more

5 metrics

Restricted Stock shares 4,667 shares Restricted Stock dated 04/11/2025

Stock Option Exercise shares 5,333 shares Stock Option Exercise dated 05/15/2026, payment: Cash

Broker-associated quantity 10,000 Line associating Morgan Stanley Smith Barney LLC with quantity 10,000 (05/15/2026, NASDAQ)

Aggregate fee-like figure 298245.40 Numeric field adjacent to broker record in excerpt

Reference number 65,423,863 Numeric field shown near broker record and date 05/15/2026

Key Terms

Restricted Stock, Stock Option Exercise, Form 144/A

3 terms

Restricted Stock financial

"Common | 04/11/2025 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Stock Option Exercise financial

"Common | 05/15/2026 | Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Form 144/A regulatory

"144/A: Securities To Be Sold"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	298245.40	65423863	05/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/11/2025	Restricted Stock	Issuer			4667	04/11/2025	Not Applicable
Common	05/15/2026	Stock Option Exercise	Issuer			5333	05/15/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does PHVS's Form 144/A list for proposed sales?

The filing lists proposed brokered resales of Common Stock through Morgan Stanley Smith Barney LLC. It identifies 4,667 shares as Restricted Stock and 5,333 shares from a Stock Option Exercise, with dates 04/11/2025 and 05/15/2026.

Who is the broker-dealer handling the sales in the PHVS filing?

Morgan Stanley Smith Barney LLC is named as the broker-dealer. The filing includes an address at 1 New York Plaza, 8th Floor, New York, NY 10004 and a line associating a broker quantity of 10,000 with the record shown.

What types of securities are included in the PHVS Form 144/A?

The excerpt identifies Common Stock instruments: a lot described as Restricted Stock and a lot resulting from a Stock Option Exercise paid in Cash, each with their respective dates and share counts.

Do the entries in the Form 144/A indicate how proceeds will be used?

The excerpt does not describe use of proceeds or receivership of sale proceeds. It lists the instrument types, share counts, dates, and that one lot is from a cash stock option exercise without further allocation details.